Skip to content

Judicial Watch • Robert W Pratt Financial Disclosure Report for 2009

Robert W Pratt Financial Disclosure Report for 2009

Robert W Pratt Financial Disclosure Report for 2009

Page 1: Robert W Pratt Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:16

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Robert W Pratt, GSA, Morgan, robert, Gross, 2009, INVESTMENTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

macr; Govermnent Act ofi978
~,. ;/2o~0 	FOR CALENDAR YEAR 2009 Person Reporting (las[ name, first, middle initial) Court Organization Date Report 
PRATT, ROBERT DISTRICq" COURT IOWA 04/27j2010 Title (Arliclc Ill judges indicate active senior status; 	5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Dale 01/01/2~19 DISTRICT COURT JIJDGE-ACYIIVE Final initial Annual 12./31/2009 
5b. Amended Report
 Chambers Office Address the basis the information contained this Report and any 
moditications pertaining thereto, is, opinion, compllaace COURTHOUSE with applicable laws and regulations. 
123 WALNUT STREET 

DES MONES, 50309 
Reviewing O~cer Date 

IMPORTANT NOTES: The instractions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable inJbrmation. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Pratt, Robert 
z~g,JlCkl~l~,mJl~t~ Jl. (Rqorting i~dividt~l o,tO; see ~p. 14-16 4filing ins~uctio,,s.) 
NON (No reportable agreemen;s.) 
DATE 	PAR~F~S AND TERMS Name PersonRtporting 	DaleofReport
lIl. ~,~,~, ,,~ ~o,~,,~,~,~ ~,.~1~-~,~ vr_,al~w r.t,~z INCOME. (Reporting individual and sTouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours nol spouses) Spouses Non-Investmen Income -~f you were married during any portion the reporting yea~, complete tl~i~ section. 
(Dollar amotmt not required ".~rcepl for honoraria.) 	NONE (No reportable non-investment income.) SOURCE TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food. entt, rtai .... 
17ncludes those ~pouse and dependent children; see 25-27 ]Hing it~truc~ior~s.) 

NONE (No reportable reimbursements.) .,SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED  University Chicago l,aw January 2009 Chicago, Speaking engagement Transportation, Lodging and MealsSchool 	
Carlton Fields Law Firm 5/29/09-5/22,t09 Tampa, Speaker Natioaal Federal Transporlation, Lodging and lvieals 
Sentencing Guidelines 
Seminar 	
Amer/caa Constitution 7/14109 Washington. Speaker Annual "rransportation, Lodging and Meals
Society Convention 

:_~  NONE (No reportable gifts.) SOURCE  DESCRIPTION  
VI. LIABILITIES. !~,,c~,,~.~ ,ho,, o/.,p ....... dependent children; ~ee pp. 32-33 filing instruction.~.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION  VALUE CODE  

Date Repor~

VII. INVESTMENTS and TRUSTS ......... .,t,~ ....... aions (lnclude.sth,se ...... halpendent children; see pp. 34-60 filing instn, ctions.) 

NONE (No reportable income, assets, transactions.) 
~.-: ......... .................... ............ 

Description ~ssets  Income during Gro~ value end Trans~cfions during reporting ~riod 
(including tru~l assets) reporting period ~ff reporting period
~~5 ~~=) -{i5 ~-~=) ..... ....... ~--~5~-ia~-~ is> ....... 

Place(X)"aft ..... as~et Amount Type(e.g., Value Type(e.g., 	Gain ldendtyof Value Date [Value
~de
exempt from prior disclosnre div., rent, Code Method buy, roll. mm!dd/yy Code buvedseller I-H, int.) (J-P) Code3 redemption) (JP) ~d.;~; ,if pd,,te 	BANKERS TRUST COMPANY Interest 	
MORGAN STANLEY DEAN wITrER 
MARKETABLE SECURITIES: 	
MORGAN STANLEY BANK Intercst EMERGING MKTS DOMESTIC Dividend Buy 01fl)7/09 DEBT 
(addl) 	
MSEMERGING IvlKFS DOMESTIC Dividend Buy 04/15i09 
I)EBT 

