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Judicial Watch • Roger H Lawson Jr Financial Disclosure Report for 2010

Roger H Lawson Jr Financial Disclosure Report for 2010

Roger H Lawson Jr Financial Disclosure Report for 2010

Page 1: Roger H Lawson Jr Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:24

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Roger H Lawson Jr, Lawson, GEORGIA, ROGER, Merrill, Lynch, 2010, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Govermnent Act 1978FOR CALENDAR YEAR 2010 U.S.C. app..~aq I01-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Lawson, Jr., Roger Middle District, Georgia 05/I 0/2011 Title (Article 111 judges indicate active senior status;  5a. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full- part-time)  Nomination,  Date  01/01/2010  
U.S. District Judge, Senior Initial Annual Final  
12/31/2010  

5b. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
P.O. Box 838 with applicable laws and regulations. 
475 Mulberry Street Macon, Georgia 31202 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followea~ Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Repotting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 filing instruction~) NONE (No reportable agreements.) 
DATE  PARTIES AND TERMS  
1.01/01/96  Georgia Retirement System for Superior Court Judges  

Lawson, Jr., Ro_qer 

III. NON-INVESTMENT INCOME. CRepo~ing individual and spouse; see pp. 17-24 filing instructions.) Filers Non-lnvestment Income  NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  INCOME  
(yours, not spouses) 2010  Georgia Judicial Retirement System--Retirement  $90,262.08 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section.  
(Dollar amount not required except for honoraria.)  NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  
1.2010  Teachers Retirement System Georgia--Retirement  
2.2010  First United Methodist Church--Wages  
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment  
(Includes those spouse and dependent children; see pp. 25-27 oJJiling instructionsO  
NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. a.c/udes tl, ose spouse a.d depe.de.t chUdre.; see pp. 28- filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIAB ILITIES. a,,.ludes those spouse o.d dependent children; see pp. 32-33 f!ling instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

VII. INV ESTMENTS and TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructiong) NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (t) (2) (1) (2) (3) (4) (5) Place "(x)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 	Code div.~ rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	
Sunmark Bancshares, Inc. Dividend 	
Merrill Lynch IRA 	
--Merrill Lynch F1A Card Services Interest 	
--Merrill Lynch Blackrock Global Interest Buy 05/03/10 	
--Lincoln National Life Legacy Ill Plus 

None 	
Merrill Lynch 	
--Merrill Lynch Bank USA Interest 	
-Transamerica Life Ins. Co.-Transamerica

None 
Landmark Annuity 	
--Transamerica Life Ins. Co.- Transamerica None 
Landmark Annuity 

10. 
Hawkinsville,Pulaski County, None 	Wells Fargo-High Yield Bond Fund Dividend 
12. 	
Franklin GeorgiaTax-Free Income Fund-A Interest 
Class 

13. 	
Rental House~ Rent 
Hawkinsville,Pulaski Co., GA. 

14. 	
Subdivision, Pulaski County, Georgia Und. None 
Interest 

Rental House ~:,~ ~i2~2-~2~,!:,~ 	Rent 
Hawkinsville, GA. Und. Inter 

16. 	
Merrill Lynch 

17. 	
Merrill Lynch Deposit Account Dividend Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 1,000,000 1,000,001 $5,000,000 =More than 5,000,000 Value Codes =$15,000 less -$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 
(See Colunms and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 =$5,000,001 $25,000,000 $25,000,001-$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment -Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -inc~me~va~ue~transacti~ns(~nc~udesth~se~fsp~useanddependentchi~dren;seepp.34~6~f~linginstructi~ns.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) (Q-W) 
18. 	
--Regions Financial Corp. Dividend Buy (addl) 

19. 	
--Stellar Pharmaceuticals Inc None Buy 

20. 	
--Nuveen Georgia Muni Bond Fund Interest 

21. 	
--VimetxHldg Corp Dividend 

22. 	
--Legg Mason Western Asset Dividend 

23. 	
SunmarkCommunity Bank-Accounts Interest 

24. 	
Merrill Lynch 

25. 	
--Merrill Lynch Deposit Account Interest 

26. 	
--Abbott Laboratories Common Dividend 

27. 	
--American Intl Group Inc Common Dividend 

28. 	
--ATT Inc Dividend 

29. 	
--Automatic Data Processing Inc Common Dividend 

30. 	
--American Funds Capital World Growth Dividend Sold 
Income Fund (part) 

