Skip to content

Judicial Watch • Ronald B Leighton Financial Disclosure Report for 2009

Ronald B Leighton Financial Disclosure Report for 2009

Ronald B Leighton Financial Disclosure Report for 2009

Page 1: Ronald B Leighton Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:14

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Leighton, Ronald B Leighton, world, acorn, Ronald, Gross, 2009, Market, INVESTMENTS, EPA, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978
~ev. mOW 	FOR CALENDAR YEAR 2009 u..s~c, app. Person Reporting (la,~l name, first, middle inltial) Court Organization Date Report 
Leighton, Ronald U.S. District Court 	5/I 1/2010 Title (Article III judges indicate active se;lior s~utus; 5a. Report Type (check appropriate type) Reporting Period
magistratc judges indicate I~ll- part-time) Nomination, Date 01/01/2009 
U.S DislrictJadge Initial .... Final 12/31/2009 5b. Amended Report Chambers Office Address tbe basis the informalion contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations. 717 Pacific Avenue 
Tacon~ta, 98402-3241 

U.S. Courthouse 
Reviewing Oflicer 	Date 
IMPORTANT TES: The instructions accompanying this Jbrm must followed. Complete all parts, checking the NONE box for each part where you have repvrtable it~)rmation. Sign I~t page. POS n,,,,r,i,.g inaividu~t onty; see pp. 9-13 finng imtrucdotts.) 
NONE (No ~-eportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY ENTS. mw,,r,i~g mdivlduat onty; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 

Leighton, Ronald 

Name Person Reporting

III. NON-INVESTMENT INCOME. m,.po,a,g individual and ..... seel,I7-24 o/filing instructions.) Filers Non-Investment Income 
NONE (No reportable non-im.,estment income.) 
DATE SOURCE AND TYPE Spouses Non-Investment Income -if you were murried during a~O, portion the reporting year, complete this sectlog (Dollar amount not required e.~cept for honoraria.)	NONE ~Vo reportable non-investment income.) DATE SOURCE AND TYPE
 2009 	Burgess Fitzer 
(h~clucles those spouse ztnd de, t~emtent chi!dren: see pp. 25-27 ~ing instructions.) 	NONE 6Vo reportable reimbu~weme~ts.) SOURCE DATE~ LOCATJON PU~OSE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertai ....... 	The Aspen Institute 1/29-2/I/2009 Ne~ York, Speaker CoMkrence 	
American College Trial 2."26-31U2009 Puerto Rico Spezkcr Conference 
Lawyers Date Report 
5/11/2010 
INCOME 
(yours, not spouses) 
ITEMS PAID PROVIDED 
Tr~sportation, Meals, Lodging Transpo~ation, Meals, Lodging GIFTS. a,,,.l,,,i..~ ,h.,~ ~o.~ ~.a a,,p~,,a~., children; see pp. 28-31 f!ling ~,struction3:) 
NONE (No reportable g~s.) 

SOURCE DESCRIPTION NONE (No reportable liabilities.) 
(..R EDITOR DESCRIPTION 
VALUE CODE 

FINANCIAL DISCLOSUP~2 Pd~PORT ~ .....IP .....Reporting Dale Reporl 
VII. INVESTMENTS and TRUSTS --i .... value, .......tions (Includes those ,~sp ..... dependent chiMren; see pp. 34-60 filing in.vtructions.) NONE (No reportable income, assets, transactions.) ~.C. ............ 

Descriptkm Assets Income during Gross value cud Transactions during reining period (including lmst assets) repe~ing peri~ reporting period 
Place "(X)" after each asset Am~unl Type (e.. Value Value Type (e.g., Date Value Gain 
Idenlitv Cudc buyer!so
exempt from prior disclosure div., rent, Code Melhod buy. sell, mm/d~yy Code
C~d~l

(-) orint.) (J-P) Code3 redemption} 
(A-HI (ifprivatc (JP) ....... BROKZRAGE ACCT -Alberto Culver (common) Dividend -Boeing Co. (common) 
Distribuled 12/15,t09 
-Brist.ol-Myers Squibb Co. (common) Dividend 

T4. -Cisco Systems (common) None -Conocophillips (common) Dividend -Coming Inc. (common) 
Distributed 12/t 5/09 
-CSX Corp. (common) Dividend 
-Sprint Nextel Coion~ 

Distributed 12/15109 10, -Qwest Comm. (common) Dividend -ATT Dividend 
12. -Wash Mtnual Inc. (common) None -Kidder Morgan Energy Partners Interest 
14. -Briglgs Strlmon Corp. 
Distributed 12/15/09 
15. 
-Get~eral Grov,th Prop. 

16. 
-Schlumberger I.,td 

17. 
-Iulq Business Machines Corp 

NoneJ Dividend Dividend Leightolt, Ronald 
VII. INVESTMENTS and TRUSTS -~, ......... ~,~, transactions Oncludes those ....... dependent children; seepp. 34-60 offiling 

NONE (No reportable income, assets, transactions.) ..... ...................~ ............ 

