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Judicial Watch • Robin J Cauthron Financial Disclosure Report for 2010

Robin J Cauthron Financial Disclosure Report for 2010

Robin J Cauthron Financial Disclosure Report for 2010

Page 1: Robin J Cauthron Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:16

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:CAUTHRON, ROBIN, Robin J Cauthron, American, Growth, 2010, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report CAUTHRON, ROBIN WESTERN DISTRICT OKLAHOMA 04/08/20 Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 DISTRICT JUDGE (ACTIVE) Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
4001 U.S. COURTHOUSE 

with applicable laws and regulations, 
200 N.W. 4TH STREET 
OKLAHOMA CITY, 73102 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followe~L Complete ali parts, checking the NONE box for each part where you have reportable informatior~ Sign last page. POSITIONS. (Reporting individual only; seepp. 9-13 filing instructions.) 	NONE(No reportablepositions.) POSITION NAME ORGANIZATION/ENTITY 
Board Directors 	Oklahoma Special Olympics 

II. AGREEMENTS. (Repo.ing individual only; seepp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 

Cauthron, Robin 

Name Person Reporting 	Date Report
III. NON-INVESTMENT INCOME. (Reporting individualandspouse; seepp. 17-24 filing instructions.) Filers Non-lnvestment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

INCOME (yours, not spouses) Spouses Non-Investment Income -if you were married daring anyportion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
 2010 	Self-employed lawyer 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL  
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.)  
~-~  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  
Okla. Assn Defense  6/17-6/I 9/2010  Irving, Texas  Panelist  Summer Meeting OADC  
Counsel GIFT ancludes ,hose ouse and dependent cl, ildren; seepS. 28-3 f!ling instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. andades those ols~oase un~ dependent children; see pp. 32-33 filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  

Name Person Reporting 	Date Report

04/08/2011 
VII. INVESTMENTS and TRUSTS -income, ,,ah, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) ---] NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place "(X)" after each asset 
exempt from prior disclosure 
Allegiance Credit Union Oklahoma City, 
Legg Mason Partners: Appreciation Fund (mutual fund) 
John Powell, Ltd. Partnership Tulsa County, real est. 	
Winston Oil Co. 1981-1982 Ltd. Partnership, Marion, 	
Dage Oil Co., Ltd. Partnership Oklahoma City, 	
Mineral interest Woods County, 	
Persuasive Strategies, LLC 	
BROKERAGE ACCOUNT 

-American Fund: American Balanced Fund (mutual fund) 
10. 	
-American Fund: Capital Income Builder 
Fund (mutual fund) 

11. 	
-Amer. Fund: Capital World Growth 
Income Fund (mut fund) 

12. 	
-Income Fund America (mutual fund) 

13. 	
-Chesapeake Energy Corp (common stock) 

14. 	
-Superior Energy Services, Inc. (common stock) 

15. 	
-Janus Forty Fund 

16. 	
-Mainstay Cap Growth Fund 

17. 	
-Blackrock Dividend Income Gain Codes: =$1,000 less (See Columns and D4) =$50,OOI $100.O00 Value Codes $15.000 less (See Columns (1 and D3) $250.001 $500.000  
Income during  Gross value end  
reporting period reporting period  
(I)  (2)  (I)  (2)  (1)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  
Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  
(Q-W) Interest Dividend None NoneJ None Royalty Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend =$1,001 $2.500 =$2,501 $5,000 100,001 $1,000,000 I,OO0,001 $5,000,000 --$15.O01 $50.000 -$50,001 100,000 $500.001 1,000.000 1.000,001 $5,000,000 
Transactions during reporting period 
(2)  (3) (4)  (5)  
Date  Value  Gain  Identity  
mm/dd/yy  Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

See VIII, Explanations 
D=$5.OO1- $15,000 =$15,O01- $50.000 -More than $5,000,000 M=$100,O01- $250,000 =$5,OO0,001- $25,000,000 =$25.000.001 $50.000.000 =More than $50,000,000 Value Mclhod (odes =Appraisal Uost (real [:stale Only) =Assessment =Cash Markct  
(See Column (2) ~13ook Value Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 	Transactions during reporting period 
(including trust assets) reporting period reporting period 
(l) (2) 	(1) (2) (l) (2) (3) (4) (5) 
Place "(X)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	
-Seligman Cap Value Dividend 

19. 	
-Alger Small Cap Growth Dividend 

20. 	
-TCW Small Cap Growth Dividend 

21. 	
-Perkins Small Cap Value Dividend 

22. 	
-Royce Premier Fund Dividend 

23. 	
-AIM Developing Mkts Dividend 

24. 	
-LazardEmerging Markets Dividend 

25. 	
-Henderson IntlOpp Fund Dividend 

26. 	
-Nuveen Trwds Intl Val Dividend 

27. 	
-Thomburglntl Value Dividend 

28. 	
New York Life Ins. (whole life) Interest 

29. 	
IRA ACCOUNT#1 

30. 	
-American Funds: Growth FundofAmerica Dividend Sold 10/18/10 (mutual fund) 

