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Judicial Watch • Ron Clark Financial Disclosure Report for 2009

Ron Clark Financial Disclosure Report for 2009

Ron Clark Financial Disclosure Report for 2009

Page 1: Ron Clark Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:12

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Ron Clark, NUVEEN, money, travel, mutual, vanguard, 2009, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Re,,. I/2ow 	FOR CALENDAR YEAR 2009 Per~o~ Reporting (last name, first, mi,ldl initial) Court Orgetnlzalloa Dale Report  
Clark, Ron  District Court, E.D. Texas  05/06~010 Title (Article Ill judg~ indicate active ~nior stalusmagi.~trale judgt~ indicate full- part-llme) Active  5a. Report Type (check appropriate type) Nomination, Date ][--] Initial ~r~l Annual Final Reporlln Period 01/01/2009 12/] 112009 C~ambers Office Address  lg. the basil the Inlormatloa contained this Report and any  
300 Willow//221  modifications pertaining thereto, It, m:y opinion, compliancewith applicable laws and regulations.  
Beaumont. 77701  
Reviewing Ofl~cer  Dale  

IMPORTANT NOTES: The instructlan~ accompanying this form must followe,! Complete all parts, checking the NONE box for each part where you have reporlable information. Sign last page. 
~-1 NONE (No reportable positions.) POSITION blAME ORGANIZATION/ENTITY Administrator co-trustee ofEstate slatting April 30, 2009 	Estate :i~ ~:o~ ~:~ i-~ 
II. AGREEMENTS. (Reporting IndiWdaal only; ,eel~IX 14.-16 
[---] 	NONE (No reporlable agreements.) DATE~ PARTIES AND TERMS 1997 	Sta~e Texas Retirement Plan, control 
Clark, Ron 

IlL NON-INVESTMENT INCOME. tR~.~in,~l,t..I.,,~,~,-,~;~r~ Fliers Non-Investment income 
NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 
Fee administrator Estate 12./I 512009 Spouses Non-I nvestment ncome -tf you marrled durlng an), portion the reporting.Fear, complete thll section. (Dollar amoebae not r~qoitvd exc~pt fi~r honoraria.) 	NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2009 	Self employed drama teacher/performer/drama compeliton judge 
2.2009 	Salary, Lamar University 

IV. REIMBURSEMENTS -,,~,,~..,~o,~ t,~n~,fooa, e-~.,=i..,~.~ 
(lnch~d~s those spouse and dependent children; see pp. 2J-27 off!llng instructions.) 
1"--"] NONE (No reportable reimbursements.) 
~qOURCE DATES LOCATION PURPOSE. 	N.Y. Inlelleclual Property June 26, 2009 NewYork, CLE Speaker Patent Law 
Law Assoc. (Arty CLE Program 
program) 	Foundation for Research July 19-23 2009 Gallatin Gateway. Attend seminar 
Economics .Environment 

nanotechnology (CLE program) 	
Slate Bar Texas (Afly CLE July 16-17, 2009 San Antonio, CLE Speaker Municipal 
program) Law Program 	
Minnesota CLE September 23-24, Minneapolis, CLE Speaker- Patent Law 2009 Program 

o.~/0~/201 
INCOME 
(yours, nol S~OUSeS) 
$26,000.00 
ITEMS PAID PROVIDED Travel, meals, and hotel 
Travel, meals, and hotel 
Travel, meals, and hotel 
Travel, meals, and hotel 
FINA1NCIAL DISCLOSURE REPORT  NONE (No reportable g~s.)  
SOURCE  DESCRIP~ION  VALUE  
VI. LIABILITIES. a.d~a,.  
NONE (No reportable liabilities.)  
(~REDITOR  DESCRIPTION  VALI.JE ~ODE  

VII. INVESTMENTS TRUSTS ~.~, NONE (No reportable income, ~sets, transaction.) 
T~n~ctions during re~ing ~ri~
~ripfion Ags~ l~ome during value end 
~i~ing t~sl as~ts) ~o~ing orating 

