Skip to content

Judicial Watch • Roger L. Wollman – 2010

Roger L. Wollman – 2010

Roger L. Wollman – 2010

Page 1: Roger L. Wollman – 2010

Category:Federal Judges

Number of Pages:7

Date Created:September 15, 2013

Date Uploaded to the Library:January 04, 2015

Tags:wollman, Roger L Wollman, Dakota, south, ROGER, Supreme Court, mutual, 2010, INVESTMENTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) WOLLMAN, ROGER Court OrganizU.S.C.A.-EIGHTH CIRCUIT ation Date Report 4/25/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE (ACTIVE) Chambers Office Address 315 U.S. COURTHOUSE 400 PHILLIPS VENUE SIOUX FALLS, 57104-6851 Sa. Report Type (chD Nomination, Initial Sb. Amended Report the basis thmodifications pewith applicable lReviewing Officer eck appropriate type) Date [{] Annual Final Reporting Period 01/01/2010 12/31/2010 information contained this Report and any rtaining thereto, is, opinion, compliance aws and regulations. Date 
 
IMPORTANTNOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
 PARTIES AND TERMS former member the South Dakota System. South Dakota (contd Part VIII) State Judiciary, have vested interest the South Dakota Retirement 
 
 
 
 
Wollman, RoQer 
 
 
 
 
Date Report 
4/25/2011 
WOLLMAN, ROGER 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 Retirement benefits from S.D. Retirement System $37,108.44 Spouses Non-Investment Income -If you were married during any portion the repoiting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging,jood, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	The American Society February 15-17, 2010 Washington, Meeting-Judicial Adv. Bd. Transportation, meals, lodging International Law 	 
The Aspen Institute November 4-7, 2010 Wye Woods, Seminar-International Transportation, meals, lodging Human Rights GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 12] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
12] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
4/25/2011 
WOLLMAN, ROGER 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions duririrporting 
(including trust assets} reporting period ofreporting period 
(2) (2) (2) (4) 
Place (X) after each asset Amount Type(e.g., Value Value Type (e.g. Date Value 
exempt from prior disclosure Code div., rent, Code2 buy, sell, Code buyer/seller 
(A-H} int.) (J-P) Code3 rede111pti9ri). (if private 
(Q-W) Unimproved pasture and crop land Spink Rent See note Part VIII County, Unimproved pasture and crop land Spink 
County, 
(own undivided 1/5 interest tenant 
common) Undivided 1/5 interest farmland described 
immediately above 
American Century Investments Select 
 
 
Dividend 
Mutual Fund, IRA Patronage account South Dakota Wheat-None 
growers Assn 
Farm Machinery None 
American Century Investments Select Dividend 
Mutual Fund, IRA 
10. American Century Investments Select Dividend 
Mutual Fund 
11. Accounts, Wells Fargo Bank Interest 
I2. Vanguard Index Balanced Mutual Fund 
Dividend 
13. Vanguard 500 Index Mutual Fund 
Dividend 
14. Vanguard Total Stock Market Index Mutual 
Dividend 
Fund 
15. Northwestern Mututal Life Insurance Co. 
Dividend 
Whole Life 
16. BlackRidge Financial Common 
None 
17. Wells Fargo Investments, Cash Sweep 
Interest 
Money Market Mutual Fund Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50,001. $100,000 =$100.001  $1,000.000 =$1.000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00I -$50,000 =$50,001 -$100,000 ::$100.001 -$250,000 
(See Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment TCash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Date Report 
4/25/2011 
WOLLMAN, ROGER 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
18. 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Credit Suisse Tier Capital Notes 
Lehman Bros. Holdings, Inc. Preferred 
20. 	HSBC Holdings PLC Perpetual Sub. Capital Securities 
21. 	Accounts, Great Western Bank 
22. 	Dacotah Bank (CDs) Income Gain Codes: A=$1,000 less 
(See Columns and 04) =$50,001 -$100,000 
Value Codes 	J=$15.000 less (See Columns and D3) N=$250.00 -$500.000 
 
P3=$25.000.001 -$50.000.000 
Value Method Codes =Appraisal 
(See Column C2) 
U=Book Value 
Income dur reporting per (2) Amount Codei (A-H) Type(e.g., div.,re:nt, int:) Gross value end reporting Value Vafoe Method Type(e.g; !>1Jy,ell, Interest 
 
None Dividend Interest 
Interest 41,001 -$2,500 
G=$100.001-$1,000.000 
K=$15,001 -$50,000 0=$500,001 -$1,000.000 =Cost (Real Estate Only) =Other Buy =$2,501 -$5,000 =$1,000,001 -$5,000,000 
L=$50,00  100,000 Pl=$1,000,001 -$5,000,000 P4=More than $50,000.000 =Assessment W=Estimated 
Transaciions during reporting period 
Value Gain Identity 
Code buyer/seller 
(A-H) (if private 
transadion) 
 
07/12/10 
D=$5,001 -$15.000 415,00I -$50.000 =More than $5.000,000 
M=$!00,00I -$250,000 P2=$5,000,001 -$25,000,000 
T=Cash Market 
 
 
 
Name Person Reporting 
Date Report 
412512011 
WOLLMAN, ROGER 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Part JI: Agreements, continued ... 
Codified Laws Chapter 3-12. Upon resignation from the Supreme Court South Dakota September 1985, left contributions the System. began drawing retirement benefits May 1989. These benefits will continue until death. she survives me, will receive one-half the benefits was receiving the time death. 
Part VII: Investments and Trusts 
See Line B.(2): Rent; Govt Payments (Conservation Reserve Program payments) 
 
 
 
 
 
Date Report 
WOLLMAN, ROGER 
4/25/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ROGER WOLLMAN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544