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Judicial Watch • Roger L Wollman Financial Disclosure Report for 2010

Roger L Wollman Financial Disclosure Report for 2010

Roger L Wollman Financial Disclosure Report for 2010

Page 1: Roger L Wollman Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:7

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:wollman, Dakota, Roger L Wollman, south, ROGER, Supreme Court, mutual, 2010, INVESTMENTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report WOLLMAN, ROGER U.S.C.A.-EIGHTH CIRCUIT 4/25/201 Title (Article III judges indicate active senior status;  5a. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full- part-time)  Nomination,  Date  01/01/2010  
U.S. CIRCUIT JUDGE (ACTIVE) Initial Annual Final 12/31/2010  

5b. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations.
315 U.S. COURTHOUSE 400 PHILLIPS AVENUE SIOUX FALLS, 57104-6851 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. OSITI mepom.g i.dlvla.at o.ty~ see 9-13 filing instruction~) NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. tRe, ora~g i~divla.~t o.ty; see,,. 14-16 filing instructions.) NONE(No reportable agreements.) 
DATE 	PARTIES AND TERMS former member the South Dakota State Judiciary, have vested interest the South Dakota Retirement System. South Dakota (contd Part VIII) 

Wollman, Ro.qer 

Name Person Reporting

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructlons.) Filers Non-Investment Income 
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2010 	Retirement benefits from S.D. Retirement System Spouses Non-Investment Income -if you were married during any portion the repofting year, complete this section. (Dollar amount not required except for honoraria.) 
~-] NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE 	
The American Society February 15-17, 2010 Washington, Meeting-Judicial Adv. Bd. International Law 	
The Aspen Institute November 4-7, 2010 Wye Woods, Seminar-lntemational Human Rights 

Date Report 4/25/2011 
INCOME (yours, not spouses) 
$37,108.44 
ITEMS PAID PROVIDED Transportation, meals, lodging 
Transportation, meals, lodging GIFTS. aneludes those spouse and dependent children; see pp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. anctudes ,hose olspouse und dependent children; see pp. 32-33 filing instructions.)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

4/25/2011
WOLLMAN, ROGER
VII. INVESTMENTS and TRU STS -income, value, ~unsuctlo.~ ancludes those olspouse and dependent children; see pp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.)  Unimproved pasture and crop land Spink County, Unimproved pasture and crop land Spink County,  Rent  See note Part VIII  (own undivided 1/5 interest tenant common) Undivided 1/5 interest farmland described immediately above  American Century Investments Select Mutual Fund, IRA  Dividend  Patronage account South Dakota Wheat-growers Assn Farm Machinery  None None  American Century Investments Select Mutual Fund, IRA  Dividend  
10. American Century Investments Select Mutual Fund  Dividend  
11. Accounts, Wells Fargo Bank  Interest  
12. Vanguard Index Balanced Mutual Fund  Dividend  
13. Vanguard 500 Index Mutual Fund  Dividend  
14. Vanguard Total Stock Market Index Mutual Fund  Dividend  
15.  Northwestern Mututal Life Insurance Co.Whole Life  Dividend  
16. BlackRidge Financial Common  None  
17. Wells Fargo Investments, Cash Sweep Money Market Mutual Fund  Interest Income Gain Codes; (See Columns and D4) Value Codes (See Columns a~ad D3) Value Method Codes (See Cohunn C2) ~$i 000 le~s F--$50 001 $100 000: .... =$15,000 less =$250,001 $500,000 =$25,000.00 $50.000,000 --Appraisal =Book Value =$1,001 $2i500 ~$100i001 SL000,000 =$15,001 $50,000 O=$500,001-$1,000.000 ~ost (Real Estate Only) =Other =$2,501 $5,000 =$1 000 001 000 000 =$50 001- $i001000 ~$5,001 $15,000 =$15,001 $50,000 H2--Morcthan $5,090,000 ................. ......... ~$i00[001 $~6;~  

WOLLMAN, ROGER 	4/25/2011
VII. INVESTMENTS TRU STS -income, volue, tronsactlons andndes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 
18. 	
Credit Suisse Tier Capital Notes Interest 

19. 	
Lehman Bros. Holdings, Inc. Preferred None 

20. 	
HSBC Holdings PLC Perpetual Sub. Capital Dividend Securities 

21. 	
Accounts, Great Western Bank Interest 

22. 	
Dacotah Bank (CDs) Interest Buy 07/12/10 Income Gain Codes: =$I.000 less =$1,001 $2,500 =$2.501 $5.000 =$500 $15.000 =$15.001 $50.000  
(See Columns and I)41 =$50.001 $I00,000 =$I00.001 $1.000.000 =$1.000.001 $5.000,000 =More than $5.000.000 Value Codes =$1 , _000 less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000  
(See Columns and D3) =$250.001 $500.000 =$500.001 $1.000.000 =$1.000.001 $5,000.000 =$5,000.001 $25,000,000 =$25.000.001 $50.000.000 =More than $50_000.000 Value Method Codes =Appraisal =Cost CReal Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part repor~) 
Part II: Agreements, continued ... 
Codified Laws Chapter 3-12. Upon resignation from the Supreme Court South Dakota September 1985, left contributions the System. began drawing retirement benefits May 1989. These benefits will continue until death. Thereafler,~ she survives me, will receive one-half the benefits was receiving the time death. 
Part VII: Investments and Trusts 
See Line B.(2): Rent; Govt Payments (Conservation Reserve Program payments) 

4/2 5/2 011
WOLLMAN, ROGER
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ROGER WOLLMAN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544