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Judicial Watch • Robert W. Gettleman – 2006

Robert W. Gettleman – 2006

Robert W. Gettleman – 2006

Page 1: Robert W. Gettleman – 2006

Category:Federal Judges

Number of Pages:15

Date Created:January 31, 2008

Date Uploaded to the Library:October 22, 2014

Tags:Robert W Gettleman, robert, Estate, 2006, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Committee Financial Disclosure 
;.:.J ::I:: [TJO 
Administrative Office the U.S. Courts 
-,,r- 
One Columbus Circle, N.E. 
Suite 2-301 
{Y1 Washington, D.C. 20544 
Re: 
 
Dear Committee: 
Very truly yours, 
 
Robert Gettleman 
RWG:mg 
 
 
 
 
 
(KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Gettleman, Robert Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (active) Court Organization U.S. District, N.D. Illinois Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Date Report 0611312007 Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 219 Dearborn St. Chambers 1788 Chicago, 60604 the bssis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 instructions.) 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) General Partner: Bob Investments (passive investment partnership with Joel Rubin single real estate venture; each own 50% (Cont. Part VIII) General Partner: Partners (general passive investment partnership that owns condominium units Philadelphia; wife and own (Cont. Part VIII) 
Bolar Co., Evanston, (Passive investments with brother Lawrence limited partnerships securities (listed Part VII). (Cont Part VIII) 
 
Gettleman, Robert 
06/13/2007 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
(yours, not spouses) 2006 Northwestern University School Law; taught courses 4000.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
1.2006 LCSW, Private Social Work Practive 
2.2006 Teachers Retirement Pension 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
American Bar Association, Section Litigation June 22-24, 2006, Napa, (Transportation, meals and room) 
American Bar Association, Section Litigation October 12-16, 2006, Santa Barbara, (Transportation, meals and room) 
 
 
 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[KJ NONE (No reportable gifts.) 
 
 
VI. LIABILITIES. (Jncludes those spouse and dependent children. See pp. 32-33 instructions.) 
[KJ NONE (No reportable liabilities.) 
 
DESCRIPTION VALUE CODE 
 
 
 
06/13/2007 
Gettleman, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) KeyBonus Deferred Annuity Interest Citibank (Chicago) Interest Bob Investments (Real Estate) None Morgan Stanley Liq. Asset Fund Interest Natural Resourses Dividend Partners Dividend liquidated 12131 Morgan Stanley Active Assets Money Trust Interest Ill. St. Civic CTR REF-SPL (Bond) Interest Illinois St. Gen. Oblig. (Bond) Interest Partial Sale 9/1 
10. I1I. Health Faes. Auth. (Bond) Interest 
11. Newmont Mining Dividend 
12. Sacred Silks Dividend 
13. Eldorado Gold Dividend Partial Sale 5116 
14. GMAC Bank Interest Sale 3/28 
15. CCTO Production Partnership (see VIII No. -!!!15.f )__ Dividend 
16. Items through are Bolar investments. 
17. Bravo Restaurants, Inc. None Income Gain Codes: =Sl,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =S5,00I -$15.000 E=S15.001-S50,000 
(See Columns and 04) =S50,00I -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less K=Sl 5,00l -S50,000 =$50,001  00,000 =SI00,001 -$250,000 
(See Columns and 03) =$250,001 -S500,000 =S500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes (See Column C2) =$25,000,001 -$50,000,000 =Appraisal =Book Value =Cost {Real Estate Only) V=Other =More than $50,000,000 =Assessment W=Estimated =Cash Market 
*** former:ty known DAncona Citation Associates. 
 