(addl) EMERGING MKTS DOMESTIC Dividend 	Buy 07/15/09 DEBT (addl) EMERGING MKTS DOMESTIC Dividend Buy 11)/1511)9 
DEBT 

(addl) 	
WINONA CNFY MINN CAP IMPT PI,AN Interest Sold 02/02i09 
SEP,-A 3.600% 	
WESTERN I)UBUQUE 3200 lnteresl Sold (}3/191119 

t0, 	WICltlTA GENL OBI,IG SER 769 Interest 	Sold 03ii9!09 
LINLTI) TAX 4.000% 
11. 	
SIOUX CITY IOWA GEN OBLIG UNLTD Interest Sold 03119/(19
TAX 3,500% 

12. 	
WEST DES MOINES IOWA GEN OBLIG Interesl Sold 03/!9/09 
SER-C 3.600q 

13. 	
WEST DES MOINES 3251~ Inleres! Sold 03/19/09 

14. 	
CONNECTICUT HI,TIt E1)I. FACS 

Interest 	Sold 07/0t/09 A1JTII UIV IIARTFORD SER-[=. 4.000 
15. 	NYC SER-A 30)) Interest 	Sold 08103/119 
16. 	
NEBRASKA INVT FIN AUTH SINGLE 

17. 	
NEBRASKA INVT FIN AUTH SINGLE Interest Sold 01/05109
FAMILY tlSG REV SER 5150 (part) 

None 	Sold 09/I)1/09
FAMILY }IS() REV SER 5150 
Name Person Reporting Date Report 
04/27/2010
~aArr, ROBERT 
VII. INVESTMENTS and TRUSTS --inco ..... t.e, tra .... t~,~ (Includes those ...... dependent children; see pp. 34.60 f!ling inst~ctions.) NONE (No reportable income, assets, transactions.) 
Description Assels income during Gross value end Tranzactions doting reporti~g period 
(including Irust ~%ets) re~rting period reporting [~eriod ........................... .....(2) (t) }3~ ~41 ......

(1) (1) (2) .... (5) Place "(X)" after each asset Amount Type (e.g., Vahm Value Type (e.g.. Date Value Gain Identity exempt from prior disclosure Code div., rent, Code  Method buy, sell. mm!dd/yy Code Code huyec/se!ler 
(A-H) int,) (J-P) Code redemption) (J-P) (A-H) (i[private [ (Q-W) transaction) 
18. 	
~NSAS DEPT TRANSN IIWY REV Interest Sold 09/01/09 
SER-A 4800 

19. 	
BROWN CNTY WlSC GENL OBLIG Interest Sold I1/02/09 
ARPT IMPT SER-A 4.000% 

2~. 	IOWA UNIV SCIENCE TECtl REV interest Sold /02/091 
REF U~IL 415 
21. 	OM~IA ARPT AUTH ARPT REV Interest 
REF-FA~ 4.000% 22, 	ADDtSON G~NL OBUG REF UNLTE Interest 
TAX 4.000% 

23. 	
IOWA CITY COMM SCH DIST 3,100 Interesl 

24. 	
FLA IJSG FIN CORP SERF 3400 Interest 

25_ UNIV SCI TECIt 3300 Interest 
26. 	
PUERTO RI(,O EI_EC PWR AUTH SER Interest 3300 

