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Judicial Watch • Robert W Pratt Financial Disclosure Report for 2010

Robert W Pratt Financial Disclosure Report for 2010

Robert W Pratt Financial Disclosure Report for 2010

Page 1: Robert W Pratt Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:18

Date Created:November 12, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Pratt, Robert W Pratt, Estimated, robert, 2010, INVESTMENTS, transactions, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. REE MEN TS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Pratt. Robert 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) [{] NONE (No reportable non-investment income.) SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-17 filing instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  AMERICAN CONFERENCE INSTITUTE  2124110 -2126110  NEW YORK,  SPEAKING ENGAGEMENT  TRANSPORTATION, LODGING AND MEALS  

CARL TON FIELDS LAW 5/12/10-5/14/10 PETERSBURG, 	SPEAKER TRANSPORTATION, LODGING AND 
FIRM FEDERAL MEALS SENTENCING GUIDELINES SEMINAR 	
AMERICAN 6/17/10-6/18/10 WASHINGTON, SPEAKER ANNUAL TRANSPORTATION, LODGING AND CONSTITUTIONAL CONVENTION MEALS SOCIETY 	
PRACTICING LAW 10/27/IO -10129/IO NEW YORK, SPEAKING TRANSPORTATION, LODGING AND INSTITUTE ENGAGEMENT MEALS GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

0511112011
PRATT, ROBERT 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value .end Transactions during reporting period 
(including trust asse!S) reporting period reporting period 
(2) (2) (2) Place "(X)" after each assei Amount (e.g., Value Value Type (e.g., Date Value 
Gain Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) 
private (Q-W) 
transaction) BANKERS TRUST COMPANY Interest 
MORGAN STANLEY DEAN WITTER MARKETABLE SECURITIES: 
MORGAN STANLEY BANK Interest EMERGING MKTS DOMESTIC Dividend Buy 01/08/10 DEBT (add'I) EMERGING MKTS DOMESTIC Dividend Buy 04/15/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,00I -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$] ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

05/11/2011
PRATT, ROBERT 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

PRATT, ROBERT 
05/11/2011 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (1) (1) 
Gain Identity 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Code 
Code.I buyer/seller
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
(ifprivate
(A-H) int.) (J-P) Code3 redemption) (J-P) 
transaction)
(Q-W) Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15.000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250.001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000  P2=$5,000,001 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other ===Estimated  

05/11/2011
PRATT, ROBERT 
VII. INVESTMENTS and TRUSTS -income, vatue, transactiOns r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

05/11/2011
PRATT, ROBERT 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during reporting period 
Amount (e.g.;
exempt from prior discfosure div., rent; 
69. 
WINNEBAGO BOONE ETC CNTYS ILL Interest ZERO 

70. 
OSCEOLA CNTY SCH BOARD Interest 

71. 
WAUKEE IOWA CMNTY SCH DIST Interest 

Ill lncomcGain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 ,;,$i,ooo,001 -$5,606,ooo ,;,I.lore than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 "$50,001 -$100,000 4100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000  0=$500,00J. $1,000,000 =$1,000,001 -$5,000,000 ;o$5,000,00l -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

05/11/2011
PRATT,ROBERTW. 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
(5) 
Identify 
buyer/seller 

(if private transaction) 
86. STERLING HEIGHTS MICH TRANS Interest 
Ill 
87. 
NEVADA STATE HIGHER EDUClll Interest 

88. 
RENO CITY NEV ADA GEN OBLIGlll Interest KANE COOK DUPAGE CNTYS ILL Interest 
Ill 
90. IOWA UNIV SCIENCE TECHlll Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15;001 -$50,000 =$50,001-$100,000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More 1han $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

05/11/2011
PRATT, ROBERT 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

05/11/2011
PRATT, ROBERT 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.)  NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  (2) Type(e.g., div.,rent, int.)  (1) Value Code2 (J-P)  (2) Value Method Code (Q-W)  Type (e.g., buy, sell; redemption)  Date.  Value .Code2  Gain  Identity buyer/seller (if private transaction)  
120.  CAP PRTECT NOTE BASKET ZERO  Interest  

121. 
PSEG POWER LLC. Interest Sold 04/21/10 

122. 
AMERICAN EXPRESS. Interest Sold 08/12/10 

123. 
DOW CHEMICAL CORP. Interest 

124. 
DUAL PARTICIPATION COMMODITY Interest ZERO CPN 

125. 
SOUTHWEST AIRLINES co Interest 

126. 
INTL PAPER co Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,00 -$1,000,000 41,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15.001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 41,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cos! (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

PRATT, ROBERT 
05/11/2011 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

05/1112011
PRATT,ROBERTW. 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description ofAssets  Income during  Gross value end  
(including trust assets)  reporting period  ofreportihg  
(2)  (1)  
Place "(X)" after each asset  AmOunt  T)'pe(e.1f;  Value  
exemptfrom prior disclosure  Code!  d.iv;rifrtt  Code2  
(A-H) int.)  (J"P)  

154. 
GENERAL ELECTRIC Dividend 

155. 
ISHARES SP IOOINDEX Dividend 

156. 
PLUS FTSE/XINHUA CHINA Dividend 

157. 
JOHNSON JOHNSON Dividend Buy 08/19/10 

(add'I)  
158.  PHARMACEUTICAL HOLDERS  Dividend  
159.  PROCTOR GAMBLE  Dividend  
160.  SPDR SP MIDCAP 400 ETF TRUST  Dividend  
161.  AEGON NVllll  Dividend  
162.  PUBLIC STORAGE  Dividend  
163.  ROYAL SCOTLAND GPllll  Dividend  
164. PFD CAPITAL TRUST IIIllll  Interest  
165.  INTEL CORP  Dividend  Buy  08/16/10  
166.  MORGAN STANLEY DEAN WITTER IRA#3:  
167.  ALLIANCE BERNSTEIN SMALL CAP GROWTH  None  Buy (add'I)  03/31/10  
168.  WALGREEN  Dividend  Buy  05/06/10  
169.  MORGAN STANLEY BANK  Interest  
170.  MORGAN STANLEY DEAN WITTER IRA #4: Income Gain Codes: =$1,000 orlcss =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,00 -$I 00,000 =$100,00! -$1,000,000 =$1,000,001-$5,000,000 '=More thari $5,000,000 Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/I 1/201 
PRATT, ROBERT 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting
05/11/2011
PRATT,ROBERTW. 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
Place "(X)" after each asset exempt from prior disclosure  Amount Code  (e.g., div., rent, int.)  Value Code2  Value Method Code  (1) Type.(e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code  (5) Identity buyer/seller (if private transaction)  
188.  SPDR BARCLAYS CAPITAL INERNAT  Sold (part)  07/28/10  

189. 
VANGUARD EUROPE PACIFIC Dividend Buy 03/02/10 

190. 
VANGUARD EUROPE PACIFIC Buy 06/09/10 (add'!) Income Gain Codes: 41,000 less 41,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 415,001 -$50,000  
(See Columns and D4)  F450,001-$l00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 00,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
05/11/2011
PRATT, ROBERT 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) 

Date Report 

05/11/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ROBERT PRATT 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544