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Judicial Watch • Robert T Dawson Financial Disclosure Report for 2010

Robert T Dawson Financial Disclosure Report for 2010

Robert T Dawson Financial Disclosure Report for 2010

Page 1: Robert T Dawson Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:12

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Robert T Dawson, dawson, robert, 2010, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Person Reporting (last name, first, middle initial) Court Organization Date Report 
Dawson, Robert U.S. District Court 
04/28/201 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period
magistrate judges indicate fnll- part-time) Nomination, Date 01/01/2010
U.S. District Judge Initial Final
l-~] Annual 
12/31/2010 5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance Box 1624  with applicable laws and regulations. 
Fort Smith, 72902-1624 

Reviewing Officer Date 
IMPORTANT NOTES: The instruc~ons accompanying this form must follon~tL Complete all parts, checking the NONE b~v for each part where you have reportable information. Sign last page. POSITIONS. ~Reportinz individual only; seepp. 9-13 fillng instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Dawson, Robert 
DATE PARTIES AND TERMS 

Name Person Reporting 	Date Report
IIl. NON-INVESTMENT INCOME. ~,~eportlng Fliers Non-Investment Income NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  INCOME (yours, not spouses) Spa users on-Investment Income -lf you were marrieddurlng an),portlon the reporting),ear, complete this section. 
(Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS 
(lnciodes those spouse anddependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE 
DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. anaudes those spouse and dependent children; see pp. 28-31 filing instructions.)  
NONE (No reportable g~s.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. anaudes t~o~, oI~,ouse und depend, children: see plx 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  

Name Person Reporting

04/28/2011 

VII. INVESTMENTS and TRUSTS 
NONE (No reportable income, assets, transactions,) B.C. 
Description Assets Income during Gross value end Transactions during reporling period (including trust assets) reporting period reporting period 
(I) (2) 	(I) (2) (l) (2) (.I) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Valoe Type (e.g., Date Vakte Gain Identity ofexempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction)  TIAA-CREF Interest 
Enterprise Growth Fund 215 Dividend 
Stephens Production Company (oil gas) Royalty 
XTO Energy (oil gas) Royalty 
Cypress Production (oil gas) Royalty 
Tellus Operating (oil gas) Royalty 
ACXIOM Dividend 
Simon Property Group Dividend 
USA Truck Dividend 

10. 
Arkansas College Svgs Interest 

11. 
ArkansasSt College Svgs Interest 	Sold 06!01/10 

12. 
CiscoSyslnc. Dividend 

13. 
Coca Cola .Dividend 
14. 
WachovialWells Fargo Dividend 	Sold 08t23110 

15. 	
General Electric Dividend Sold 11119/10 
(part) 

16. 
Procter Gamble Co. Dividend 

17. 
Johnson Johnson Dividend Income Gain Codes: =$1,000 less =$1,001 I2,500 =I2,501  I5.000 =55,001 5,000 E~II5,001  $50,000 (See Columns 131 and I)41 =I50,001 5100,000 =I100,001 $1,001),000 III =51,000.001 I5,000.000 =More lhan $5,t)00.000 Value Codes 115.000 Iesn 15,001 $50,000 I50,001 100,000 =5100,001 $250,000 
(See Columns and D3) -I250,001 $500,000 =$500,001 II,01~,00~ =II,000,001 55,000,000 =55.U00,001 $25,000.000 =$25.000,t~11 550.000.000 =More than $50.000.000 Value Me~hod Codes =Appraisal =Cost (Real Estate Only) :Assess.meal =Cash Market  
(S Column C2) -Book Value --Other =Estimated  

Name Person Reporting

VII. INVESTMENTS and TRUSTS Inco#,e, .ol,,e, ,.ans..;ons anaud~s ,hose s~,o~e and dependent children; see pp. 34-60 fiting instructions.) 
NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets 	Income during 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(t) (2) (2) (1) {2) (3) (4) Place "(X)" after each asset Amount Type (e.g,, Value Value Type Date Value Gain exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (Q-W) 
18. 	McDonalds Corp Dividend 
19. 	Southwest Airlines Dividend 
20. 	Chevron Texaco Corp Dividend 
21. 	
lntel Corp Dividend 