Place "IX)" aRer ~ch {A-It}
Am~nt T~e (e.~, Va~ Value (e.g.. Da~ Va~e  Gain Id~ti~ Code C~e Me~od buy, ~11, m~d~ Co Co~ buyer/~ller
di., ~nk (J-P} C~e r~emption) O-P) [if~ivalexempl f~m pfi~ disclosure (A-H) int.) 	tr~nsnctlon)
(Q-W) USAA Mutual Fund USEXX Interest USAA Mutual Fund USSPX Dividend 	
Vanguard VMMXX Money Market Dividend 	
Vanguard Windsor Fund Dividend 	
Vangtmrd Mid-cap Index Fund Dividend 	
Vanguard Mutual Funds IRA Dividend Buy 01/08109 
-Health Care Fund -Windsor Fund 

Buy 03/18/09 
Buy 11t02/09 I0. -Explorer Fund 	-Windsor Fund 
II. 	-500 Index Fund 
12. 	Vanguard Mutual fund IRA Mid-cap Dividend 
Index Fund 
13, 	Vanguard Mutual fund IRA 500 Index Dividend 
Fund 

14. 	Vanguard Mutual Fund IRA 500 Index Dividend 
Fund 

Dividend buy 02/28/09 
Fund 

15. 	
AIncrican Mut. Fund IRA New Perspective 

16. 	
Van~,mard Variable Annuity None 

17.
 XOM com. stock Dividend 

FINA1NCIAL DISCLOSURE REPORT 
t)5/0~;20~o  NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end {including ~rust as.~ets) r~porting period r~por~ing period I) (2) (I) 12) Placc(X)"alterc~hasset .Amount. Type{e.g., Value Value exempt from prior dis~losur~ Code diY.. rent. Code Method  [A-H) int.) U-P)  Code  (11 Typ~le.g., buy, ~II, redemption)  Transactions during reporting period (21 (3~ ~4) Dale Value Gain mm/dd/yy Code Code  UP) (A-If)  ~5) Idcntityof buytr/~eller (ifprivalc  
18.  US. Saving~ Bond  Noae  
19. 20.  UGTMA Account (XOM com. stk) HBW Plaza Ltd.  Dividend Distribution  Compass Bank Accounts  Interest  
22. 23, 24.  AVIGN com. stk ATT com, stk AVIATcom. stkX  None Dividend Dividend  Sold (pan)  05/15/09  
25.  ADP. com. stk  Dividend  
26.  CVX com. stk  Dividend  
27. com. stk  Dividend  
28.  ETN com. stk  Dividend  
29.  EIdK com. stk  Dividend  
30. 31.  FI)X com. stk com. stk  Dividend Dividend  
32.  LLY com. slk  Dividend  
33.  MCD com. stk  Dividend
34. PEP corn stk Dividend 
Oate r.~,~
FINANCIAL DISCLOS URE REPORT n.mc,~.r,., r.~,~ 

NONE (No reportable income, ~sets, transactions.) B.C, 
~fipfien Ax~s Inco~ ~ng Grogs value ~nd T~t~ns ~ng r~ing ~fiod (i~luding 
Place "(X)" after ~ch as~t A~nl ~ (e.g., Value Value T~e (.g., Dale Value Gain Id~ati~ exempt from prior di~losu~ Code div., ~nL Melhod b~. ~ll, mm/~ Co~ C~e buycr/sel~ (A-H) ~int.) (J-P) Cod3 ~d~pd~) OP) (A-I!) (ifp~val (Q-W) Iran~clion) 
35. 	
PFEcom. stk Dividend 