31.. 	--Chevron Texaco Corp Common Dividend 
32. 	
--Cintas Corp Common Dividend 

33. 	
--Coca-ColaCo. Common Dividend 

34. 	
--General Electric Co., Common Dividend Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2,501 $5,000 (See Colunms and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 (See Colunuas and D3) =$250,001 $500,000 =$500,001 $1,000,000 -$1,000,001 $5,000,000 
Transactions during reporting period 
(2) (3) (4) (5) Date Value Gain ldentity mm/dd/yy Code Code buyer/seller 
(J-P) 	(A-H) (if private transaction) 
10/04/10 
10/27/10 
03/10/10 =$5,001 $15,000 =$15,001- $50,000 =More than $5,000,000 $100,001 $250,000 =$5.000,001 $25,000,000 -$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal -Cost (Real Estale Only) =Assessment =Cash Market  
(See Column C2) =Book Value Other =Estimated  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(t) (2) (1) (2) (l) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	
--Walt Disney Co. Common Dividend 

36. 	
--E Dupont Nemours Co. Common Dividend 

37. 	
--Exxon Mobile Corp Common Dividend 

38. 	
--Illinois Tool Works Inc. Dividend 

39. 	
--Eli Lilly Co. Common Dividend 

40. 	
--McDonalds Corp. Common Dividend 

41. 	
--Medtronic Inc. Common Dividend 

42. 	
--Pfizer Inc. Common Dividend 

43. 	
--Proctor Gamble Co. Common Dividend 

44. 	
-Legg Mason Clearbridge Appreciation Dividend Sold 03/10/10
Fund (part) 

45. 	
-Legg Mason Clearbridge Fundamental Dividend Sold 03/10/10 
Value Fund (part) 

46. 	
--Legg Mason Partners Cap inc Dividend 
Bray 

47. 	
--Van Kampen Equity and Income Fund Dividend Sold 03/10/10
Class (part) 

48. 	
--Silverstar Hldgs LTD Shs None 

49. 	
--Stellar Pharmaceuticals Inc Buy 1/01/10 

50. 	
--Virntex Hldg Corp Buy 02/22/10 

51. 	
--Walgreen Co. New Common Dividend Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15,000 less 5,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 -$25,000,001 $50,000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market 
(See Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRU STS -i.come, valae, transactions (Includes those ~pouse and dependent children; seepp. 34-60 filing instructlon.~) 
NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (l) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (1) (2) Value Value Code Method (J-P) Code (Q-W)  (1) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) Date Value mm/dd/yy Code (J-P) (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  
52. --Wells Fargo Co. New Common  Dividend  
53. --Kripsy Kreme Dougnut  None  
54. Merck and Co., Inc.  Dividend  
55. Georgia Trust Bankshares  None  
56. Merrill Lynch  
57.  --American New World Fund  Buy  03/10/10  
58.  Sold  05/05/10  
59. --Blackrock Equity Dividend  Dividend  Buy  10/15/10  
60.  --Blackrock Global Allocation Fund  Dividend  Buy  03/10/10  
61. --CGM Advisor Targeted  Dividend  Buy  03/10/10  
62. 63.  --Cohen Steers Global  Dividend  Sold (part) Buy  05/05/10 03/10/10  
64.  --Eaton Vance Glbl Macro  Dividend  Buy  05/05/10  
65. --EV Glb Mcr Abs Rtn  Buy  05/05/10  
66. 67.  --Fairhome Fund  Dividend  Sold (part) Buy  10/22/10 03/10/10  
68.  Sold (part)  05/05/10 Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) 1,000 less =$50,001 $I00,000 =$15,000 less =$250,001 $500,000  B=$1,001 $2,500 =$100,001 $1,000,(K~0 ~$15,001 $50,000 =$500,001 1,000,000 =$2,501 $5,000 $1,000.001 $5,000,000 =$50,001 100,000 1,000,001 $5,000,000 =$5,001 $15,000 1-12 =More than $5,000,000 $100,001-$250,000 =$5,000,001 $25,000,000 =$15,001 -$50,000 -$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
~] NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (l) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 
--Federated Prudent Bear 	Buy 05/05/10 