 
06/13/2007 
Gettleman, Robert 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those the spouse and dependent children. see PP 34-60 fuing instructions.) NONE (No reportable income, assets, transactions.) lncomc Gain Codes: =SJ,000 less =Sl,001 -S2,500 =$2,501 -$5,000 =S5,001 15,000 =Sl5,001-S50,000 
(See Columns and 04) F=S50,00I -SI00,000 =Sl00,001 SI ,000,000 =Sl,000,001 -$5,000,000 =Morethan $5,000,000 Value Codes 15,000 Jess =$15,001 -$50,000 =$50,001 100,000 =SI00,001 -$250,000 
(See Column and DJ) =S250,001 -$500,000 0=$500,001. SJ,000,000 =Sl,000,001 -$5,000,000 =S5,000,00J -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Co (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other :i:::Assessmcnt =Book Value W=Estimated 
 
Date Report 
Gettleman, Robert 
06/13/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
{A-1-I) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. Nortel Networks Dividend 
36. Placer Dome Inc Dividend partial sell 11/22 
37. Sun Microsystems, Inc. Dividend 
38. Supertex Inc. Dividend sell 1/25 
39. Tata Motors Dividend partial sell 5/11 
40. Tata Motors Dividend sell 5/22 
4!. Unisyscorp Dividend 
42. 3Com Corp Dividend 
 
43. 
Aehr Test Systems Dividend buy 7/21 
 
44. 
Banro Corp Dividend buy 10/31 
 
45. 
Boston Scientific Corp Dividend buy 11/06 
 
46. 
China Unicom Ltd ADS Dividend buy 11/6 
 
 
Continental ALNS Inc CLB Dividend buy 6/21 
48. 
Isis Pbarm Inc Dividend buy 12/11 
 
49. 
Polymet Mining Corp Dividend buy 9113 
 
50. 
Tanzanian Royalty Exp! Dividend buy 416 
 
51. 
Westem Cooper Corp Dividend buy 5116 Income Gain Codes: A=Sl,OOOorless =$1,00I -$2,500 c=$2,501 -$5,000 D=S5,001 -$15,000 E=S 15,00 -$50,000 
(Sec Columns and 04) =S50,00I -SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More llian $5,000,000 Yalue Codes ,000 less K=$15,001 -$50,000 L=$50,001 -SI00,000 =SI00,001 -$250,000 
(Sec Columns and 03) N=$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel 
(Sec Column C2) =Appraisal =Other S=As.sessmenl =Boole. Value =Estimated 
 
 
Date Report 
Gettleman, Robert 
06/13/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent childrelL See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: A,=S 1,000 less =Sl,001-$2,500 =$2,501 -S5,000 =$5,001 -$15,000 =Sl5,001 -$50,000 
(See Columns and 04) =$50,001  SI00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,001 -$50,000 =$50,00 -SI 00,000 =$100,001  $250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Markel 
(See Column C2) Q=AppRisal V-other =Assessment 
U=Book Value =Estimated 
 
 
Gettleman, Robert 
06/13/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. se PP 34-60 filing instrucnons.J NONE (No reportable income, assets, transactions.) 
Description Assets 
{including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end ransactions during reporting period 
reporting period reporting period 
{I) (2) (1) (2) {I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int) {J-P) Code redemption) Day {J-P) (A-H) (if private 
{Q-W) transaction) 
 
69. Gold Corp Dividend sell 6/8 
70. Newmont Mining Corp Dividend buy 11/30 
71. Placer Dome, Inc. Dividend sell 11/5 
72. Bristol Myers Squibb Co. Dividend 
73. Coeur Alene Mns Dividend 
74. Sun Microsystems, Inc. Dividend partial sell 511 
75. SLM Corp Ser CPI/Floater Dividend 
76. World Finl Network Natl Bank Gahanna Dividend 
77. Baker Hughes Dividend sell 2/8 
78. Svcs Dividend sell 2/8 
79. Electr Data Systems Corp New Dividend sell 2/8 
80. Fed Natl Mtg Assn Set-Up 08/11/07 06.00 Dividend 
81. Intl for Recon Dev Dividend 
82. Merck Dividend sell 1217 
83. Novartis ADR Dividend 
84. Raytheon (New) Dividend 
85. Western Silver Corp Dividend Income Gain Codes: 1,000 less 1,00  $2,500 =$2,50  $5,000 D=S5,00l -Sl 5,000 =Sl5,001  $50,000 
(Sec Col umns and D4) =$50,001  SI00,000 =SI 00,00  1,000,000 1,000,00  $5,000,000 =More than S5,000,000 Val Codes 15,000 less =Sl5,00I  $50,000 =$50,001  $100,000 =SI00,001  $250,000 
(Sec Columns and 03) =$250,001 -$500,000 O=$500,001  ,000,000 =Sl,000,001  $5,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Onl =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Othcr =Assessment =Book Val wEstimated 
 
