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Judicial Watch • Robert T Dawson Financial Disclosure Report for 2009

Robert T Dawson Financial Disclosure Report for 2009

Robert T Dawson Financial Disclosure Report for 2009

Page 1: Robert T Dawson Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:11

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Robert T Dawson, Royalty, robert, Gross, 2009, EPA, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act of1978

ge~. ~/2o]o FOR CALEND~ YEAR 2009 Court Organization Date Report Dawson, Robert U.S. District Cou~ Person Reporting (Last name, first, middle initial) 0412812010 Title (Article Ill judges indicate active senior sta~as;  5,. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full- pan-time) Nomination,  Date  01/01/2009  
U.S. District Judge Initial Annual Final 12/31/2009  

5b. Amended Report Chamber~ Office Address the basil the Information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Box 1624 Fort Smith, 72902-1624 Reviewing Officer Date 
L~IPORTANT NOTES: The instructions accompanying this form must followea~ Complete all parts, checking the NONE box for each parf where you have reportable information. Sign lastpage. POSITIONS. tRcpor,i.g ~.diad.a~ o~f~; soo p~. ~-, n~io~ instructions.) 
NONE (No reportablepositions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. meparting individual only; ,ee pp. 14-1a filing Instruction~) NONE (No reportable agreements.) 
DATE PARTIES AND TE~S 

Dawson, Robert 
o4/28no~o
III. NON-INVESTMENT INCOME. (sopo.~.z individual and .... $e, pp. 17-24 of.filing in~troction~.) Filers Non-lnvestment Income 
NONE (No reportable non-investment income.) INCOME
DATE 	~OURCE AND TYPE 
(yours, not spouses) Spouses Non-Investment Income g~,ou ~ere martled durlng at~y po~tlon the reportirtg year, complete this section (Dollar amount not required except for honoraria.) 
~][NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -,,o.spo-.,io., Io~gi.g,~oo~,..,en~ .... 
(Includes tho~e spouse and depend~nt children: s~e pp. 25.27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION pURPOSE ITEMS PAID PROVIDED 	
George Mason University Oct 15, 2009 thru Oct San Diego, Education Hotel and some meals 18, 2009 	
Rene Cassio Seminar April~r", 2009 thru Strasbourg, France Education Hotel and some meals April t~, 2009  NONE reportable g~s.)  DESCRIPTION  
[~]  NONE (No reportable liabilities.) CREDITOR  DESCRIPTON  VALUE CODE  

Name P,rson Rrpartng

---]  NONE (No reportable income, assets, transactions.) Descriptien Assets Income during Gross value end {including trusl assets) reporting period reporting period (2) (1) (2) Place(X)" after each ~sel Amoum Type(e.g., Value Value e~mpl from prior disclosure Code di~,., rent, Code Method (A-H) int.) (JP) Code (Q-W)  (1) Type (e.g., buy, sell, redemption) Transactions daring reporting lxtiod (2) (3) 1,~) Date Value Gain mm]dd]yy Code Code (J-P) ~A-H)  (~) Identity buyer/seller (if private transaction)  TIAA-CREF  Interest  Enterprise Growth Fund 215  Dividend  Stephens Production Company (oil gas)  Royalty  XTO Energy (oil gas)  Royalty  Cypress Production (oil gas)  Royalty,  Tellus Operating (oil gas)  Royalty  ACXIOM  Dividend  Simon Properly Group  Dividend  Alltel Corp Del  Dividend  Sold  11/19/09  
10.  Motorola Inc.  Dividend  Sold  12/15/09  
11. 12.  USA Truck Arkansas College Svgs  Dividend Interest  Sold (part)  03103/09  
13.  Arkansas College Svgs  Interest  
14.  Cisco Sys Inc.  Dividend  
15. "16.  Coca Cola Wachovla/Wells Fargo  Dividend Dividend  Sold (part)  03/09/09  
17.  General Ekxt tic  Dividend  Sold (part)  12/I 5109 =B~k Value ~h~ (s~ ~l~n c2) ....~p ....R~porting 	o.,~,r ~epor,

VII. INVESTMENTS and TRUSTS ....... I,o. .......io,s (Includ, thos ~fl ...... depnd .... hildren; s-eg,C.p. 34-60 filing in,tructlons.) NONE (No reportable income, assets, transactiom,) 
Description Asse~s .... ~urlng Gross value end Tr~cfions d~ng rc~iag ~ri~ ~including ~sl ~sets) ~poaing period ~poa[ng peGod 
Place "(X)" afl ..... 
has~t Amount V~e(e.g.. Vaue Vaue T~e{t.g., D~I~ Value Gain ldentityof 
(A-H) int.) (J-P) 	Code redemption) It) (if private (Q-W) tr~ction)
~{J 
18. 	
Prater Gamble Co, Dividend 

