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Judicial Watch • Roger L. Wollman – 2008

Roger L. Wollman – 2008

Roger L. Wollman – 2008

Page 1: Roger L. Wollman – 2008

Category:Federal Judges

Number of Pages:7

Date Created:October 21, 2009

Date Uploaded to the Library:January 04, 2015

Tags:wollman, Roger L Wollman, accounts, ROGER, American, Supreme Court, mutual, trust, Market, 2008, INVESTMENTS, spouse, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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III. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2008 Retirement benefits from S.D. Retirement System $34,736.10 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[lJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REI URS EMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
 
SOURCE TES LOCATION PURPOSE ITEMS PAID PROVIDED The American Society Int January 29-30 Washington, Meeting-Judicial Adv. Bd. Transportation, meals, lodging 
ernational Law University Cincinnati April 4-6 Cincinnati, Moot Court Transportation, meals, lodging Bar Association ofMetropolita May St. Louis, Bench-Bar Meeting Meal St. Louis American University October 24-26 Washington, Moot Court Transportation, meals, lodging 
 
 
 
04/28/2009 
WOLLMAN, ROGER GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
 
DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
 
[Z] NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 
 
 
 
Date Report 
Name Penon Reporting 
04/28/2009 
WOLLMAN, ROGER 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 offuinc instructions.> NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (!) Type (e.g., buy, sell, redemption) 
Transactions during reporting period 
 
Value 
Date 
(5) 
(4) 
Identity 
Gain 
buyer/seller Day 
Code 
Code 
Month(if private transaction) 
(A-H) 
(J-P) 
Unimproved pasture and crop land Spink Rent See note Part VIII 
County, 
Unimproved pasture and crop land Spink 
County, 
 
(own undivided 115 interest tenant ommon) Undivided 1/5 interest farmland described 
immediately 
above 
American Century Investments Select Mut Dividend ual Fund, IRA 
Patronage account South Dakota Wheat None -growers Assn 
Farm Machinery 	None 
American Century Investments Select Mui Dividend ual Fund, IRA 
 
10. 
American Century Investments Select Mut Dividend ualFund 
 
11. 
Accounts, Wells Fargo Bank Interest 
 
12. 
Vanguard Index Balanced Mutual Fund Dividend 
 
13. 
Vanguard 500 Index Mutual Fund Dividend 
 
14. 
Vanguard Total Stock Market Index Mutual Dividend Fund 
 
15. 	 
Northwestern Mututal Life Insurance Co. Dividend -Whole Life 
 
16. 	 
American United Life Insurance Co.-Whole Dividend Life 
 
 
BlackRidge Financial Common 	None Income Gain Codes: =St,000 less =Sl,OOt -$2,500 =$2,501  S5,000 =$5,001 -$15,000 =Sl5,00l -S50,000 
(See Colwnns and D4) =$50,00 -SI 00,000 =SI00.001 -$1,000,000 =$1,000.001 -$5.000,000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.001 -$250.000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
 
Date Report 
Name Person Reporting 
04/28/2009 
WOLLMAN, ROGER 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
Place (X) after each asset exempt from prior disclosure (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.) (I) (2) Value Value Code2 Method (J-P) Code (Q-W) (1) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain Month-Code Code Day (J-P) (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. Accounts, Dacotah Bank Interest 
Accounts, First Dakota National Bank Interest 
20. Accounts, First National Bank South Dakota Redeemed 1-22 
21. First Trust Portfolios First Trust Unit Dividend Buy 2-6 
74, Dividend 
22. Income Select Closed End Mutual Fund 
Portfolio 
 
23. 
First Trust Unit Porfolios First Trust Uni Dividend Buy 2-6 1589, 
 
24. 
Target Mutual Fund 
 
25. 
Wells Fargo Investments, Cash Sweep Mon Interest Buy 2-6 Market Mutual Fund 
 
26. 
Credit Suisse Tier Capital Notes Interest Buy 3-25 
 
27. 
Wells Fargo Inv. Cash Sweep Money Interest Buy 4-1 
 
28. 
Market Obligations Trust Mutual Fund 
 
 
29. Sold 12-16 
30. 
Lehman Bros. Holdings, Inc. Preferred None 4-1 
 
31. 
HSBC Holdings PLC Perpetual Sub. Capital Dividend Buy 4-2 Securities 
 
 
32. Accounts, Great Western Bank None Buy 12-1 Iocome Gain Codes: (See Colwnns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) l,000 less =$50,001-$100.000 =$15,000 less =$250,001 -$500,000 =$25,000.001 $50,000,000 =Appraisal =Book Value =Sl,001 -$2,500 =$100,001 -Sl.000.000 =$15.001 -$50,000 =$500.001 -Sl.000,000 =Cost (Real Estate Only) =Other =$2,501  $5,000 =Sl.000.001 -$5,000,000 =$50,001-SIOO,OOO =s1.ooo.001 -S5.ooo.ooo =More than $50,000,000 =Assessment Estimated =$5,001  $15,000 =More than $5,000,000 =SI00.001 -$250,000 =$5,000,001 -$25,000.000 =Cash Market E=S15,00l -S50,000 
 
 
04/28/2009 
WOLLMAN, ROGER 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto[Report) 
Part II: Agreements, continued ... 
Codified Laws Chapter 3-12. Upon resignation from the Supreme Court South Dakota September 1985, left contributions the System. began 
 
drawing retirement benefits May 1989. These benefits will continue until death. Thereafter, will receive one-halfofthe benefits was receiving the time death. 
Part VII: Investments and Trusts 
See Line 8.(2): Rent; Govt Payments (Conservation Reserve Program payments) 
Date Report 
Name Person Reporting 
 
04/28/2009 
WOLLMAN, ROGER 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544