 
06/13/2007 
Gettleman, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Desc ription sets (inclu ding trus assets) 
Place (X) after each asset exemp from prior discl osu 
Income during Gross value end Transactions during rep orting period 
reporting period rep ting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. lue Value Type(e.g. Date Value Gai Identity 
CodeI div., rent, Code2 Method buy, sel Month Code2 CodeI buyer/seller 
(A-H) t.) (J-P) Code3 redemp tion) Day (J-P) (A-H) (if priva 
(Q-W) transaction) Income Gain Codes: =SI.ooo less =Sl,001 -$2,500 =S2,501 -S5,000 =$5,001 -$15,000 15,00 -$50,000 
(See Columns and D4) =$50,001 -SI00,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -SI00,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value W=Estimated 
 
 
06/1312007 
Gettleman, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. Seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (1-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: 1.000 less =Sl.001-$2.500 =$2,50  S5,000 =S5,00I -$15,000 =Sl5,00I -S50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 L=$50,00l -SIOO,OOO =SI00,001 -$250,000 
(SeeColumns and 03) =$250,001  $500,000 =$500,001 -$1,000,000 =Sl,000,001  $5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMarltet 
(See Columo C2) =Appraisal -other =Assessment =Book Value W=Estimated 
 
 
06113/2007 
Gettleman, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
each asset exempt from prior disclosure Place (X) aft {I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type(e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) erGain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
120. Isis Phann Inc. Dividend buy 1217 
121. Isis Phann Inc. Dividend buy 12/11 
122. Ivanhoe Mines Ltd Dividend buy 4/18 
123. Las Vegas Sands Corp Dividend buy 12/8 
124. Miramar Mining Corp. Dividend buy 10/11 
125. Nanogen Inc. Dividend buy 4/18 
126. Radioshack Corp. Dividend buy 9113 
127. Sanofi Aventis Ads Dividend buy 3129 
128. Sanofi Aventis ADS Dividend buy 5116 
129. Seabridge Gold Inc Dividend buy 2123 
130. Streetracks Global Titans Dividend buy 3/29 
131. Tanzanian Royal Expl Dividend buy 10/16 
132. The India Fund Inc. Dividend buy 9125 
133. The Indian Fund Inc. Dividend buy 10/16 34. Tibco Software Inc. Dividend buy 9125 
135. Washington Mutual Dividend buy 6/1 
136. Capital One Bank Dividend buy 10/24 Income Gain Codes: =SI ,000 less B=Sl.001 -S2,500 =S2.501 -$5,000 =S5,001  $15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -SJ00.000 =SI00.001  Sl,000,000 =SJ ,000.001  $5,000,000 =Mort: than $5.000,000 Value Codes 15.000 less =$15.001-S50.000 =$500001 -SI00,000 =Sl00.001 -$250,000 
(See Columns and 03) =$250.001 -$500.000 =S500,001. s1.ooo.ooo =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =S25,ooo.001 -s5o,ooo.ooo =Cost (Real Estate Only) =Mort: than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
Gettleman, Robert 
06/13/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 fuing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
137. Fremont Inv Co. Dividend buy 1217 
138. Bank Hapoalim Fid Dividend buy 1/12 Income Gain Codes: =$1,000 less =Sl,001-$2,500 =$2,501  $5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001  SI00,000 =SI00,001  Sl,000,000 =Sl,000,001-SS,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000 =$50,001  SI00,000 =$100,001  $250,000 
(Se