Skip to content

Judicial Watch • Roger J Miner Financial Disclosure Report for 2007

Roger J Miner Financial Disclosure Report for 2007

Roger J Miner Financial Disclosure Report for 2007

Page 1: Roger J Miner Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:9

Date Created:October 30, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Miner, Roger J Miner, ROGER, united, 2007, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

SECOND CIRCUIT 
CHAMBERS 
ROGER MINER 
CIRCUIT JUDGE 
UNITED STATES COURTHOUSE 445 BROADWAY. SUITE 414 ALBANY, 12207 
June 27, 2008 
Committee Financial Disclosure ........,
Administrative Off ice the
CJ)
United States Courts 
,-;, (._
o-
One Columbus Circle, N.E. 
...... 
Suite 2-301
:
:::0
Washington, D.C. 20544 
rriCJ
o::t>
Attn: Hon. Ortrie Smith, Chair .,, 
Dear Judge Smith: fTI 

All three items were disposed (sell) part one 
transaction January 16, 2007. Column the value code for 
each item "J," and the gain code for each item "A." trust that this the information you require Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Miner, Roger Court Organization U.S. Court Appeals Date Report 04/21/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge (Senior)  Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 0110112007 1213112007 Chambers Office Address United States Courthouse 445 Broadway, Room 414 Albany, 12207 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

/MPO ANT TES: The instructions accompanying this form must foNowed. Complete all parts, checking the NONE box for each part where you have reportable informaJion. Sign last page. POSITIONS. (Reporti11g individual only; see pp. 9-13 instructio11s.) 
[Z] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

[Z] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
Miner, Roger 
04/21/2008 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) 12/31/07 N.Y.S. Employees' Retirement System -Pension 17,016.48 Spouse's Non-Investment Income -I/you were married during any portion tlie reporting year, complete this section. 
(Dollar amount no/ required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV, REIMBURSEMENTS -transportation, /odging,food, entertainment 
{Includes those spouse and dependent children; see pp. 25-27 filing instnictions.) 
[{] NONE (No reportable reimbursements.) ITEMS PAID PROVIDED 

Date Report 
04/21/2008
Miner, Roger GIFTS. (lncl11des those spo11se and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
DESCRIPTION VALUE 

VI. LIABILITIES. (lncl11des those spouse and dependefll children; see pp. 32-33 ofji/i11g instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
04/21/2008
Miner, Roger 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period 
(l) (2) (l) (2) (l) (2) (3) 

(5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, Month-Code Code buyer/seller Code (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Alltel Corp. Dividend Sell 01/14 
American Electric Power Co. Dividend 
ATT Inc. Dividend 
Bank America Dividend Income Gain Codes: ,000 less =$1,00 -$2,500 =$2,50 -$5,000 s5,001-$15,000  E=$15,001-$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -Sl ,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001. $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =:=Cash Market  
(See Column C2) =Book Value =Other =Estimated
------
----------------- --------------__ 
Date Report 
Name Person Reporting 
04/2112008
Miner, Roger 
VII. INVESTMENTS and TRUSTS -income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(I) (2) (l) (2) (3) 
(4) (5) 
Place "(X)" after each asset  'Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-HJ  (if private  

transaction) 
18. 
Key Corp. Dividend 

19. 
MetLife Dividend 

20. 
National Grid Group Dividend 

21. 
NCR None Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000  D=$5,00l -SI5,000 $15,001-$50,000  
(See Columns and D4) =$50,00 -$I 00,000 =$100,00 -$I ,000,000 =$1,000,00 -$5,000,000 More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(See Columns and DJ) =$250,00 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment =Cash Market  
(See Column C2) =Book Value  V:=Other =Estimated  

-------- --------------------.----------------------------.. 

Date Report 
Miner, Roger 
04/2!/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent c11udren; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) (2) (I) (2) (l) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transaction) 
Windstream (Spinofffrom Alltel Corp.) Dividend 
36. Alliance Capital -Growth Income Fund Dividend 
Black Rock Large Cap. Equity Fund (form. Dividend Income Gain Codes: =$1,000 less 41,001  $2,500 =$2,50 $5,000  D=$5,00l -S15,000 =$15.001-$50,000  
(See Columns and D4) =$50,00 -SI 00,000 =$100,001 -$1,000,000 =Sl ,000,001  $5.000,000 =More than $5,000,000 Value Codes 15,000 less =$15,00  $50,000 =$50.00 -$I 00,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,00  $1,000,000 =St ,000,00 -$5,000,000 =$5,000,00  $25,000,000 =$25,000,00 -S50,000.000 =More than $50,000,000 Value Method Codes  Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(See Column C2) =Book Value  V""Other =Estimated  

Date Report 
Miner, Roger 
04/21/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (l11dicate partofReport.) 
Capital gains distributions are included with ordinary dividends and reported "Dividend" Part VII Column ("Income during reporting period") for the 
following mutual fund items: 
36, 37, 38, 39,40, 43, and 45. 

Date Report 
04/21/2008
Miner, Roger 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U;S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



Sign Up for Updates!