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Judicial Watch • Robert P Patterson Jr Financial Disclosure Report for 2006

Robert P Patterson Jr Financial Disclosure Report for 2006

Robert P Patterson Jr Financial Disclosure Report for 2006

Page 1: Robert P Patterson Jr Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:16

Date Created:October 12, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Robert P Patterson Jr, Patterson, Insurance, policy, robert, dependent, 2006, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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POSJTJ0 NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION Board Managers 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[K) NONE (No reportable agreements.) 

Ill. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME Spouse's Non-Investment Income -lf you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.} 
IBJ NONE (No reportable non-investment income.) 

JV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No reportable reimbursements.) 

Patterson, Jr., Robert 
06/12/2007 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 ofinstrucdons.) 
l.KJ NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE Insurance Policy Loan 
National Life Insurance Insurance Policy Loan 
New England Life (now Met Life) Insurance Policy Loan 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP. 34-60 offding instructions.) NONE (No reportable income, assets, transactions.) 

(See Columns and D4)  F=$50,00 -SI 00,000 =SI00,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=S15,00l -$50,000 =$50,00 -$I 00,000 =$100,001  $150,000  
(See Columns and D3) =$150,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column Cl) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
06/12/2007
Patterson, Jr., Robert 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instrucdons.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

Place "(X)" after each asset exempt from prior disclosure 
35. 
Medco Health Solutions 

(1) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

None 
36. 
Microsoft Corp. Dividend 

Questar Corp. Dividend partial sale 7/13 
38. Proctor Gamble Dividend Buy 5/15 
Teleflex Inc. Dividend 
40. 
TESCO Corp. None Buy 4/26 

41. 
AOL Time Warner Dividend 

42. 
Igene Biotechnology Inc. (WTS) None Value under $1,000 

Brookhaven Ind. Devi. 5.6% 12/1/09 Interest 
44. N.Y.S. Power Authority 5.625% 111/10 Interest Redemption 1/6 Partial redemption 
N.Y.S. Twy. Auth. Hwy Bond 5/1% Interest Redemption 4/3 Redemption 4/1/08 
46. 
Progress Energy, Inc. None Value under $1,000 

47. 
Ultra Life Battery None Buy 7/24 

Ultra Life Battery None Buy 7/26 
Zoll Medical None Buy 5120 
50. Air Products Chemicals Dividend Income Gain Codes: =$1,000 less =Sl,001 -$2,500 =$2,501 -$5,000  D=S5,00l -Sl5,000 =515,001 -$50,000  
(See Colwnns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,00 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -5500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=CashMarlcet  
(See Colwnn C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Patterson, Jr., Robert 
06/1212007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndkauparto/Report.) 
Through oversight, failed list purchases my.f Air Products Chemicals common stock 2005 report. The purchases my-account were 3/2/05 and 6/8/05 and were each less than $15,000. 

Date Report 
Patterson, Jr., Robert 
06/12/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and bonoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signatu 

AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Patterson, Jr., Robert Court Organization U.S. District Court, S.D.N.Y. Date Report 04/25/2007 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (senior)  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Sb. Amended Report Final Reporting Period 01/01/2006 12/31/2006 Chambers Office Address U.S. District Court Chambers 2550, 500 Pearl St. New York, 10007 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 

NAME Board Managers The Havens Relief Fund Society 
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II. AGREEMENTS, (Reporting individual only; see pp. 14-16 instructions.) 
IBJ NONE (No reportable agreements.) 

0412512007
Patterson, Jr., Robert 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 

SOURCE AND TYPE Spouse's Non-Investment Income -Ifyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[RJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

0412512007
Patterson, Jr., Robert GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IKJ NONE (No reportable gifts.) 

VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) 

VALUE CODE 
John Hancock Insurance Policy Loan 
National Life Insurance Insurance Policy Loan 
New England Life (now Met Life) Insurance Policy Loan 

04/25/2007
Patterson, Jr., Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions anc1udes those the spouse and dependent children. see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) Description Assets 
Income during Gross value end Transactions during reporting period (including trust assets) 
reporting period reporting period 
(2) 
(3) (4)
(2) (2) (1) 
Value Gain 
Identity 
Date
Amount 
Type (e.g. Value Value Type (e.g. 
Place "(X)" after each asset 
Code 
Code2 Code 
buyer/seller
Month-
Method buy, sell, exempt from prior disclosure 
div., rent, Code 
(A-H) 

(if private transaction) Day int.) (J-P) Code redemption) 
(J-P) (A-H) 
(Q-W) Inco Gain Codes: 1,000 less =Sl,001 -S2,500 =S2,501 -$5,000  0=S5,00I -Sl5,000 =Sl5,00I -S50,000  
(See Columns and 04)  F=S50,00I -SI00,000  G=SJ00,001 -Sl,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes 15,000 less  K=SJ5,00I -S50,000 =S50,00 -SI 00,000 =SI00,00 -S250,000  
(See Columns and 03) =S250,00I -S500,000 =S500,00I -Sl,000,000 =s1,ooo,001 -s5,ooo.ooo =S5,000,00I -S25,000,000 Value Method Codes =S25,000,00 -S50,000,000 =Co (Real Estate Only) =More than S50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessm ent  
U=Book Value  W=Estim ted  

04/25/2007
Patterson, Jr., Robert 

VII. INVESTMENTS and TRUSTS income, value, transactions (Inctudes those the spouse and dependent children. see PP 34-60 filing instrucuons.J NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period  Gross value end reporting period  Transactions during reporting period  
(1)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Oain Codes: 1,000 less =Sl.001 S2,500 =S2,501 -S5,000 =S5,00I -$15,000 =Sl 5,00I -$50,000  
(See Columns and 04) =SS0,001 -SI00,000 =SI 00,00 1,000,000 1.000,00l -S5,000,000 =More than S5,000,ooo Value Codes 15,000 less  K=Sl5,00I -$50,000  L=S50,001-SI00,000 00,00 $250,000  
(See Columns and 03) =S250,00 -SS00.000 =$500,00I -Sl ,000,000 =Sl.000,001 -S5,000,000 =S5,000,001 -$25,000,000  
 Value Method Codes =S25,000,001 -SS0,000,000 =Cost (Real Estate Only)  P4=More than S50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

04/25/2007
Patterson, Jr., Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) rting period reporting period 
Place "(X)" after each asset exempt from prior disclosure 
Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (ifprivate transaction) Income Gain Codes: 1,000 less =Sl,001 -SZ,500 =SZ,50 -S5,000 =S5,00I -Sl5,000 =S!5,00I -550,000  
(See Columns and D4) =S50,001 -5100,000 =SI00,001 -51,000,000 =Sl,000,001 -S5,000,000 =More than 55,000,000 Value Codes =S!5,000 less =$15,001 -550,000 =550,001 -SI00,000 =SI00,001 -SZ50,000  
(See Columns and DJ)  N=SZ50,00I -$500,000  O=S500,00I -51,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -SZ5,000,000 Value Method Codes =SZ5,000,00I -S50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market  
(See Column CZ) =Appraisal  V=Other =Assessment =Book Value =Estimated  

04/25/2007
Patterson, Jr., Robert 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) 

04/25/2007
Patterson, Jr., Robert 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544