27. 	
CENTRAL VALLEY SCH DIST ZERO Interest 

28. 	
ILL CLG SVGS ZERO Interest 

29. 	
BROWN CNTY WISC GENL OBLIG Interest 
ARPT [MPT SER-A 4.00(1%. 

30. 	
PARIS GEN OBL1G 4000 Interest "1" 

31. 	
GI.,ENCOE ILL GENL OBI..IG QUAL Interest Sold 05/22109 
UNLTD "FAX 4.100% 

32, 	BLOOMINGTON GEN OBLIG REF Interest 
QUAL 4.(100% 

33. 	UN1V CONN REV SER ZERO Interest 
34.OBI,IGWASIIINGTONpRoM NTsCNTY4.000%WlSC GENL lnlerest 	Sold 04,/14/09 
Name Person Reporting 	DateogRepor[
VII. INVESTMENTS and TRUSTS --i ....... .~t.,, transactions (Inch, des those spo ....... dependent children; aee pp. 34.60 filing instructions.) NONE (No reportable income, assets, transactions.) .................... /~i ................. :-~. .......C. ....... ............................. ............... 
Description Assets Income during Gross value elld Transactions during reporting period (including trust asse,s) reporting peric, reporting peric~d Place "(X)" after each asset !Amount Type [e.~.. Value T,pe (e.g., Date Vak.~e Gain 
Value 	Identity 
 
__~ o-~,~ .......................~ ...... 

........................................... .... 35, WEST CHESTER AREA SCtl DIST Interest 
4.0~% 36, ALTOONA 3250 Interest 
37. 	WAUKEE IQWA CMNTY SCt! D!ST REF Is;retest 
SER-B 3.300% 
38. 	BOYDEN HULl. IOWA CMNTY SCH Interest Sold 
08/03/09 t)IST 4.3(10% 
39. HWYS TRANS 3400 Interest 
40. 	
ARIZONA STTRANSN BRD ItWY REV Interest SER-A 4.000% 
41. 	
PALM BEACH CNTY SCH BRD C"IFS Interest 
PARTN REV SER-A 4.000% 

42. 	
OREGON DEIrF ADMIN SVCS lntercst 
SALEM OREGON SER-C 4.000% 
43. 	AUSTIN EI.EC UTIL SYS REV Interest 
4.000% 

44. 	SCHILLER PARK ILL GO-C 4.000% Interest 
45. 	FULTON FEORIA KNOX COS ILL Interest 
SCII DtST ZERO CPN 
4(~. MADISON WlSC SWR-A 3125 Inlcrest 
47. 	
TACOMA PUB UTIL LIGHT PWR 3700 

48. 	
SHAKOPEE IMPT 4.000% lnteres~ Interest 
49. 	
INKSTER GEN OBLIG 40t)0 Interest 

50. 	
PASCO GEN OBL1G 3750 Interest 
F"51. W.DES MO1NES GO-C 4.000% Interest Person Reporling Date Report

VII. INVESTMENTS and TRUSTS --i ......... h,~, transacaons (Include* those spouse and dependent childrea; see pp. 34-60 filing inslr~cgionx.) NONE (No reportable income, assets, transactiot~.) 
Description Assets (including trust assets)  Income during repoCting ~riod  Gross value en0 reporting period  Transactions during rei~rfing ~rind  
Place "(X) after each asset exempt frnm prior disclosure ............................................ .................. Amountcode iI~Type (c.g., div.,rem, (A-rt) o~in~,)  Value Code2 (J-V) Value Method ~de3 (Q-W)  Type (e.g,,buy sell redemption)  Date Value Gain mm/dd~yy Code2 Code (J-P) ~(A-tl) ....  Identity buyeffseller (ilprivate transaction)  
52.  ODESSA HSG FIN CORP ZERO COUPON  Interest  
53. UNIV SC1 TECH 3500  Interes~  
54.  MINN HIGHER EDUC FACS AUT!t 3625  !nteregt  
55.  AURORA COLe SINGI.E FAM MTG REV SER ZERO  Interest  
56.  SCItlLLER PARK ILL GO- 4.000%  lnlerest  
57. DOUG1.AS COLO SCI DIS"[ ZERO  Interest  
58.  WASH CTY UTAIt SClt DIST 4000  Interest  
59.  WRIGHT UN1V 3500  Interest  
60.  WASH GEN OBLIG MOTOR VEIl FUEL TAX ZERO  Interest  
61.  1.OUISIANNA Sl" GULF OPP 4000  Interest  
62.  E-470 PUB HWY AUIt-] COLO ZERO  [merest  i..  
(~3.  ALASKA INTL AIRPORTS 4(/00  hlterest  
64.  METRO WASI1 AIRPORT AUTIt 4125  Interest  MODESTO IRR DIST 4000  Interest  "1  
66.  WILL CNTY ILl.. SCH DIST 122 ZERO  Interest  
67.  FAYETIE CNTY SCH D1ST 3375  Interest  
68, LAKE CNTY II.1. CMNTY SCH I)IST 050 ZERC)  Interest  