22. 	
Walt Disney Dividend 
23, 	Sun Microsystems Dividend Sold ot/28/i0 
24. 	American Small Cap World Dividend 
25. 	
Vanguard 500 Index Fund Dividend 

26. 	
NASDAQ 100 Unit Trust Series l/Power Dividend Shares QQQ 

27. 	
Vanguard SOO Index Fund Dividend Sold 07/01/10 (pan) 

28. 	
MerckCo. Dividend 

29. 	
Univ ArkBond Interest 

30. 	
Cinergy Corp/Duke Energy Dividend 

31. 	
AmerenCorp Dividend 

32. 	
Consolidated Edison Dividend 

33. 	
Progress Energy Inc. Dividend 

34. 	
PubSvc Eat Dividend Income Gain Codes: =$l,000 less =$I,001 $2,500 =$2.501 $5,000 =$5.001-S15.000 
(See Columns and D4) =$50,001  $100,000 =$100,0~1 $1,000,000 Ill =$1,000,001 $5,000.000 112 =Mo~than $5.000,000 Value Cod~ =$15,000 less =$15.00 50.0~0 =$50,001 100,000 =$100,001 -$250,000 
(Sen Columns ~l~d D~) =$250,001  $500,000 =$500,001 1,000,000 =$1,000.001 5,000,000 =$5,000.001 -$25.~.000 =$25.000,0OI $50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost {R~al Estate Only) .,~Assessrrlent T=Cash Market 
tSce Column C2) =Book Value =Other =Estimated 

(5) 

Identity buyer/seller (if private transaction) =$15.001 -$50,000 
Name Person Reporting
04/28/2011 
VII. INVESTMENTS and TRUSTS ~,o~. wt~e. ~,~,c,io,~ r~ne~,aes those oyspo~, an~t aO,~.a..t aoi~a,e.: ,e, ~,~,. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e~g., div., rent, int.)  (~) Value ~ode (J-P)  (2) Value Method Code  (l) Type (e.g., buy, sell, redemption)  (2) (3) (4) Date Value mm/dd/yy Code (J-P)  Gain Code (A-H)  (5) Identity buyer/seller (if private  
(Q-W)  transaction)  
Little River Cty Rev.35.  Interest  

36. 
Entergy Corp Dividend 

37. 
Phoenix Rising/Virtus Gro~vth Dividend 	Sold 04/23/I 38, Murphy Oil Dividend 
39. Bank America Dividend "i" 
40. 
Ark Fed Hwy Grant Interest 

41. 
Blaekrock Global Interest 

42. 
Windstream/Alltel Dividend 

43. 
Little Rock New Pub Interest 
44. 
Amer Funds Cap Inc. Dividend 	Sold 09!14110 

45. 
Amer Funds Euro Pacific Dividend 

Sold 12115110i 
46. 
Amer funds Washington Mutual Dividend 	Sold 12/15/10 

47. 
Janus Worldwide Fund (IRA) Int./Div. 

48. 
Spectra Dividend 

49. 
Goldman Sachs Interest 

50. 
Bentonville, Sch Interest 	Sold 06/01/10 

51. 
Hartford Life Ins. Bond [nterest 	Sold 06115/10 Income Gain Codes: 	=$1.000 less =$2.501 $5.000 ~$5.001- $15,000 15.001 $50.000 =$50,001 $100,000 ~$100,001 $1.000.000 =$1.000.001 $5,000,000 t12 =More than $5.000,000 Value Codes 	o$15.000 less =$50,0OI $100.000 M=$100,001- $250,000 
(See Colu~nns and D3) ~$250,001 $500.000 ~$500,001 $1.000,000 =$1,000.001 $5.000.000 =$5.000.001 -$25,000,000 =$25,000.1Y31 $50.000,0~0 ~More than $50.0U~L000 Value Method Codes ~Appraisal =Cosl (Real Estate Only) =Asscsxment T=CashMarkc! (SC Column -Book Value =Estimated 
Name Person Reporting