19. 	
Johnson Johnson Dividend Sold 03/06/09 
(part) 

20. 	
McDonalds Corp Dividend Sold 03103/09 
(part) 

21. 	
Southwest Airlines Dividend 

22. 	
Chevron Texaco Corp Dividend Sold 10!14/09 
(~art) 

23. 	
lntel Corp Dividend 

24. 	
Walt Disney Dividend 

25. 	
Alcatel-Lucent Technolo/~es Dividend Sold 107/03/09 

26. 	
Sun Microsystems Dividend 

27. 	
American Small Cap World Dividend 

28. 	
Vanguard 500 Index Fund Dividend 

29. 	
NASDAQ 100 Unit Trust Series I/Power Dividend 
Sh~.res QQQ 

30. 	
Vanguard 500 Index Fund Dividend Sold 07/01109 
Lvar~) 	Watson Chapel School Dist. luterest Matured 08/17109 
32. 	
Merck Co. Dividend 

33. 	
Univ Ark Interest 

34. 	
Cincrgy Cotp/Duke Energy Dividend Sold 03102109 

(part) lncon~ G,in Codes: -$1,000 less 
Name Pcr$on Reporting 	Date Report 
VII. INVESTMENTS TRUSTS -i, ........ t~,. ..... tion$ (Includes ,ho,e spouse and dependent children; seepp. 34-60 filing inxtructions.) NONE (No reportable income, assets, transactions.) B.~C. 
Description As~s 	Income during Gross value e~d Transactions during rcpo~ing ~riod
(including ~st assc~) ~po~ing period offering period IO) (~) (I) (~) (3) (4) 

Place "(~" each a~et Amounl T~e {e.g.,~ Value Value T~e (e.g., Date Value Gain Idcnli~ 
ex~pt from prior ~selosurc C~e div., rent,Melhod buy, sell,Code Code buyer!seller

Code mm~d~ 
(A-H) inL) (J-P) Code redemp6on) (J-P)(A-ll) (if private 

(Q-W) 	~ansaction) 

35. 	
Ameren Co~ Dividend Sold 12/15/09 
(pa~) 

36. 
Coasoli~led Edison Dividend 	Sold 01/20109 

37. 
Bank HapoaHm Interest 	Matured 05/26./09 

38. 
Progress Energy Inc. Dividend 

39. 
Pub Svc Ent Dividend 	Sold 03/06/09 

40. 
Liule Rivet Cly Rev. Interest 

41. 
Bank America Dividend 	Sold 12/15/09 

42. 
Entergy Corp Dividend 

43. 
Phoenix RisingfVirtus Growth Dividend 

44. 
Murphy Oil Dividend 

45. 
Bank America Dividend 

46. 
Ark Fed Hwy Grant 	Interest 

47. 
Blackrock Global Interest 

48. 	
Windstream/Alltel Dividend Sold 03/03/09 (part) 

49. 
Li.tle Rock New Pub 

50. 
Amer Funds Cap Inc. 

51. 
Amer Funds Euro Pacific Dividend Int,rest Dividend 
Name Person Reporting Dale Reporl 
[---]  NONE (No reportable income, assets, transactions.) Description Assets Income during (including trust assets) reporting period Ptaca(~)" after each asset Amount Type (e.8., exempt from prior disclosure Code .... (A-H) int.) Gross value end reporting period Valu~ Value Code2 Method (J-P) Code (Q-W)  Type (e.g., buy, sell. redemption) Transactions during reporting period Date Value Gain mm/dd!yy Code2 ,Code (JP) [(AH)I  Identity buyer/seller (ifprivsle transaction)  
52.  Amer funds Washington Mutual  Dividend  
53.  Janus Worldwide Fund (IRA)  Int./Div.  
54.  Spectra  Dividend  
55.  Goldman Sachs  Interest  
56.  Bentonville, Sch  lnteres~  
57.  Hartford Life Ins. Bond  Interest  
58.  Crittenden County Bond  Interest  
59.  Conway Sch Bond  Interest  
60.  Nuveen Prem Ins.  Interest  
61.  Kinder Morgan  Interest  
62.  Ark Higher Educ  Interest  
63. Morgan Chase  Interest  
64.  Hartford Growth bond  Interest  
65.  Fed Kaufman Small Cap  Interest  
66.  Matthews Asia  Interest  Sold  04/15109  
67.  John Hancock Large Cap  Interest  Sold  04/15/09  
68.  Allianz NFJ  Inleresl  Sold  04115109  