Name or Person Reporting I)ntc Rcpt..,rt 
VIII. INVESTMENTS and TRU STS --ineo .... ".~.e, ....... tions Clncludes those spouse and dependent children; see pp. 34-60 ~ffiling instn,tioas.) 

NONE (No reportable income, assets, transactions.) ............... Description Assets (includin~ t~s~ asse~s) Income during ~epnrfing period ..... ......................... Gross value end reporting period ........ Transacliuns 6ng re~)rting period  
Place "IX)" aer each asse~ cxemp~ from prior d~sclosure  ~:Amounl Code  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, seE. redemption) Date Value ::mm/ddiyy C~e (J-P)  Gain Code I.A-H)  Identity {ff buyer,%eller (if private transaction)  
69.  DENVER CONV HOTEL 4000  Interest  
70.  FLORIDA BRD INTL UNIV 3750  Interest  
7I.  WALLA WALLA WASH WATER WASTE 3625  Interest  
72.  VIRGINIA HSG DEV COMWLTH SER 4250  lnterest  
73.  APOPKA FLA UT1L SYS REF IMPT 4200  Interest  
74. 75.  POWAY CALIF UNI SCH DIST SPL TAX 40t)0 OGLE WINNEBAGO CNTYS SCH DIST ZERO  Interes, Interest  Buy  12/17/09  
76.  RIVERSIDE CNTY PA.LM DESERT FIN AtJTtf 3900  Interest  
77.  INDIANAPOLIS GAS UTIL D1ST SYS 3500  Interest  Buy  02/06/09  
78.  DES MOINES STORM WATER 421)0  Interest  
79.  PUERTO RICO PUB IMPR ZERO  Interes:  "1"  Buy  12/17/09  
80.  STATE UNIX,  IOWA REC FACS 4000  Interest  
81.  ALASKA IISG FIN CORP 4250  Interest  
82.  WINNEBAGO BOONE ETC CNTYS iLl. ZERO  Interest  Buy  !2/18/09  
83.  OSCEOI.A CNTY SCII BOARD 3500  Interest  Buy  08/10/09  
84.  WAUKEE IOWA CMNTY SCH DIST 4000  Interest  Buy  08/04/09  
85.  MIAMI DADE CNTY EXPVCY AUTH TOLL SYS 4250  Interest  "I"  

Na=e Person Relmrting 	Date Report
FINANCLL DISCLOSURE REPORT 

04/27/2010 
VII. INVESTMENTS and TRUSTS .... ,alue, ....... tions (Includes those .......... dependent children; see pp. 34~0 filing instructio~.) NONE (No reportable income, asset transactions.) 
rep~rying g~ri2d(including trust asse,s) ....... (it (2) (1) (2) (1) (3) {,i~ .... {.{) ............. Place "(Xy after each a~sel ~ount Type (e.g., Value Value Type (e.~.,~ Date Value Gain Identity 
Description Assets Income during -Gross value end Tlagsactious during ~o~ing period 
exempt lrom prior disclosure Code 	 div.. rent, Code Method buy, sell, m/dd!yy Code Code buyeriselle~[ (A-tit oriel.) (l-P) Code redemption) (J-P} (A-~[} (if private ..... (O-W) transaction) 
86. 	UNIVNORTItN STUDENT UNION Interest 
SER UNI 4.800% 87. IEA FLA k~R SWR SYS REV 44~ Interest 	Sold 03i06/09 
88. 	
STATE UN1V IOWA UTIL SYS 4000 Interest 