70. 	
Sold 07/26/10 
(part) 

71.
 --First Eagle Dividend 	Buy 03/10/10 

72. 	
Sold 05/05/10 
(part) 

73. 	
Sold 07/01/10 

(part) 
74. 
--First Eagle Gold Fund Dividend 	Buy 03/10/10 

75. 	
Sold 12/02/10 
(part) 

76.
 --Franklin Rising Dividends Fund Dividend 	Buy 03/10/10 

77. 	
Sold 05/05/10 
(part) 

78.
 --Franklin Income Adv Dividend 	Buy 09/03/10 

79. 
--Goldman Sachs Satellite Dividend 	Buy 03/10/10 

80. 	
Sold 05/06/10 
(part) 

81. 	
Merged 05/24/10 
(with line 82) 

82. 
--Goldman Sachs Absolute 	Buy 05/24/10 

83. 	
Buy 06/11/I0 
(addl) 

84.
 --Hussman Strategic Total Dividend 	Buy 07/26/10 

85. 	Sold 10/15/10 
(part) Income Gain Codes: =$1,000 less $1,001- $2,500 =$2,501 $5,000 =$5,001- $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 G=$100,001 -$1,000.000 =$1,000,001 $5,000,000 =More than $5,000,000 
Value Codes $15.000 less $15,001- $50.000 =$50,001 100,000 M=$100,001- $250,000 

ISee Columns and D3) =$250,001 $500,000 $500,001 -$1,000,000 =$1,000,001 $5,000,000 P2=$5,000,001- $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Cost(Real Estate Only) -Cash Mark~ =Appraisal ~Asscssment 
(See Column C2) =Book Value =Olhcr =Estimated 

0511012011 

VII. INVESTMENTS and TRUSTS -inco,.e, vo/ae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
[-~ NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
,86. --Ivy Glbl Natrl Res C11 	Buy 03/10110 
87. 	
Sold 05/20/I 

88. 
--Ishares Barclays 20+ Dividend 	Buy 11/18/10 

89. 
--Lazard Emerging Mkts Dividend 	Buy 06/11/I 

90. 
--Loomis Sayles Strategic Dividend 	Buy 03/10/10 

91. 	
Sold 05/05/10 
(part) 

92. 	
Sold 07/01/10 
(part) 

93. 
--Nuveen Tradewinds Global Dividend 	Buy 03/10/lO 

94. 	
Sold 05/05/10 
(part) 

95.
 --Pimco Developing Local Dividend 	Buy 03/10/10 

96. 	
Sold 07/01/10 
(part) 

97.
 --Pimco Total Retum Fund Dividend 	Buy 07/01/10 

98. 
--Pimco Unconstrained Dividend 	Buy 05/05/10 

99. 	
Sold 10/29/I 

I00. --RS Emerging Markets 	Buy 03/10/10 
101. 	
Sold 07/01/10 
(part) 

102.
 --Templeton Glbl Bond Dividend 	Buy 03/10/lO Income Gain Codes: A:$1,00Oorless =$1,001 -$2,500 =$2,501 $5,000 D=$5,00t -$15,000 =$15,001 $50,000 (See Columns and 04) =$50,001 $100,000 G=$100,001-$1,000,000 =$1,000,001 $5,000,000 =More~an $5,000,000 
Value Codes =$15,000 orless =$15,001 -$50,000 =$50,001 100,000 M=$100,001- $250,000 

(See Columns and 03) -$250,001- $500,000 O=$500,001 -$1,000,000 $1,000,001 $5,000,000 P2=$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes 	R-Co~(R~aI E~ateOny) =Cash Market =Appraisal =Assessment 
{Scc Column C2) =Book Value =Estimated Other 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2)  (1) (2) (l) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
103. 	Sold 05/05/10 (part) 
104. 	Sold 07/01/10 (pan) 
105.
 --The Oakmark Fund Dividend 	Buy 03/10/10 

106. 	
Sold 05/05/I (part) 

107.
 --Wisdomtree Global Equity Dividend 	Buy 10/22/I 

108.
 --Wisdomtree Emerging Mrkt Dividend 	Buy 09/17/10 

109. 

IlO. 
111. 

112. 

113. 

114. 

I.Income Gain Codes: A=$1,000 orlcss =$1,001- $2,500 C=$2,501- $5,000 D=$5,001- $15,000 =$15,001- $50,000 (See Columns and D4) ~$50,001- $100,000 G=$100,001- $1,000,000 =$1,000,001- $5,000,000 =More than $5,000,000 
Value Codes =$15,000 orless K=$15,001 $50,000 =$50,001 -$100,000 M=$100,001 -$250,000 

(See Columns and D3) =$250,001 $500,000 O=$500,001 -$1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 $25,000,001 -$50,000,000 =Morethan $50.000,000 
Value Mclhod Codes =Appraisal Cosl(Rcal Estate Only) =Assessment =Cash Markct 
(See Column C2) =Book Value =Other W=Estimated 