36. 	
SLBcorn, stk Dividend 

37. 	
American Mutual Fund, New Perspective Dividend Fund 

38. 	
American Mutual Fund Small Cap World Dividend 

39. 	
Dreyfus SP 500 Index Fund Dividend 

40. 	
BA.C Cap. XII preferred Dividend 

41. 	
Nuveen Arizona Prem. lnc. Muni. Bad. Dividend Fund 

42. 	
Dreyfus AMT-Frce Mun. Bnd Fund Dividend 

43. 	
Dreyfus Mum Bnd. Fund Dividend 

44. 	
Maxicopa Cy bon;d Interest 

45. 	
Salt River Prj bonds In~:rest 

46. 	
McCallister Acadctnic VLG bonds Interest 

47. 	
PinaaCty bond Interesl 

48. 	
C0conino Yavapai Cos bonds Interest 

49. 	
U.ofAZ Cop Brd bond Interest 

50. 	
Prtscotl Vly Mun. bondX 

51. 	
Mesa Ulil Sys bonds lntere~l Interest 
=More 
Dtte Report Per~oa Reportiag

[Hame

FINANCIALpage DISCLOSURE REPORT cJ,r~, ao. 0~/ow20~o 
NONE (No reportable income, ~sets, transactions.) ~ri~ion As~ Income ~incl~ing t~st ~ing 12)Place "(X)" afl~ ]Amount (e.g. Co~ div., ~Lexempt pfi~ di~l~urc {A-H) inL) valu~ orating ~od (2)Va~e Value Meted O-P) C~e3  (Q-W)  (t) (e.g. b~, glL t~ption) T~n~cdons during re~ing (2) (3) (4) Value Ga~ mm/~ C~ C~ (J-P) (A-H)  Id~tiW buyer,~l~  
52. H~lth Facs Au~  Imc~t  
53. UBS RMA Money Mkt  lnter~t  
54.  Benficiary IRA  Dividend  
55.  -ATT com. stk  
56.  -BP corn. stkX  
57.-CV.X com. stk  
58.  -XOM com.stk  
59. -WP~E com. stk  
60.  -WP.I com. stk  
61. -O~penheimer Champ Income fund  
62. -Nuveen Equity fund  
63.  -ABApreferred shares  
64. -USBPRI preferred shares  
65. -Eaton Vance En. Equity loc Fund  
66.  -John Hancock Inc Se~. Fund  
67.  -L~rd AbbolBond Deb. Fund  

68, SYS com. stk Dividend 
Name peeson Reporting Dale Report 
NONE (No reportable income, assets, transaction,) ~Hpdon As~ In.me during (incl~ing t~st ~ts) ~oning orating (I) (2) (I) (2) (I) PI~ "(X)" afi~ each Amount (e.g., Va~e Value exempt from di~losum (A-H) i~)  12) (3) (4) (e.g..  Da~ Va~ Gain  (~) Idnti~  
69.  JN] com. stk  ~vld~d  
70. 71.  IT~.com.stk com. stk  Dividend Dividend  Sold (part)  09/01/09  
72.  HUBB com. stk  Dividend  
73.  COSTcom. stk  Dividend  
74.  WGL Holdings Inc com. stk  Dividend  
75.  DUKcom, stk  Dividend  
76. com. stk  Dividend  
77.  PEC) closed end trust  Dividend  
78.  Energy Select Sector SPDRX  Dividend  
79.  John Hancock Pat Pr~m closed end trust  Dividend  
80.  Nuveen MunValue fund  Dividend  
81.  WtllsFargo Money Mkt. Account  lnt./Div.  
82.  Schwab Money Market account  Int./Div.  
83.  Aquila Group Tax Free Trust  lntdDiv.  
84.  Broadridge Financial Sols. Inc. com. stk  Dividend  Sold  08/13/09  
85.  Walrnart Stores Inc com. stk  Dividend  Sold 1/18/0t~  

Name Ptr~on Reporting 	Dtte Report 
VII. INVESTMENTS and TRUSTS -~. ~o~ a~,-t.a~ ,~o.~ o/.~ a~z~, ,.~iu~: NONE (No reportable income, a~sets, transaction.) 
Dcmri~i~ Assets Income d~ng Gre~ waluc end T~sacllons du~ng m~ing ~r~ (i~l~ing trust ~s~s) r~ing ~ing t2) 
(I) t2) {I) (2) 
Place "(X)" aR~ ~ch  Am~nt (e.g., Value Value (e.g., Dale Value ex~pt prior di~losure div., ~n~ C~e Met~ b~, ~11, ~d~ C~c h*y~r/seller inL) {J-P) Code ~cm~i~) (A-H) 	(~W) 
86. 
Xcel Energy Inc. com. stk Dividend 	Sold 8/25/09 