89. 	
CLARK CNTY NEV GEN OBLIG 3500 Interest Buy 03!t 9!09 

90. 	
O1110 IIOSP Ct.EVE CLINIC 3750 Interest Buy 0,q/12/09 

91. 	
WYLIE CITY TEX COMB TAX REV 400( Interesl 
9~. 	DES MOINES IOWA STORMWATER Interest 
4500 
o3. 	ANKENY COMM SCH DtST 4000 Interest 
94. 	
Si" CLAIR CNTY ILL GEN OBLIG ZERO tnteresl Buy 12/18/09 

95. 	
DELToNA ITLA TRANS CAP IMPT 4375 Interest Buy 03/2(}/09 
~-.~6.COVINA CALIF PUB FIN Interest Buy 08/03/09 
WASTEWATER 3500 

97. 	
CLARK CNTY NEV GEN OBI_IG 3500 Interest Buy 03/19/09 
98. 	
INDIANAfOI .IS WATER WORKS Interes~ Buy 08/03/09
400O 

99. 	
WYLIE CITY TEX COMB TAX REV 4001 Interest 

100. 	
STERLING IIEIGIITS MICII TRANS Interest 

400t) 
10I. NEVADA STATE IlIGIIER EDUC 3400 Interest 
Buy 03/19./09 
102. RENO CITY NEVADA GEN OBI_.IG 4500 lnteresl 
Buy 07t01109 
Name Persun Reporting Date Report
FINANCIALDISCLOSURE REPORT 

VII. INVESTMENTS and TRUSTS --i,co ....... t.e, transactions ancludes those spouse and dependent children; ~,e pp. 34-60 o/filing iastrt, ctions.) NONE (No reportable income, assets, transaction.v.) 
Description Asseis (i~cluding trusl ......  Income dtMng .S~y~r.ti~period  Gross v~lue end reporting period  Transactions tlu~ing reporting period  
Place"(X)" after each asset exempt from prior disclosure  ~Am Code [{A-H~ Type (e.g.,[ div., ~ent, nt)  Value Code J-P)  Value Method Code3 (O-W)  Type (e.g., buy,~ell, redemption)  Date Value [mm]ddlyy Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
103. 10Z.  KANE COOK DUPAGE CN~S tt.L 4~0 IOWA UNIV SCIENCE TECH 4~0  lnmrest [ntctes~  Buy  03/20/09  
105.  ELORIDA DEPT ENVIRONMENTAl. PROTN PRES 5000  Interest  
106. CLARK CNTY NEV I-~OND 5000  Interest  
107. CLARK VEGAS ARPT FAC 4750  Interest  Buy  03/19i09  
108. ALASKA INTL ARPTS SYS 5000  Interest  
ALASKA MUN BND SER-I 4500  Interest  Buy  01/20/il9  
110. TENNESSEE ENERGY ACQUISITION CORP GAS REV 5000 111. UNIVERSITY WASH UNIV REV 4500  Interest Interest  
112.  COLUMBUS OHIO SWR REV 4500  Interest 13.  IOWA UNIV ACADEMIC BI.DG 4375  Interest  
114. 115.  MORGAN STANLEY DEAN WIIIER IRA #1: MORGAN STANI,.EY BANK  Interest  
116.  ABS NOTES SP 500 INDEX  Interest  Buy  01/23/09 17. 118. EMERGING MKTS DOMESTIC DEBT PLUS DOW JONES INDUSTRIAL AVG  Dividend Dividend  "1"  Sold  05/20/09 lt~. PI.US ISItARES EEM FUND  Dividend  Sold  07/20/09  

Name Person Reporting 	Date Report
FINANC~L DISCLOSURE ~PORT 
VII. INVESTMENTS and TRUSTS ;rico,, .... ;,,e, transactions finch, des those ...... dependent cMldren; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets In,me during Gross value end Transactions during re,)fling period 
(including m~st assets) ~eporfing period reporting period {5) 
Place "(X)" after each a~*et Amount Type (e.g., Va~uc Value Type (e.g., Date Valuu Gai~ Identity exempt from prior disclosure C.ode div., rent, Code Method buy, sell, [mmiddiyy Code Code buyer!seller (A-H) orinl.) (J-P~ Code redemption) (J-P) (A-H) (if private 
120. 	
PI.US ISitARES MSCI EAFE. INDEX Dividend 	Sold 01/20/09 
121. 	
PLUS SP 500 INDEX Dividend 	Sokl 01/20/09 
122. 	
BANK AMERICA CORP 7250 r)ividend 