Name Person Reporting Date Report
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lmllcate part report.) 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was ~vithheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/Roger Lawson, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrativ~ Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act ofl978FOR CALENDAR YEAR 2010 U.S.C. app..83q 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Lawson, Jr., Roger 	Middle District, Georgia 05/10/2011 Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. District Judge, Senior Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

P.O. Box 838 with applicable laws and regulations. 
475 Mulberry Street 
Macon, Georgia 31202 

Reviewiug Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followetL Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE(No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. meponing individual only; seepp. 14-16 filing instruction) 
NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 
1.01/01/96 
Georgia Retirement System for Superior Court Judges 

Lawson, Jr., Ro.qer 
III. NON-INVESTMENT INCOME. (Repor,i.g individual and spouse; seepp. 17-24 filing instructions.) Filers Non-Investment Income  NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  INCO1ME  
(yours, not spouses) 2010  Georgia Judicial Retirement System--Retirement  $90,262.08 Spouses Non-Investment Income -if you were married during anyportion the reporting year, complete this sectiom  
(Dollar amount not required except for honoraria.)  NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  
1.2010  Teachers Retirement System Georgia--Retirement  
2.2010  First United Methodist Church--Wages  
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment  
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PP~OVIDED an,tuaes those ouse und ,tepende,t children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION  VALUE  
VI. LIABILITIES. a,,cludes thos~ oys~,ouse und de~,,na~nt children; see pp. 32-33 fding instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION  VALUECODE  

VII. INVESTMENTS and TRUSTS -inco,.e, vai.e, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assetS) reporting period reporting period 
(1) 	(2) (1) (2) 1) 
Place "(X)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Code
exempt from prior disclosure 	div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) 	Code redemption) (Q-W) 	
Sunmark Bancshares, Inc. Dividend 	
Merrill Lynch IRA 	
--Merrill Lynch FIA Card Services Interest 	
--Merrill Lynch Blackrock Global Interest Buy 	
--Lincoln National Life Legacy 111 Plus None 	
Merrill Lynch 	
--Merrill Lynch Bank USA Interest 	
--Transamerica Life Ins. Co.-Transamerica None Landmark Annuity 

--Transamerica Life Ins. Co.- Transamerica 
Landmark Annuity 	None 
10. Hawktnsvdle,Pulask~ County, None 

11. 	
Wells Fargo-High Yield Bond Fund Dividend 

12. 	
Franklin Georgia Tax-Free Income Fund-A Interest 
Class 

13. 	
Rental House,~ Rent 
Hawkinsville,Pulaski Co., GA. 

14. 	
Subdivision, Pulaski County, Georgia Und. None 
Interest 

15. 	
Rental House, Rent 
Hawkinsville, GA. Und. Inter 

16. 	
Merrill Lynch 

17. 	
Merrill Lynch Deposit Account Dividend Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 (See Columns and D4) $50.001-$100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 100,000 (See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 
Transactions during reporting period 
~2)  (3)  (4)  (5)  
Date  Value  Gain  Identity  
mm/dd/yy  Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

05/03110 =$5,001 $15,000 =$15,00I- $50.000 =More than $5,000,000 100,001 $250,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000  P,~ =More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value Other =Estimated  

Name Person Reporting 	Dale Report

05/10/2011 

VII. VESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (l) (2) (3) (4) (5) 
Place "(X)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) private (Q-W) transaction) 
18. 	
--Regions Financial Corp. Dividend Buy 10/04/10 
(addl) 

19. 	
--Stellar Pharmaceuticals lnc None Buy 10/27/I 

20. 	
--Nuveen Georgia Muni Bond Fund Interest 

21. 	
--Vimetx HldgCorp Dividend 

22. 	
--Legg Mason WestemAsset Dividend 

23. 	
Sunmark Community Bank-Accounts Interest 

24. 	
Merrill Lynch 

25. 	
--Merrill Lynch Deposit Account Interest 

26. 	
--Abbott Laboratories Common Dividend 

27. 	
--American lntl Group Inc Common Dividend 

28. 	
--ATT lnc Dividend 

29. 	
--Automatic Data Processing Inc Common Dividend 

30. 	
--American Funds Capital World Growth Dividend Sold 03/10/10 
Income Fund (pa~) 