31. 	
-American Funds: Investment Co. Dividend Sold 10/18/10 America (mutual fund) 

32. 	
-Langston University bonds Interest Matured 08/02/10 

33. 	
-Oklahoma City Municipal Bonds Interest 1/01/10 	Matured 
34. 	-Citigroup Dividend Sold 02/19/10 Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 $50,000 (See Columns and $50.001 100,000 100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value (odes $15,000 less $15,001 50.000 50,001 100,000 100,001 $250,000 
(See Columns and I)3) :$250,001 $500,000 =$500,001 $1.000,000 =$1,000,001 $5,000,000 -$5,000,001 $25,000,000 $25,000.1)01 $50.000.000 P4-More than $50,000,000 Value Method Codes :Appraisal =Cost (Real Estale Only) =Assessment =Cash Market 
(See Column (2) ~Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -inco,.e, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dddyy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 
-Continental Resources Inc. (common stock)I Dividend 

36. 
-General Electric Co. (see Part VIII) Dividend 

37. 
-Netflix (common) 	Buy 10/18/10 

38. 	
Sold 12/17/10 

39. 
-China Green Agriculture (common) 	Buy 12/21/10 

40. 
-Microsoft (common) 	Buy 12/03/10 

41. 
-Walmart (common) 	Buy 12/10/10 

42. 
-Yongye International (common) 	Buy 12/17/10 

43. 
Stock Exchange Bank, Woodward, 

44. 
BROKERAGE ACCT Dividend Interest Interest Dividend Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001- $15,000 =$15,001- $50,000 (See Columns 131 and D4) 50,001 100,000 =$100,001 1.000.000 1,000,001 $5,000,000 =More ~an $5,000,000 
Value Codes =$15,000 less $15,001 -$50.000 =$50.001 $100,000 $100,001- $250,000 

(See Columns and D3I =$250.001 $500.000 =$500,001 $1.000,000 =$1,000,001 $5,000,000 =$5,000,001- $25,000,000 $25.000.001 -$50.000.000 More than $50,000,000 
Value Method Codes =Apprais:d Cost (Real Estate Only) =Assessment =Cash Markct 

(See Column C2) [look V~luc Other =Estimated 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.) PART VII. Investments and Trusts Line John Powell Limited Partnership was purchased 1973 for $26,000. Line previoius years, this item has been inadvertently listed under Brokerage Account #2, rather than IRA  

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance ~vith the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/ROBIN CAUTHRON 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CR1MINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978
ReV. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~L~ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report CAUTHRON, ROBIN WESTERN DISTRICT OKLAHOMA 
08/15/2011 Title (Article 111 judges indicate active senior status;  5a. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full- part-time)  Nomination,  Date  01/01/2010 DISTRICT JUDGE (ACTIVE) Initial Annual Final  
12/31/2010  

5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 4001 U.S. COURTHOUSE 
with applicable laws and regulations. 200 N.W. 4TH STREET OKLAHOMA CITY, 73102 
Reviewing Officer 	Date 
IMPOR TANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. meroning indivia, onty; se, rp. 9-13 filing instructions.) 	NONE (No reportablepositions.) POSITION NAME ORGANIZATION/ENTITY 
Board Directors 	Oklahoma Special Olympics 

II. AGREEMENTS. ~Repo,,in# individual only; seepp. 14-16 filing instructions.) 	NONE(No reportable agreements.) DATE PARTIES AND TERMS 
Cauthron, Robin 

III.
 NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions.)
 Filers Non-Investment Income NONE (No reportable non-investment income.) 

DATE SOURCE AND TYPE 

INCOME (yours, not spouses) Spouses Non-Investm ent Income -if you were married during anyportion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2010 Self-employed lawyer 

IV. REIMBURSEMENTS -transportation, Iodglng, food, entertainmenL (Includes those spouse and dependent children," see pp. 25-27 o/filing instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  
Okla. Assn Defense Counsel  6/17-6/19/2010  Irving, Texas  Panelist  Summer Meeting OADC GIFTS. aneludes those spouse and dependent children; seepp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. anaudes those o/spouse und dependent children; see pp. 32-33 filing instruction)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period (2) (t) (2) (2) (4) (~) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity ofCode
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
Allegiance Credit Union Oklahoma City, Interest 	
Legg Mason Partners: Appreciation Fund Dividend (mutual fund) 	
John Powell, Ltd. Partnership Tulsa County, None See VIII, ExplanationsOK real est. 	
Winston Oil Co. 1981-1982 Ltd. None Partnership, Marion, 	
Dage Oil Co., Ltd. Partnership Oklahoma None City, 	
Mineral interest Woods County, Royalty 	
Persuasive Strategies, LLC Interest 	
BROKERAGE ACCOUNT#1 