123. 	
CREDIT SU1SSE 7900 Dividend 
24. CAPITAL FUNDING 7350 Dividend 
125. 	ftSBC tlOI.DINGS P1..C 8125 D~vidend 
26. ING GROEP 7375 Dividend 
127. 	
ATT CORP 6.000% Interest Sold 03/16/09 

128. 	
GMAC 5625 Interest 

Sold 05/I8/(19 
129. 	
COMMODITY JUMP CPN ZERO Inleres! 
CPN 

130.
 NATIONAL RURAL UTILITIES 4250 Interest Buy (11/22/09 
131.
 STF.ELCASE INC 6500 Inlerest Buy 06;30109 
132. 	
FOR MOTOR CREDIT 5850 lnlerest 

133. 	
NATIONAL RURAl. UTILITIES COOP Interest Buy 0,1/23/09
4550 
134. 	CAP PRTECT NOTL" BASKET htlerest Buy 06/23/09 ZERO 
135. PSEG POWER LLC 6000 lnlerest Buy 01/21/09 
136. AMER1CAN EXPRESS 5875 Interest income GMn C{~lcs: =St,000 less =$t,0tH $2,50U =$2,5n! $5,(Kr0 =$5,nljt $15.0no =$15.001 
Nam~ Person Reporting 	DateafReporl 
VII. INVESTMENTS and TRUSTS --ineo ..... l.e, transactions (Includes those oy~p ....... dependent children; .see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description A~sels Income during Gross value end Transaclions during reporting period 
(including t~st asse~s) reporting period reporting period 
Place "(X)" after each asset 	Value Date ldenti~y
Amount Type re.. (e.g., Value Gain exempt from prior disclosure Cude div., rent. Code Method buy, selL [mm]dd/yy Ct~e Code buyer/seller: (A-It) i~.) 0-P) Code redemption) (J-P} : (A-H) (if private 
(Q-W) transaction) 
137.
 DOW CHEMICAL CORP 7250 Interesl 
138. 	
DUALPART1CIPATION COMMODITY Interest 
ZERO CPN 

130. 	SOUTHWEST A1RIANES 5250 intelest Buy 05/07j09 
140. 	
INH_ PAPER 5250 Interest Buy 08/13109 

141. 	
PROLOGIS TRUST 5625 Interest Buy tl/24/09 

142. 	
,qOUTItWEST AIRI..INES 5750 Interest Buy 09/18/09 

143. 	
MOSAIC REG 7625 Interest Buy 08125/09 

144. 	
MORGAN STANLEY 6000 Interest 

145. 	
GMAC 7375 Interest 

146. 	
AMERICAN INTL GROUP 7700 Interest 
147. 	CITIGROUP CAP XIX 7250 Interest 
148. 	
WACHOVIA CAPITAL TRUST 7850 Interest 

149. 	
,"ELL.S [;ARGO CAPITAL XII 7875 Interest 

1511. 	FED FARM 4900 lnterc.sl 	Sold 03/06/09 
151. 	
MORGAN STANLEY BANK SP 500 Interest 
ZERO COUPON 

152. MORGAN SP 500 EQUITY ZER() Inlercsl 
COUPON 

153. 	
CAPMARK BANK MIDVALE lnteresl 
5050 
Name .... Reporting 	Date olRepor!
VII. INVESTMENTS and TRU STS ........ tu,, transacthms (Includes those spo ..... dependem childret,: see pp..?4-60 Jiling instructions.) 

1~] NONE (No reportable income, assets3 transactions.) ......... .....