31. 	
--Chevron Texaco Corp Common Dividend 

32. 	
--Cintas Corp Common Dividend 

33. 	
--Coca-Cola Co. Common Dividend 

34. 	
--General Electric Co., Common Dividend Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2.501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and 134) =$50.001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 -More than $5,000,000
 Value Codes 5,000 tess =$15,00 $50,000 =$50,00 $100,000 =$100,00 $250,000 

(See Columns and D3) =$250,001 $500,000 -$500,001 $1,000,000 =$1.000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 -More than $50,000,000
 Value Method Codes -Appraisal =Cost (Real Estate Only) =Asscssrncnt =Cash Market 
(See Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -i.come, va~ae, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions~) NONE (No reportable income, assets, transactions.) B.C, Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(i) (2) (1) (2) (t) (2) (3) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	
--Walt Disney Co. Common Dividend 

36. 	
--E Dupont Nemours Co. Common Dividend 

37. 	
--Exxon Mobile Corp Common Dividend 

38. 	
--Illinois Tool Works Inc. Dividend 

39. 	
--Eli Lilly Co. Common Dividend 

40. 	
--McDonalds Corp. Common Dividend 

41. 	
--Medtronic Inc. Common Dividend 

42. 	
--Pfizer Inc. Common Dividend 

43. 	
--Proctor Gamble Co. Common Dividend 

44. 	
--Legg Mason Clearbridge Appreciation Dividend Sold 03/10/10 
Fund (pan) 

45. 	
--Legg Mason Clearbridge Fundamental Dividend Sold 03/10/10 
Value Fund (pa~) 

46. 	
--Legg Mason Partners Cap inc Dividend 
Brny 

47. 	
--Van Kampen Equity and Income Fund Dividend Sold 03/10/10 
Class (paN) 

48. 	
--SilverstarHldgs LTD Shs None 

49. 	
--Stellar Pharmaceuticals Inc None Buy 11/01/10 

50. 	
--VimtexHldgCorp None Buy 02/22/10 	--Walgreen Co. New Common Dividend 
Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2.501 $5,000 =$5,001 $15,000 =$15.001 $50.000 (See Columns and IM) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15.000 less =$15,001 $50,000 =$50,001 100.000 =$100,001 $250.000 

(See Columns and D3) =$250.001 $500,000 =$500,001 $1,000,000 1,000,001 $5,000,000 -$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000.000 Value Method Codes =Appraisal -Cost (Real Estate Only) =Cash Market =Assessment 
(See Colunm C2) =Book Value =Estimated Other 
Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS .... , value, transactions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(l)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. 
--Wells Fargo Co. New Common Dividend 

53. 
--Kripsy Kreme Dougnut 	None 

54. 
Merck and Co., Inc. Dividend 

55. 
Georgia Trust Bankshares None 

156. Merrill Lynch 
57. 
--American New World Fund None 	Buy 03/10/10 

58. 	
Sold 05/05/10 

59. 
--Blackrock Equity Dividend Dividend 	Buy 10/15/10 

60. 
--Blackrock Global Allocation Fund Dividend 	Buy 03/10/10 

61. 
--CGM Advisor Targeted Dividend 	Buy 03/10/10 

62. 	
Sold !05/05/10 (part) 

63. 
--Cohen Steers Global Dividend 	Buy 03/10/10 

64. 
--Eaton Vance Glbl Macro Dividend 	Buy 05/05/10 

65. 
--EV Glb Mcr Abs Rtn None 	Buy 05/05/10 

66. 	
Sold 10/22/10 (part) 

67. 
--Fairhome Fund Dividend 	Buy 103/10/1o 

68. 	
Sold 05/05/10 (part) 
Income Gain Codcs: =$1,000 less B=$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 $50,000 (See Columns and D4) =$50,001 100,000 100,001 1,000,000 =$1,000~001 $5,000,000 =More than $5,000,000 
Value Codes -$15,000 less K=$15,001 $50,000 $50.001 $100,000 100,001 250,000 (See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 1,000.001 $5,000,000 =$5,000,001 $25,000,000 

P3=$25,000,001 $50,000,000 More Ihan $50,000,000 Value Method Codes =Appraisal Cost (Real Estale Only) =Assessment =Cash Markct  
(See Column C2) =Book Value Othcr =Eslimatcd  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS -inco,.e, vatue, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(l) (2) (l) (2) (l) (2) (3) (4) (5) Place "(x)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
69. 
--Federated Prudent Bear None 	Buy 05/05/10 

70. 	
Sold 07/26/10 
(part) 

71.
 --First Eagle Dividend Buy 03/10/10 

72. 	
Sold 05/05/10 

(part) 
73. 	
Sold 07101/I0 
(part) 

