Skip to content

Judicial Watch • Robert W Gettleman Financial Disclosure Report for 2010

Robert W Gettleman Financial Disclosure Report for 2010

Robert W Gettleman Financial Disclosure Report for 2010

Page 1: Robert W Gettleman Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:12

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Robert W Gettleman, Morgan, Stanley, robert, 2010, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..6 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Gettleman, Robert District, N.D. lllinois 07/I 2/201 Reporting PeHod 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 Title (Article Ill judges indicate actP,e senior status; 	5a. Report Type (check appropriate type) District Judge (active) Initial Annual Final 
12/31/2010 
5b. Amended Report Chamber~ Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations.

219 Dearborn St. 
Chambers 1788 
Chicago, 60604 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; seepp. 9-13 filing instructions.) 
[~] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. meporti.g individual only; seepp. 14-16 filing instructions.) NONE (No reportable agreements.) DATE PARTIES AND TERMS 
General Partner: Bob Investments (passive investment partnership with Joel Rubin single real estate venture; each own 50% 
Gettleman, Robert 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Fiers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2010 	Northwestern University School Law; taught courses Spouses Non-Investment Income -If you were marrled during any portion the reportlng year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
1.2010 LCSW, Private Social Work Practive 
2.2010 Teachers Retirement Pension 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filling instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE
 American Bar Association 	06/17/10-06/19/10 Whistler, British Columbia, Litigation Magazine Editorial Board Meeting 

INCOME 
(yours, not spouses) 

$4000.00 

ITEMS PAID PROVIDED 
food, lodging, transportation GIFTS. andudes those spouse and dependent children; see pp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. a.eludes those oSspouse u.d depe.de., children; see pp. 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Gettleman, Robert 07/I 2/201
VII. INVESTMENTS and TRUSTS -income, value, ...... tions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Transactions during reporting period (including trust assets) reporting period reporting period (2) (t) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaclion) 
Description Assets Income during Gross value end Citibank (Chicago) Interest 
Bob Investments (Real Estate) None 
Morgan Stanley Liq. Asset Fund Interest Natural Resourses Dividend 
Morgan Stanley Active Assets Money Trust Interest IlL St, Civic CTR REF-SPL (Bond) Interest 
Illinois St. Gen. Oblig. (Bond) Interest 
I11. Health Facs. Auth. (Bond) Interest 
Sacred Silks Dividend 

10. 
Eldorado Gold Dividend 

11.
 Palatine Interest 

12. 
Schering Plough Corp Interest 

13. 
Bristol Myers Squibb Co. Dividend 

14. 
ING Plus Dividend 

15. MoneyBK Dividend 

16. Bank Dividend 

17. 
Bravo Restaurants, Inc. Dividend Sold 12/30/10 Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,501 $5,000 =$5,001 $15,000 15.001 $50.000 (S~e Columns and D4) =$50,001 $100.000 =$100.001 1.0~l.001 5.000.000 =More than $5.000.000 Value Codes -$15,1)00 less =$15,001- $50,000 =$50,001 $100.000 =$100.001 -$250.000 
(See Columns and D3) =$250.001 $500.000 

O-$500.001- $1.000,00~ =$1,000.001 -$5,000.0~0 =$5.000.001 $25.000.000 =$25.000.0~1 $50.000.000 =More Ihan $50,000,000 Value Method Codc~ =Appraisal -Cost(Real Estate Only) =Asscs~nlcnt Cash Markct  
(S~e Column C2) =Book Value =Other =Estimated Name Person Reporting 	Date Report
VII. VESTMENTS and TRUSTS -income, ,alue, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructionxS 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (t) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!dd/yy Code buyer/seller
Code (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 
Morgan Stanley Liq. Asset Fund Dividend 	Sold 12/30/10 

19. 
Morgan Stanley Active Asset Trust Dividend 	Sold 12/30/10 

20. 
Morgan Stanley Dev. Growth Fund Dividend 	Sold 12/30/10 

21. 	
Morgan Stanley Div. Growth Fund Dividend/ Sold 12/301101 Cap 

22. 
Giga Tronics Dividend Sold 12130110 

23. 
HDFC Bank Lid ADR Dividend 	Sold 12130/10 

24. 
Banro Corp Dividend Sold 12130/10 

25.
 ChinaUnicom Ltd ADS Dividend 	Sold 12/30/10 

26. 
Isis Pharm Inc Dividend Sold 12/30/I 

27. 
China Medical Tech ADS Dividend 	Sold 12/30/10 

28. 
Echelon Dividend Sold 12/30/10 

29. 
Silver Wheaton Corp. Dividend 	Sold 12/30/10 

30. 
Boston Scientific Corp Dividend 	Sold 12/30/10 

31. 
ASA Ltd (Bermuda) Distribution 	Sold 12/30/10 

32. 
Sequenom Inc New Distribution 	Sold 12/30/10 

33. 
SAIC, Inc. Distribution Sold 12/30/10 

34. 
Tenet Healthcare Distribution Sold 12/30/I0
 Income Gain Codes: -$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5.001 $15,000 =$15.001 $50.000 (See Columns and IM) =$50.001 100.000 =$100.001 $1.0OO.0OO =$1,0OO,001 $5.000.000 -Morc than
 Value Codes =$15.000 less -$15,001 $50,000 =$50,001 $100,000 -$100.001 $250.000 