........... ............ ..... ........................... ......
Description Assets ]acome during Gross valoe end Transactions during reporting period 
(including trust .... ts) 0~p?rtingperiod ~ep~r~!ngper.iod 
Place "(X)" after each asset Amoum Type (e.g., Value Value Type (e.g., Date Value Gain Idenoy exempt from prior disclosure Code div., rent, (Mde Method buy, sell, mm/ddcvy Code Code huver~seller (A-H) int.) (J-P) Code redemNion) (J-P) (A-H) (if private 
(Q-W) transaction) 
154. WILLt,S FARGO ZERO CPN Interest 
155. 	
MORGAN STANLE" DEAN W1TTER 

156. 	
MORGAN STANLEY BANK Interest 
t57. 	ABBOTT LABORATORIES Dividend Buy 05/2!/09 
158. 	
ABBOTT LABORATORIES Dividend Buy 06/(;5..09 
(addl) 

159. 	
ABBOTI" I.ABORATOR~ES Dividend Buy 08/12/09 (addi) 

160. 	
AI.TRIA GROUP INC Dividend 

Buy 02713/09 

161. 	
AI"T INC Dividend B~.~y 01/209 
(addl) 

162. 
ATT !NC Dividend 	Buy (16/05/09 

(addI) 
163. 	BOEING Dividend Buy (12/02/09 
(addl) 

164-. 	BOEING Dividend 
Buy 02]10/09 (addl) 
165. 	(?()CA COLA Dividend Buy 08/13A)9 
t6o. 	DWS DREMAN VALUE iNC EDGE Dividend 
FUND 

167. 	
GENER~XL ELECFRIC Dividend Buy 01/20/09 
(addl) 

168. 	
ISItAftE$SPI00INDEX Dividend 

169, 	PLUS I;ISEiXINIIUA CttlNA Dividend Buy 08/17/09 (addq) 
170. 	JOHNSON JOHNSON Dividend Buy 01/20/09 
It, .... Person Reporting 	Date 0fRei~arl Prb~rT, ROBERT 
VII. INVESTMENTS and TRUSTS --i ....... ..~.,,, ......,ions (Includes those 4spo~e and de~ndent children; s,e pp. 34-60 filing instrttetions.) NONE (No reportable income, assets, transactions.) 
........... ............. ........  
Description Assets  IJicome during  Gross value gll0  
(including trust assets)  reporting period reporting period  
Place"(X)" after each asset exempt from prior disclosure (~) ;Amoun: Type (c,g.~ Code div., toni, (2)Value Valu~ Code Method (A-H) int.)  (J-P)  Code  
............................... (o-w)  

171.
 ?HARMACEUTICAL IlOLDERS Dividend 
172.
 PHARMACEUTICAl_ HOLDERS 

None 
173. 	
PROCIOR GAMBLE Dividend 

174. 	
PROCIOR GAMB1.E l)ividcnd 

175. 	
STANDARD POORS MIDCAP 400 Dividend 
176. COMPANY Dividend 

177. 
AEGON 7250 Dividend 178, PUBLIC STORAGE 7000 Dividend 17:). ROYAL SCOTLAND 7250 Dividend 
180. PFD CAP TRUST 111 7375 Interest 

181. 	
MORGAN STANLEY DEANWIT1ER llL4. #3: 

182. 	
ALLIANCE BERNSTEIN SMALL CAP None GROWTH .... ............... 

Transaclions during reporting period 
O)Type (c,g., Date Value  (~) Gain (s), ............ Identity  
buy, sell,  :mm/dd/yy Code  Code  buyc~%eller  
redemption) (J-P)  (A-H)  (ifpr[wtte ~,~,.~,~i,..)  

Sold 10/27/09 (part) 
Sold 1/t 6/09 (part) 
Buy 01/22/09 (addl) 
Buy ~02/12/09 (addl) 
Sold 08,/12/09 
VIII. DITIONAL INFORMATION EXPLANATIONS. 
.~.me .... Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse anti minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicaNe statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S,C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULI,Y FALSIFIES FAILS FILE THIS REPORT MAY SUB.IECT CIVIL AND CRIMINAL SANCTIONS U.S,C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Colurnbus Circle, N.E, Washington, D.C. 20544