-American Fund: American Balanced Fund Dividend (mutual fund) 

-American Fund: Capital Income Builder Dividend 
Fund (mutual fund) 

-Amer. Fund: Capital World Growth Dividend 
Income Fund (mut fund) 

12. 	
-Income Fund America (mutual fund) Dividend 

13. 	
-Chesapeake Energy Corp (common stock) Dividend 

-Superior Energy Services, Inc. (common Dividend 
stock) 

15. 	
-Janus Forty Fund Dividend 

16. 	
-Mainstay Cap Growth Fund Dividend 

17. 	
-Blackrock Dividend Dividend Income Gain C0dcs: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 Value Codes -$15,000 less $15.001 $50,000 =$50,001 $100,000 =$100,001 $250,000 
(See Columns and D3) ~$250,001 $500,000 =$500.001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.001 $50,000,000 =More than $50,000,000 Value Mclhod (odes -Appraisal Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value Other =Estimated  

VII. INVES TMEN and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(l) (2) (1) (2) (l) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) 	transaction) 
18. 	
-Seligman Cap Value Dividend 

19. 	
-Alger Small Cap Growth Dividend 

20. 	
-TCW Small Cap Growth Dividend 

21. 	
-Perkins Small Cap Value Dividend 

22. 	
-Royce Premier Fund Dividend 

23. 	
-AIM Developing Mkts Dividend 

24. 	
-Lazard Emerging Markets Dividend 

25. 	
-Henderson Intl Opp Fund Dividend 

26. 	
-NuveenTrwds Intl Val Dividend 

27. 	
-Thomburg Intl Value Dividend 

28. 	
New York Life Ins. (whole life) Interest 

29. 	
IRAACCOUNT 

30. 	
-American Funds: Growth Fund America Dividend Sold 0/18/10 
(mutual fund) 

31. 	
-American Funds: Investment Co. Dividend Sold 10/18/I0 
America (mutual fund) 

32. 	
-Langston University bonds Interest Matured 08/02/10 

33. 	
-Oklahoma City Municipal Bonds Interest Matured 1/01/10 

34. 	
-Citigroup Dividend Sold 02/19/10 Income Gain C0dcs: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 -$50.000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
 Value Codes =$15.0(10 less =$15.001 $50,000 =$50,001 $100,000 -$100.001 $250,000 

(See Columns and D3) =$251),001 $500,000 =$500.001 $1.000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000,001 $50,000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) Book Value Other =Estimated 

08/15/2011 
VII. INVESTMENTS and TRUSTS -i.come, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 	B.C, 
Description Assets Income during Gross value end Transactions during reporting period (iachding trust assets) reporting period reporting period 
(t) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" al~er each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 	Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 
-Continental Resources Inc. (common stock) Dividend 

36. 
-General Electric Co. (see Part VIII) Dividend 

37. 
-Netflix (common) 	Buy 10/18/10 

38. 	
Sold 12/17/10 

39. 
-China Green Agriculture (common) None 	Buy 12/21/10 
40. 
-Microsoft (common) 	None Buy 12/03/10 

41. 
-Walmart (common) 	None Buy 12/10/10 

42. 
-Yongye International (common) 	None Buy 12/17/10 

43. 
Stock Exchange Bank, Woodward, Interest 

44. 
BROKER.AGE ACCT 

45. 
-Berkshire Hathaway Dividend 

46. 
-Langston Universiybonds Interest 

47. 
-Oklahoma City Municipal Bonds Interest 	Matured 11/01/I0 

48. 	
-SandridgeEnergy Co. (common) Dividend Buy 08/11/10 
(addl) 

49. Microsoft(common) 	None Buy 12/03/10 

50. 
-Walmart (common) 	None Buy 12/10/10 

I.Income Gain Codes: A=$1.000 less B=$1,001 $2.500 =$2.501 $5,000 $5,001 $15,000 =$15.001- $50.000 (See Columns and D4) :$50.001 $100.000 =$100.001 $1.000,000 =$1.000.001 $5,000.000 -More than $5,000,000 
Value Codes J:$15.000 less $15.001 $50,000 =$50,001 $100.000 =$100.001 $250,000 

(See Columns and D3) =$250.001 $500,000 $500,001 1.000.000 1.000,001 $5.000,000 =$5,000.001 $25,000.000 -$25.000.01) -$50.01)0.000 =More than $50.000,000 
Value Method Codes Appraisal =Cost (Real Estate Onlyl =Assessment =Cash Market 
(See Column C2) =Book Value Other =Estimated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.) PART VIi. Investments and Trusts Line John Powell Limited Partnership was purchased 1973 for $26,000. Line previoius years, this item has been inadvertently listed under Brokerage Account #2, rather than IRA  

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was ~vithheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/ROBIN CAUTHRON 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.Co app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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