(See Coltwara/B and =S50,~ ~,~0 00,001 ~,000 ,~0.001 .~,~0 =Mo~ zh~n 5,0~,~ .... Person Reporting D,te Repar! NVESTMENTS TRUSTS ........ ........... ~on~ a.c~uaes ,ho~e olsv ...... ~o~,~ .... ~"~~; ~-~0 oZ~n.~ ....... ,~.~ 

NONE (No reportable income, assets, transactions.) 
Description As~ts In~ during Gross value end Tran~ctions during rcpo~ng ~i~ 
(including ~ts) repoaing period relning p~fiod 

Place "(X)" afl~ each a~ct Amount ~)~e (e.g., Value Val~e T~ (e.g., Date V~lue Gain ldcmi~y exempt from prior disclosure C~e div., renq Me~hod buy, roll, m~d~ Code Code buyer/sellcr (A-H) Code~2
orint.) (~-P) Code redemption) (J-P) (A-H)
(Q-W) transaction)(ifPriva~e ,,~ 
69. 
Julius Baer IntVAnio lntl Intense 

70. 
Mutual Discovery Interest Sold 10/08/09 

71. 
Davis New York Interest Sold 04II5/09 

72. 
Neuberg Bermn Interest 

73. 
AIM Intl Interest Sold 10/I)8/09 

74. 
Crocs Interest 

75. 
Hillcrest Interest 

76. 
Bank Rogers Interest Matured 05/06/09 

77. 
Colonial Bank Interest Matured 08/25/09 

78. 
Van Kampen Interest Sold 02102/09 

79. 
Buckeye Ohio Bond Interest 

80. 
New York Ci~ Bond Interest 

81. 
Bentonville Sales Interest  

82. 
Little ock Sewer Interest 

83. 
Baron Partners Interest 

84. 
Cambiar Opp. lntJDiv. 

85. 

Ivy Asset Interest 
N,m, Person Reporting OJteofR~port INVESTMENTS and TRUSTS -i. ....... t~,., ......no~, anCld$ thO,t gS~ .....d dependent children; ~11 pp. 34"60 filing NONE reporlable income, assets, transaction.) 
.......... ..... fi. .......................  Description Asse~ Income du~ng Gro~ value end Tran~cfion~ during reporting ~od (including ~st as~ts) r~o~ing period ofrepo~ing period 	~2) (2) (2) ~-~ ......... .......... 

Place "(X)" afi~ each as~t Amount {e.g., Value Val~e T~e g., Date Valuc Gain ldent~, e~cmpt from prior d~sci~re Code div., ren~ Code Method buy, sell m~d~ Co~ buyer/seller (A-H) int.) O-P) Code redempti~) (J-P)  {A-HI (if private (Q-W) Ir~sacti 
86. Lehman Bro lnte~st 
87. 	
General Elect~o Cap Interest Verizon

88. Interest 

g9. 	Amer Exp Dividend 
90. 	
SunAmerica Dividend 

91. 	
Citigroup 5.12.5% Interest Buy 09/30/09 

92. 	
Franklin Mutual Growth Dividend Buy 1/27/09 

93. 	
Third Ave Value Fund 	Dividend Buy 10/08/09 
94. 	"/homburg Intl 	Dividend Buy 10108/09 
95. 	
Baxter CountyBond Interest Buy 07/07/09 

96. 	
ArkState UnivRev Interest Buy 07/07/09 

97. 	
Beaver Water Bond Interest Buy 01/13/09 

98. 	
Little Rock Ark Libr Interest Buy 01/13/09 
99. 	
White Hall Bond Interest Buy 10130/09 

100. 

(S~ Columcs ~nd D3) -$250,001 $500.0~ =$5~,001 1,0~,0~ 1,0~,~l $5,0~,0~ =SS,~O,O01 Val~ Cod~s -Ap~l (Re~I Onl~) =Ass~ent =Cash 
II11. ADDITIONAL INFORMATION EXPLANATIONS. .... 

04/2S/20~0 Da,~son, Robert 

IX. CERTIFICATION. cer{ify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable slatulory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 el. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULI.Y FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure 
Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544