(parl) 

87. 	
Sold 8/26109 
(part) 

88. 	
Sold 8/27/09 

89. 
Phoenix G/OUnltd Reg Bond None 	Rcd~med 07/01/09 

90. 
American Exp Bnk 	None Redeemed 12/03109 

91. 
Nat. City Bank ~D 	None Redeemed I0122/09 

92. 
Bi0gen Idec lnc. com. stk None 	Sold 05/15/09 

93. 
Idaeorp Inc. com. stk None 	Sold 05/15/09 

94. 
None 	Sold 05115109

ING" Prim Rate Trust 

95. 
Intergy Ener. Grp. (symb.: TEG) None 	Sold 05/15/09 

96. 
Medcohealth Solutions (s-ymb.: MHS) None 	Sold 05/I 5/09 

97. 
Li~::rty Prop Trust REIT None 	Sold 05/15/09 

98. 
UDR Inc. R.EIT None 	Sold 05/15/09 

99. 
Thc, rnburg Mortgage REITX None 	Sold 05/15/09 

100. 
Alabama Pwr bonds None 	Sold 05/19/09 

101. 
Fed Home Loan Mtg Corp. coin. stk None 	Sold 05!19/09 

102. 
IBM com. stk None 	Sold 05/19/09 

Name Perso~ Reportln~ Dzte Report
FINANCL~Lpagc DISCLOSURE REPORT Clar~ ao. 05:0~i".010 NON (Noreportable income, assets, tra~actiomO B.C. 
~s~ption Inc~e during Groxs value T~n~ctio~ duri~ ~aing ~fi~ 
[i~luding t~st ~e~) r~ing ~ing pefi~ 
(I) (2) (1) (21 (I) (2) (4) (5) Place ~(X) afl~ Amount T~e (e.g., Value Value (e.g., D~te - Gain Identi~ ~x~pt from pfi~ discl~u~ C~e div., r~L Code Mclh~ b~, ~IL m~d~ buy~/scll~ CMe C~e orint.) (J-P) C~e3 ~cmpti~) tJ-P) (A-H) (ifpri~ IA-H) 
(~W) t~tion) 
103. CoW. cam stk No~ Sold 05/19/~ 
1~. Motorola Inc. com. stk None Sold 05119/~ 

None Sold 05/19/09
10~. Ni0source Inc. (New) com. stk 
106. 
Nuveen Prem Inc Mun fund None Sold 05/19/09 

107. 
Royal Bnk Scotland Pfd None Sold 05119109 

108. 
Blacl:rock Euro Fund None Sold 05/19/09 

109. 
Eaton Vance Grtr China Growth Fund None Sold O5/19/09 
I10. Beal BankCDX None Buy

6/15/0q Redeemed 12/23/09 
112. Uol~n C2) VaI~ ~h~ 
N*m~ of" Person Rcportiag
FINANCIALpage DISCLOSURE REPORT Clar~. Ro. 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. Ilems22throughlll (alld~noled column b~came part Estale  AIIsuehassctscxceptlorWellsFargo money market fund (Itcra thai are not shown sold w~e distribuled an~l Will ii~p~~,~: 0fi fi~x~ ~darS~i~.po~l. lt~l ~as the only asset remaining inE~ale 1he end ofthe year. The proceeds from sale ofsoch assets shown sold, were distribut~.~d applied taxes and expenses admins~ralion befor~ end year. Items 86-88 Xcel En~gy was sold lots August 25-27 shows omplel~ly sold Augus! and will not b reported next year. 
Ntm Person Reportiag Date Report

IX, CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children. any) accurate, true, and complete the best knowledge and belief, and that any Information not reported was withheld because met applicable statu1ory provision~ permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U,S.C. app.  501 et. seq, U.S,C.  7353, and Judicial Conference regulatlomt. 
Signature. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 
One Columbus Circle, N.E. Washington, D.C. 20544