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Judicial Watch • Robert T. Dawson – 2012

Robert T. Dawson – 2012

Robert T. Dawson – 2012

Page 1: Robert T. Dawson – 2012

Category:Federal Judges

Number of Pages:12

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Robert T Dawson, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Dawson, Robert Court Organization U.S. District Court, Arkansas Date Report 03/27/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge-Senior Status  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Box 1624 Fort Smith, 72902-1624 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 o.ffiling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Administrative Office the August 13-15, 2012 Washington, DC. 2012 CM/ECF District Lodging, Airfare some meals provided 

United States Courts 	Operational Practices 
Forum GIFTS. (lnc/11des those spouse and dependent children; see pp. 18-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION  VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

03/27/2013
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  TIAA-CREF  Interest Enterprise Growth Fund 215 Dividend Income Gain Codes: =$1,000 less =$1 ,001 -$2 ,500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15 .001  $50,000  
(Sec Columns and D4)  F=$50.00I -$100.000 =$I 00,00  .000.000  Ill =$1.000.001 -$5.000.000  li2 =More than $5.000.000 Value Codes  J=$15,000orlcss  K=$15.001 -$50.000  L=$50.001 -$100.000 =$100.001 -$250.000  
(Sec Colums and 03)  N=$250.001 -$500.000  0=$500,001 -$1.000.000 =$1,000.001 -$5 .000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

03/27/2013
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1ncludes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (I) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2.500  c=$2. 501 -$5.000 =$5.001 -$15.000 =$15.00 -$50 .000  
(See Columns and D4)  F=$50.001 -$100 ,000 =$!00 .001 -$1.000.000  Ill =$1.000 .001 -$5.000.000  112 =More than $5.000 .000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 I00.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000 =$500 .00 -$1.000.000 =$1.000 .001 -$5.000.000  P2=$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50 .000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column =Book Value  V=Othcr  W=Estimated  

03/27/2013
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mmlddlyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less  B=$1,00 -$2.500 =$2,501  .000  D=$5,00 -$15.000 =$15.001 -$50.000  
(See Columns and 04) =$50.00  00.000 100.00 -$1.000.000 =$1.000.001. $5.000.000 =More than $5.000.000 Value Codes =$15.000 Jess =$15.00 -$50.000  L=$50.00  00.000 =$I 00.00I  $250  
(Sec Columns and 03)  N=$250 .00 -$5 00.000  0=$500.00  $1.000.000 =$1,000.00 -$5 .000.000 =$5.000,00 -$25.000.000 =$25 .000.001 -$50.000.000 =More than $50.000.0 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book'Valuc  V=Othcr  W=Estimated  

03/2712013
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(2) (2) {I) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 less 41,001 -$2.500  c=$2. -$5.000  0=$5.00 1-$15.000 415.001 -$50 .000  
(Sec Colunms and 04)  F=$50.001 -$100.000 =$100.00 -$1.000.000  Ill=$1.000.001 -$5.000.000  112 =More than $5.000,000 Value Codes  J=$15.000 less =$15.00 -$50.000  L=$50.00 -$I 00.000  M=$100.00 -$250.000  
(Sec Columns and 03)  N=$2 50.001 -$500.000  0=$500 .00 -$1.000.000 =$1,000.001 -$5.000.000 =$5. 000.001 -$25.000.000 =$2 5.000.001 -$50 .000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column =Book Value  V=Othcr  W=Estimated  

03/27/2013
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 instr11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (I) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less  B=$1,001 -$2.500  c=$2.501 -$5,000  D=$5,00l -$15,000 =$15.00 -$50.000  
(Sec Columns and D4)  F=$50,00l -$100,000 =$100.001 -$1.000.000  HI=$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Colmnns and D3)  N=$250.001 -$500.000  0=$500.oo -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Colmnn C2)  U=Book Value  V=Othcr  W=Estimated  

03/27/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  

transaction) 
86. 
Morgan Stanley 5.95% Bond Interest Buy 02/08/12 

87. 
Baxter Int'! Dividend Buy 08/29/12 

88. 
Express Scripts Dividend Buy 08/29/12 

89. 
Kraft Foods Dividend Buy 08/29112 Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2.501 -$5,000  0=$5.001-$15.000 =$15.001 -$50,000  
(See Columns and 04)  F=$50. -$I 00.000 =$100.001 -$1.000.000 =$1.000. 001 -$5.000.000 =More than $5.000.000 Value Codes =$15,000 less  K=$15, 00I -$50.000  L=$50.00 -$I 00.000  M=$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500,001 -$1 .000.00 =$1, 000.0 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

03/27/2013
Dawson, Robert 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes t1tose spouse and dependent children; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103.  ABB Ltd  Dividend  Buy  08/29/12  
104.  Kraft Foods  Dividend  Buy  08/24112  
105.  Duke Energy  Dividend  Buy  07/05/12  
106.  Mondelez International  Dividend  Buy  10/08/12 Income Gain Codes: =$1,000 less =$1,001 2.500  c=$ 2.501 -$5.000  0=$5 .001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50,00I -$100.000 =$100,001 -$1.000.000  Ill =$1. 000.001 -$5.000.0oo'  112=More than $5.000. 000 Value Codes  J=$15.000orless =$15 ,001 -$50.000 =$50.00 I00.000 =$100.001 -$250.000  
(Sec Columns and D3)  N=$ 250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25 .000.000 25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Date Report 
Dawson, Robert 
03/27/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Robert Dawson 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544