(See Columns and D3) =$250.0OI $500.00~ =$500,0~1 $1o000,000 =$1,000.001 $5,000,000 =$5,0~),001 $25.000.000 -$25.0~0.1Y01 $50.000.000 =More than
 Value Mcthod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(,See Column C2) =Book Valu,.: Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instruction~.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(i) (2) (t) (2) (1~ (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identily exempt from prior disclosure Code div., rent, Code Method buy, s~ll, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. Gold Corp New Distribution Sold 12/30/10 

36. 	
Start IRA American Mutual Fund 

37. 	
Amer. FDS Cap. BIdrs. Dividend 

38. 	
Morgan Stanley Growth Fund Amer. Dividend 

39. 	
U.S. Treas. Bonds Interest 

40. 	
Morgan StanleyU.S. Govt. Sec. Dividend 

41. 	
Morgan Stanley Liq. Asset Fund Dividend 

42. 	
Morgan Stanley European Growth Dividend 

43. 	
Morgan Stanley Pacific Growth Dividend 

44. 	
Financing Corp CPN Strips Ser INT PMT Dividend 10.0002018 

45. 	
Microvision lnc (Wash) Dividend 

46. 
Putnam Health Science Trust Dividend 

47. 	
Sacramento Cnty CalifGo Pens FDG-A Dividend Taxable 7.53 

48. 	
Tenn Auth 6.75% 6-1-28 Dividend 

49. 	
Bristol Myers Squibb Co. Dividend 

50. 	
Coeur Alene Mns Dividend 

51. 	
Sun Microsystems, Inc. Dividend Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 S5.000 =$5,001 15,000 =$15,001 $50,000 (See Columns and D4) =$50.001 $100.00~ =$100.001 $1.000.000 =SI.000,001 $5.0~0.000 =More than $5,000.000 Value Codes -$15,000 less =$15,001 $50,000 =$50.001 $10~.000 =$100,001 $250,000 
(See Columns and D3) =$250.091 $500.000 =$500.001 $1,000.000 =$1.000.001 $5.000,000 =$5,000.001 $25,0~0,000 =$25.000,001 $50.000.000 More than $50,000.000 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Assessment =Cash Market  
IScc Colunm C2) =Book Value =Other =Estimated  

Name Person Reporting 	Date Report

07/12/:201 
VII. INVESTMENTS and TRUSTS -income, ,a~.o. transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (2) (3) (4) (5) Place "(X)" after e~ch asset Amount Type (e.g., Value Value Typo (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 
SLM Corp Ser CPl/Floater Dividend 

53. 
Intl for Recon Dev Dividend 

54. 
Novartis ADR Dividend 

55. 
Raytheon (New) Dividend 

56. 
Freescale Semilnc. CLA Dividend 

57. 
GMAC BankCD Interest 

58. 
Deutsche TelekonORD ABS AGI Dividend 

59. 
Devon Energy Corp New Dividend 

60. 
Eli Lilly Co. Dividend 

61. 
lntel Corp Dividend 

62. 
Isis Pharm Inc. Dividend 

63. 
Sanofi Aventis Ads Dividend 

64. 
SeabridgeGold Inc Dividend 

65. 
Streetracks GIobalTitans Dividend 

66. 
Tibco Software Inc. Dividend 

67. 
Bank Hapoalim Fid Dividend 

68. 
American Mutual Interest Income Gain Codes: =$1,000 less $1,001 $2,500 -$2,501 $5,000 =$5,001 $15,000 ~$15,001 $50,000 (,See Columns and 13,4) =$50.001 I00.0OO =$100,001 $1,000.000 =$1,0~).001 $5,000,000 =More than $5,000.00(I
 Value Codes $15.000 less =$15,001 $50,000 =$50.0~ 100,000 100.001 $250.000 

(See Columns and D3) =$250.001 $500.0~0 -$500.001 $1,00~,00~ =$1,000,001 $5,000,000 =$5,0~),001 $25,0~).000 =$25.00~.001 $50.000.000 =More than $50,000,000
 Value Method Codes =Appraisal -Cost (Real Estale Only) =Assessment -Cash Market 
(See Colunm C2) =Book Value =Olher =Estimated 

07/12/2011
VII. INVESTMENTS and TRUSTS -income, va~ue~transacti~n~(~nc~udesth~se~fsp~u~eanddependentchildren;seepp~34~6~f~inginstructi~n~-) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (i) (2) (]) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 
Columbia GlobalValue Dividend 

