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Judicial Watch • Ronald A Guzman Financial Disclosure Report for 2007

Ronald A Guzman Financial Disclosure Report for 2007

Ronald A Guzman Financial Disclosure Report for 2007

Page 1: Ronald A Guzman Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:7

Date Created:November 18, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Guzman, Ronald A Guzman, kampen, Ronald, Fidelity, 2007, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOlO Government Act 1978 
112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting Oast name, first, middle initial) Court Organization Date Report  
Guzman, Ronald Northern District Illinois 06/15/2008 Title (Article ill judges indicate active senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full-or part-time) Nomination., Date Active Article ill Judge Initial [ZJ Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 219 Dearborn St. regulations. Chambers 1278 Chicago, 60604 Reviewing Officer Date  

with applicable laws a_nd 
IMPORT A.NTN OTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable informatiolL Sign last page. POSIT! ONS. (Reporting indi:vidual only; see pp. 9-13 of.filing instrucdons.) 
[ZJ NONE (No reportable positions.) 
NAME 

II. AGREEMENTS. (Reporting indi:vidual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 

Date Report 
06/15/2008
Gozman, Ronald 
JIJ. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [ZJ NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2007 College DuPage 

JV. REIMBURSEMENTS -transportation, lodging,Jood, entertainment (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) 

Date Report 
Guzman, Ronald 
06/1512008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 

Club privileges rate reduced from full membership. 1000.0 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 instructions.) [{] NONE (No reportable liabilities.) CREDITOR 
VALUE CODE 

Date Report 
Guzman, Ronald 
06/15/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (!)  (2)  (1)  (2)  (3)  (4)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., ren  Code2  Method  buy, seU,  Month  Code  Code  buyer/seller  
(A-H) inL)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Fifth Third 
Franklin Federal Tax Free Inc. Fund 
Walgreen Co. Common Stock 	
MSDW Div. Grth Securities 	
MSDW Div. Grth Securities  

Tellabs lnc. Delaware 	
American Capital Income Builder Mutual Stock Fund 	
Utilities Fund 	
American Opportuuities Fund 

10. Div Grwth Securities 

11. 	
MSDW Money Market 

12. 	
MSDW American Opportuilltes Fund AB 

 
13. 	
Focus Growth Fund  

14. 	
Focus Growth Fund  

15. 	
Alcatel-Lucent 

16. 	
Agere Sys Inc . 

17. 	
CBS Corp New Class 

lnterest  
lnterest  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
lnterest  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  

instructions.) 
Closed  
None  
Sold  2120  
Sold  4/13  
Sold  4113  
Sold  4/13  
None  
merger purch  12/8  
sell  4113  
sell  4113  
Closed  
sell  4113  
sell  4113  
sell  4113  
Sell  4113  
Sell  4113  
Sell  4113 Income Gain Codes: =Sl,000 less =S1,00 -$2,500 o:$2,501 -$5,000 =$5.001 -$15,000 =$15,00 -$50,000  
(See Columns and 04)  F=S50,001-SIOO,OOO =SI00,001 -$1,000,000 =$1,000.001 -$5.000.000 =More than $5,000,000 Value Codes ""$15,000 Jess =$15,0-01 -$50,000 s50,001 -s100.ooo o:$I 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1.000.001-$5,000.000 =$5.000.00 -$25,000,000 =$25,000.001 -$50.000,000 =More than $5-0.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T..0.SbMarlcet  
 (See Column C2)  U=BookVahie =Other =Estimated  

Date Report 
Guzman, Ronald 
0611512008
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 14--0o filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dilling reporting period  
(including trust assets)  reporting period  reporting period  

(l) 
(2) 
(I)
(2)
(1) 
(3) 
(4) 
Place 11(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., reot,  Code  Method  
(A-H) inl)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month-
Day 

Value 
Gain 
Identity Code 
Code buyer/seller (if private transaction) (A-H)
(J-P) 
18. Viacom Inc. New Class  Dividend  Sell  4113  
19. MSDW Money Market.  Interest  Closed  4113  
20. Van Kampen Comstock Class  Dividend  Buy  4113  
21. Van Kampen Corp Bond Class  Dividend  Buy  4113  
22. Van Kampen Mid Cap Orth Fnd Class   Dividend  Buy  4113  
23. Van Kampen Equity Inc Class  Dividend  Buy  4113  
24. Van Kampen Int Orth Fund Class   Dividend  Buy  4113  
25. Van Kampen Amer Value Class   Dividend  Buy  4113  
26. Fidelity Advisor Small Cap  Dividend  Buy  4113  
27. Fidelity Advisor Mid Cap  Dividend  Buy  4113  
28. Fidelity Advisor High Inc Advt Class 29. F1dlity Advisor Diversified Intl  Dividend Dividend  Buy Buy  4/13 4113  
30. Fidelity Advisor Emerging Mkts Inc.  Dividend  Buy  4/13  
31. Fidelity Advisor Strategic Div Inc  Dividend  Buy  4/13 Morgan Liquid Asset Fund lot./Div. Opened 4/'13 Income Gain Codes: =$1,000 less 1,001-$2,500 2,50 -$5.00-0