VII. INVESTMENTS and TRUSTS -ineo,,o, ,at,e. t,a,~actions anc~,des those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(l) (2) 	(t) (2) C2) (3) (4) (5)
Place "(X)" after each asset Amount Type (e.g., Value Value Type Date Value Gain Identity
exempt fiom prior disclosure 	Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller(A-H) int.) (J-P) 	Code redemption) (J-P} (A-H) (if private (Q-W) 
transaction) 
52. CrittendenCounty Bond Interest 
53. ConwayAR Sch Bond 
Interest 
54. 
Nuveen Prem Ins. Interest 

55. 
Kinder Morgan Interest 

Sold 08/2311 
56. 
ArkSt HigherEduc Interest 
57. Morgan Chase Interest 	Sold 07/07/I 
58. 
Hartford Growth bond Interest 	Sold 10/25/10 

59. 
Fed Kaufman Small Cap Interest 

60. 
Julius Baer IntliArtio Intl Interest 	Sold 10/25/10 

61. 
Neuberg Bermn Bond Interest 	Sold 10/25/10 

62. 
Crocs Interest Sold 02109II 

63. 
Hillcrest Interest Matured 09/09/l 

64. 
Buckeye Ohio Bond Interest 

65. 
New York City Bond Interest 

66. 
BentonvilleAR Sales Interest 

67. 
Little RockAR Sewer Interest 

68. 
Baron Partners lnteresl 
I.Income Gain Codes: =$1,000 Ins -$1.001 -$2,500 =$2~01 $5,000 =$5,001 -$15.000 =$! 5,001 -$50.000 (S~ Columm and D4) =SS0.001 $100,000 =$100.00t $1.000,000 =$1,000,001 $5,000,000 112 =Marc than $5.000.00~ Value Codes =$15,000 less =$15.001 $50,000 =$50.001 -$I00,000 00,001 -$250,000 (See Columm and D3I =$250,001 -=$500.001 -SI.000,000 =$1,000.001 12 =$5.000,001 $25,000,0~) -$25.000.001 -$50.000,000 =More than $50,13OO,000 Value M~tt,od Codes =Appraisal =Cost tReal Extatc Only) =Cash Market 
(See Column ~Book Value ~Other =Estimated 

Name Person Reporting
04/28/2011 
VII. INVESTMENTS and TRUSTS -income, val~e, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 
Cambiar Opp. lnt./Div. 

70. 
Ivy Asset Interest 

71. Lehman Bro Interest 

72. 
General Electric Cap Interest 

73. 
Verizon 	Interest 

74. 
Amer ExpCD Interest 

75. 
SunAmerica Interest 

76. 
Citigroup5.125% Interest 	Sol.d 02/09/10 

77. 
Franklin MutuaIGrowth Dividend 	Sold 10/25/10 

78. 
Third Ave Value Fund Dividend 	Sold 10/25/10 

79. 
Thornburg lntl Dividend Sold 10/25/10 

80. 
Baxter County Bond Interest 

81. 
Ark StateUniv Rev Interest 

82. 
Beaver WaterBond Interest 

83. 
Little Rock Ark Libr Interest 

84. 
WhiteHall Bond Interest 

85. 
Ark Best Dividend Buy !01/ll/10 Income Gain Codcs: =$I,000 less -$I,001 $2,500 =$2.501 $5,000 =$5.001 $15,000 =$15,001 $50,000 (See Columns and IM) =$50,001 $100.000 =$100,001 $1,000.000 =$1,000,00l $5,000,1)O0 =More than $5,000,000
 Value Codes =$15,000 less =$15.001 $50,000 =$50,001 100,0O0 100.001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500.001 $1.000.~ =$1,000,001 $5,000,000 =$5,000,001 $25,000.000 =$25,000,001 $50,000,000 =More than $50,000,000
 Value Meth0d Codes =Cos! (Real Estate Only) =Assessment =Cash Market =Appraisal 
(See Column C2) -Book Vala =Other =Estimated 

