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Judicial Watch • Robert L Carter Financial Disclosure Report for 2006

Robert L Carter Financial Disclosure Report for 2006

Robert L Carter Financial Disclosure Report for 2006

Page 1: Robert L Carter Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:8

Date Created:September 14, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Robert L Carter, EMERGING, CARTER, robert, Market, 2006, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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CHAMBERS 
JUDGE ROBERT CARTER 
UNITED STATES COURTHOUSE 
FOLEY SQUARE 
NEW YORK, 10007 
July 18, 2007 
Ortrie Smith, Chair 
Committee Financial Disclosure 
Judicial Conference The United States 
One Columbus Circle, N.E. 
Washington, 20544 
Re: Financial Disclosure -Calendar Year 2006 
Dear Mr. Smith: hope this letter provides you all the information you need. can further assistance, please let know. 

Rev. 112007 Person Reporting (last name, first, middle initial) CARTER, Robert Court Organization U.S. District Court, SDNY Date Report 05/15/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. District Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial !'.il Annual Final Reporting Period 01/01/2006 12/31/2006  
Sb. Amended Report Chambers Office Address U.S. Courthouse, Room 2220 500 Pearl Street New York, New York 10007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Senior Advisory Board  Northside Center for Child Development 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [KJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

CARTER, Robert 
05/15/2007 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[KJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) [KJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
Date Report 
CARTER, Robert 
0511512007 GIFTS. (Includes tlwse spouse and dependent children. See pp. 28-31 instructions.) 
[KJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 	VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[KJ 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

05/15/2007
CARTER, Robert 
VII. INVESTMENTS and -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
Description Assets 
Gross value end Transactions during reporting period 
reporting period reporting period 
(including trust assets) (2) (2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.  Date  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month 
(A-H) int.)  (J-P)  Code  redemption)  Day  
(Q-W)  

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500  c=$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,001 -$100,000  G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes =$15,000 less 15,001 -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Colwnn C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

CARTER, Robert 
05/15/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (l) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code2 (J-P)  Value Method Code (Q-W)  (1) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

18. U.S. BankCorp  Dividend  
19. Westeem Asset Emerging Market  Interest  
20. Hancock PTRT  Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 
=$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 =Appraisal =Assessment 
Value Method Codes =Cost (Real Estate Only) T=Cash Market 

(See Columo C2) V=Other =Book Value W=Estimated 

Date Report 
CARTER, Robert 
0511512007 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporl) 
Date Report 
CARTER, Robert 
05/15/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544