70. 
Agnico Eagle Mines Dividend 

71. 
Anglo American PLC ADR New Dividend 

72. 
Banro Corp Dividend 

73. 
Barrick Gold Dividend 

74. 
Dresser Rand Dividend 

75. 
Echelon Dividend 

76. 
Elderado Gold Dividend 

77. 
Novagold Dividend 

78. 
Silver Wheaton Corp Dividend 

79. 
Symyx Technologies Dividend 

80. 
Goldman Sachs GRP Inc Dividend 

81. 
Kinross Gold Corp New Dividend 

82.
 Market Vectors Gold Mines Dividend 

83. 
Royal Gold Inc. Dividend 

84. 
Sequenom IncNew Dividend 

85. 
Tenet Healthcare Corp Dividend Income Gain Codes: =$1,000 less :$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (S~e Columns and D4) =$50,001 $100,00~ =$100,001 $1.000,0~0 =$1,000,001 $5.00~.000 =~.torc than $5,000.0~O Value Codes =$15.000 Jess =$15.001 $50,000 =$50.001 $100.000 $I00,001 $250,000 
(See Columns and D3) ~$250,001 $509,000 =$500,001 $1,000,000 =$1,000,001 $5,0~0,000 =$5.0~0,001 $25.000,000 Value Mclhod Codes =$25,000.001 $50.000,000 =Appraisal =Cost (Real Estate Only) =More than $50,009.000 =Assessment =Cash Market  
(See Colunm C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, ,.atue, ,eansoetions aneludes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(1) (2) (i) (2) (I) Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) (Q-W) 
86. 
Morgan STIll Cum Dividend 

87. 
Yarnana Gold Inc. Dividend 

88. 
Chicago Go-E3D Dividend 

89. 
Duke Energy Corp Dividend 

90. 
Windstream Corp Dividend 

91. PLC ADS Dividend 

92. 
Genuine Parts Dividend 

93. 
Bunge Ltd Dividend 

94. 
lamgold Corp. Dividend 

95. 
Idacorp, Inc. Dividend 

96. 
IMB Dividend 

97. 
Kinross Gold Corp Dividend 

98. 
L-I Identity Solutions Dividend 

99. 
Procter Gamble Dividend 

100. 
Protective Life Dividend 

101. 
Royal Dutch Shell Dividend 

102. 
Rubicon Minerals Dividend Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 (S~e Columns and D4) =$50,001 100,00~ =$100.0~1 $1,0~0.0~0 =$1.0(~.0~1 $5,000.0~0
 Value Codes =$15,0~O less =$15,001 $50.0~0 =$50,001 $100.000 

(See Columns and D3) =$250,001 $500.000 -$500.001 $1,000.000 =$1,000.001 $5,090,000 =$25.0(~.0~1 $50.000.000 =More than $50,000.000
 Value Method Codes =Appraisal Cost (Rcal Estate Only) =Assessment 
(See Column C2) =Book Value =Other =Estimated 

Transactions during reporting period 
(2)  (3) (4)  (5)  
Date  Value Gain  Identityof  
mm/dd/yy  Code Code  buyer/seller  
(J-P) (A-H)i  (if private transaction) =$5,001 $15,000 =$15.0OI $50,000 -More than -$100.001 $250.0~ =$5,00~),001 $25,000,090 -Cash Market 
Gettleman, Robert 07/12/2011
VII. INVESTMENTS and TRUSTS -i.co,.e, ,.aluo, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
[~]  NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporling period (2) Value Value Code Method (J-P) Code (Q-W) Type (e.g., buy, sell, redemption)  Transactions during reporling period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  
103. Waste Management  Dividend  
104. Aqua Amer Inc  Dividend  Buy  04/01110  
105. Echelon (ELON)  Dividend  Buy  04/01/10  
106. Frontier Commun Corp  Dividend  Buy  04/01/10  
107. Kansas City Life Ins.  Dividend  Buy  04/01/10  
108. Verizon Comm  Dividend  Buy  04/01/10  
109. CalifSt. Genl Oblig  Interest  Buy  04/01/10  
110. Invesco Comm Strat  Dividend  Buy  04/01/10 Thornburg Inv. Inc.  Dividend  Buy  04/01/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000  =$5,001 $15,000 =$15.001 $50,0~  
(See Columns and :$50.0~ 100.0~0 =$100.001 $1.000.0~0 =$1,000.0~ $5.000.000 =More than Value Codes $15.0~0 less =SI5.001 $50.000 -$50.001 SI0~.000 100,001 $250.000  
[See Columns and D3) :$250.001 $500,000 $500.001-$1,000.000 1,000,001 $5,00~.090 =$5,090.001 $25,00~,000 =$25.000,0OI -$50.000.000 =More than Value klcthod Codes =Appraisal =Cost IRcal E~lalc Only) =Asscssmcnl  =Cash Market  
(see Column C2) =Bc:~k Value Olher =Eslimatcd  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. Part Agreements. No. one limited partnership interest).  

07/12/2011
Gettieman, Robert V.
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~vledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts ~vhich have been reported are compliance ~vith the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Robert Gettleman 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-30 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!