VII. INVESTMENTS and TRUSTS -i.coMe, ~alue, transac,lons anctudes those o/svo~e a.d ~even~e~t children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity ofexempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction) 
86. 	
TRowe Price Dividend Buy 02/I 8/I 
87. 	
Black RockGIobal Dividend Buy 02/23/10 

88. 	
Bank AmericaS.25 Dividend Buy 

09/13/I 
89. 	
Puerto Rico Bond Interest Buy 08/31/10 
90. 	
Univ ArkRevs Interest Buy 09/15/10 PuertoRico Hotel Bond

91. Interest Buy 07/22/I 

92. 	
Puerto Rico Infrastructure Bond Interest Buy 06/18/10 

93. 	
RogersArk SchlDist Interest Buy 06/16/10 

94. 	
Fayetteville ArkSchl lnterest Buy 11/27/10 

95. 	
Little Rock ARSchl Interest Buy 1/19/10 

96. 	
BoonevilleArSchl Interest Buy 08/13/10 

97. 	
Puerto Rico Mum Bond Interest Buy 06/16/10 

98. 	
SiloamSprings Schl Interest Buy 09/24/10 

99. 	
Bentonville Ark Schl Interest Buy 06/03/I 

100. 	
Mountain Home Schl Interest Buy 07/30/10 

101. 	
Altria Group Dividend Buy 04/23/10 

102. 	
Apple Dividend Buy 08/23/10 Income Gain Codes: =$1.000 less =$1.001 $2.500 =$2,501 $5.000 5,001 $15,000 =$15,001 $50,000  
(See Columas and I.)4) =$50.001 $I00,000 =$100,001 -$I.000,000  I11 =$I,000,001 $5,000.000  112 =More than $5.000.000 Value Codes =$15,000 less $15,001 $50,000 =$50,001 00,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 $500.000 =$500,001 $1.00~,000 =$1,000,001 $5,000.000 =$5,000.001 -$25,000,000 =$25.000.0~1 $50.000.000 ~More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnt =Cash Market  
(See Column C2) =Book Value --Other =Estimated  

04/28/2011 
NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (1) (2) Value Value Code Method (I-P) Code (Q-W)  (1) Type (e.g., buy, sell redemption)  Transactions during reporting period (9) (3) (4) Date Value Gain mtn/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
103, Goldman Sachs  Dividend  Buy  12/15/10  
104. Nuveen Prem Ins Muni  Dividend  Buy  01/27/t0  
105. Pulaski Cnty SPL  Interest  Buy  12/15!10  
106. Energy Transfer  Dividend  Buy  04/23/10  
107. Shares Trust Dow Jones  Dividend  Buy  04/23/10  
108. Cullen High Dividend  Dividend  Buy  07/13/10  
109, Eaton Vance Structured  Dividend  Buy  10/25/10  
110. Oppenheiner Rising  Dividend  Buy  10/25/I American Centruy Small  Dividend  Buy  10/25/10  
112. Income Gain Codes: (See Columns and I)4} 
Value C~es (See Columns and D3) 
Value Method Codes (ScC Column C2J ~$1,000 less =$50,001 $100.000 =$15,000 less =$250,001 $500,000 =$25.00~.001 50.000.000 =Appr~isM B~.~k Value =$1,00 $2.500 =SI00,001 SI,000,000 =$15,001 $50.000 
0=$500.001 $1,000,000 =Cost (Real Estate Only) ,=Other =$2,501 =$1,000,00 5,000.000 =$50,001 $100.000 =$1,000,001 -$5,000.000 =More than $50.000.000 =Assessment =Estimated =$5.00t 
112 =More than -$100.091 $250.000 =$5.000,001 $25.000,000 =Ca~,h Market 
VIII. ADDITIONAL INFORMATION EXPLANATIONS.  

Name Person Reporting Date report

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and J~tdicial Conference regulations. 
Signature: 

NOTE: ANY INDIVIDUAl, WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE Tills REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544