74. 
--First Eagle Gold Fund Dividend 	Buy 03/10/10 

75. 	
Sold 12/02/10 
(part) 

76.
 --Franklin Rising Dividends Fund Dividend 	Buy 03/10/10 

77. 	
Sold 05/05/10 
(part) 

78.
 --Franklin Income Adv Dividend 	Buy 09/03/I 

79. 
--Goldman Sachs Satellite Dividend 	Buy 03/I0/10 

80. 	
Sold 05/06/10 
(part) 

81. 	
Merged 05/24/10 
(with line 82) 

82. 
--Goldman Sachs Absolute None 	Buy 05/24/10 

83. 	
Buy 06/I 1/10 
(addl) 

84.
 --Hussman Strategic Total Dividend 	Buy 07/26/10 

85. 	
Sold 10/15/10 
(part) Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 -$15,000 =$15,001- $50,000 (See Columns. and 134) =$50,001 $I00,000 =$100,001 =$1,0~0,001 $5,~t0,000 =Morethan $5,000~00 
Value Codes =$15,000 less $15,001 $50,000 -$50,001 $100,000 M=$100,001- $250,000 

(See Columns and D3) -$250,001 $500,000 $500,001-$1,000,000 =$1,000,001 $5,000,000 -$5,000,001- $25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000 
Vnlue Method Codes =Appraisal =Cost (Real Estate Onlyl =Cash Markct =Assessment 
IScc Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent chltdren; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(1) (2) (1) (2) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) (Q-W) 
86. 
--Ivy Glbl Natrl Res None 	Buy 

87. 

Sold 

88. 
--Ishares Barclays 20+yr Dividend 	Buy 

89. 
--Lazard EmergingMkts Dividend 	Buy 

90. 
--Loomis Sayles Strategic Dividend 	Buy 

91. 	
Sold 
(pan) 

92. 	
Sold 
(pan) 

93. 
--Nuveen Tradewinds Global Dividend 	Buy 

94. 	
Sold 
(pan) 

95.
 --Pimco Developing Local Dividend 	Buy 

96. 	
Sold 
(par0 

97.
 --Pimco Total Return Fund Dividend Buy 

98. 
--Pimco Unconstrained Dividend 	Buy 

99. 

Sold 
100.
 --RS Emerging Markets None 	Buy 

101. 	
Sold 
(pan) 

102.
 --Templeton Glbl Bond Dividend 	Buy 
Income Gain Codes: A=$1,000 orlcss =$1,001- $2,500 =$2,501- $5,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 $5,000,000 
Value Codes =$15,000 orlcss =$15,001 -$50,000 =$50.001- $100,000 (See Columns and D3) =$250.001- $500,000 O=$500,001- $1,000,0~0 =$1,000,001 $5,000,000 

Transactions during reporting period 
(2) (3) (4) Date Value Gain 
mrrddd/yy 	Code Code 
(J-P) (A-H) 

03/10/10 
05/20/10 
11/18/10 
06/1 !/10 
03/10/10 

05/05/10 07/01/10 
03/10/10 05/05/10 03/10/101 07/01/10 
07/01/10 
05/05/10 
10/29/10 

03/10/10 07/01/10 03/10/10 =$5,001- $15,000 =More than $5,000,000 M=$100,001- $250,000 =$5,000,001 $25,000,000 
(5) 
Identity 
buyer/seller 
(if private 
transaction) 

E=$15,001- $50,000 -$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost(Real Estate Only) =Assessment =Cash Market  
IScc Column C2) =Book Value -Other  W=Estimatcd  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (l) (2) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) ~ansaction) 
103. 	
Sold 05/05/10 (part) 

104. 	
Sold 07/01/10 (part) 

105. 
--The Oakmark Fund Dividend 	Buy 03/10/10 

106. 	
Sold 05/05/10 (part) 

107. 
--Wisdomtme Global Equity Dividend 	Buy 10/22/10 

108. 
--Wisdomtree Emerging Mrkt Dividend 	Buy 09/17/10 

109. 

110. 

I11. 
112. 

113. 

114. Income Gain Codes: 1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and D4) =$50,001 $100,000 =$100.001 $1,000,000 =$1,000,001 $5,000,000 ore than $5,000,000
 Value Codes =$15,000 less -$15,001 $50,000 =$50,001 100,000 100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 O =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50.000,000 =More than $50,000,000
 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. andicatepart report.)  

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Roger Lawson, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544