Description Assets lncome during Gross value end 
(ineludin8 trust asse~s) reporting period repoSing period {.2) {~) {2) 
Placc"{X)" after cad; a~set Amounl Type (e.g., Value Value exempt [~om p6or discIosure div.. rent. Ct~e Me~od
Cndc 
(A-H) int.) (J-P) 	Code {Q-W} 
I8. -Baird Money Market (X) 	Int./Div. 
19. 
INVESTMENT CLUB Dividend 

20. 
-Microsoft Corp. 

21. 
-Proctor Gamble 

22. 
-CVS Co~p, 

23. 
-Apple Computer 

24. 
-China Mobile Ltd. 

25. 
-3MCompany 

26. 
-ABB LTD ADS 27, -Berkshire lqathaway 

28. -Costco
"~9 -l)iageo Plc ADR 
30. -EMC Corp -FcdEx Corp 
32. -Teva Phanl~ 33, -VEOL]A 34, -Boeing(X) 
Type (c.g, buy. sell. redemption) 
Buy 
Sold 

Sold 
Sold -............................. 

Transactions during reporling period 
{2} ....b} F-]~-{5} 
Date Value Gain Ide mmid~yy Code Code buycr/sc~ler (J-P) (A-H) (ifpr~w~tc transaction) 
12/04/09 09/14/09 
02/07/09 12104/09 
VII. INVESTMENTS and TRUSTS-i .......... o~u,,, ...... ao~. a.a.dL..~ ,h,,s. oZ.,r ...... dependent children; see pp. Z4-60of f!llng instructions.) NONE (No repormble income, assets, transactio~ts.) 
Description Assets 
(mch~ding trust assets) 
Place "(Xy after each asset exempt from priur disclosure 
35. 	
-Johnson Johnson 

36. 	
-McDonaMs Corp 

37. 	
-Googe Inc. 

38. 	
-lntl Busiaess Machines 

39. 	
-Andarko Petroleum 

40. 	
BROKERAGE ACCT. 

41. 	
-Bristol-Myers (cmnmon) 

42. 	
-Chevron Texaco Corp. (common) 

..o,3. 	-lntl [~lusiness Machines (common) 
44. 	
-Microsoft Corp. (common) 

45. 	
-Nokia Corp. (common) 

46. 	
-Strattee Security (common) 

47. 	
-Vodafimc Group (common) 

48. 	
-Zimmcr Iloldings (common) 

49. 	
-Ceatennial Motaey Market (Wetls Fargo Bank Deposit Sweep) 

50. 	
BROKERAGE ACCT. 

51. 	
-Centennial Money Market (now Wells Fargo Bank Deposit Ssveep .......... .................................. ......................... 

income during ret~ rting p-6o~  Gross vatue end reposing period  Yrm~sactions duriug repotting period  
~Amount  Type (e.g.,  ,  Value  Value  Yy~ (e.g, Dnte Value Gain  Identity Code (A-H}  div., rein, int.)  C~c (J-P)  Met ~od Code  buy, sell, redcmptionJ m~d~yy Code. (J-P)  C~e (A-H)  buyer/seller (if private  
(Q-W)  transaction)  

Buy 02:07/09 Buy 02/07/09 Buy 10/02,"09 Dividend Dividend Dividend Dividend Sold 09/04,09 Dividend Dividend Sold 09/04/09 Dividend Sold 09/04/09 None Sold 09/04/09 h~t.iDiv. lnt./Div. 
Name Person Reporting Date Reporl INVESTMENTS TRUSTS -~,,.ome, ,.o~e, ...... ,i,,~,~ (Includes ~ose .~ouse and dependent children; see pp. 34-60 ,filing instruttion~) ONE (No reportable income, assets, transactiona.) ..................... ............ .............~ ......I .......................-~: ....................... .......~. .........

Description Assets Income during Gross value end Transitions during rcpofling ~rind (including t~s~ ~scts) rc~rting period reproving period fro~ prior disclosure Code div rcat Code Method buy mn~d~Ivy Cod Code buycr/scller 
.................. ........ ........... ...... .............. .._..~ .................. 

52. 	
-Boeing Company (common) Dividend 

53. 	
-Columbia BankingSyslem (common) Dividend 

54. 	
-lntel Corp. (common) Dividend 

55. 	
-Schlttmbcrger (comrnon) Dividend 

56. 	
-Transocean (common) Nooe Sold 09/01/09 

57. 	
-New Perspective Mutual Fund Dividend 

58. 	
-Wash Mutual Investors Fund Dividend 
-Proctor Gamble Dividend Sold 09/0!/09 

59. 

60. 
-Russell Frank Inv. Co. Imtmml fund) Dividend Sold 01122/09 i61.-Pierce Cry Sch Disl Sumner 321) Bond Dividend 

62. 	
-Chishoh-u Creek Ulil. Dividend 

63. 	
-Montgomery School Bond DNidend 

64. 	
-SF City Cry AMBAC Dividend 

65. 	
-lndiam~ Bond 13ank Roy 	Dividend 

66. 	
-Glouchester Cry IMPT Dividend 

67. 	
-Emerakl Coast Utils Dividend 

68. 	
-Wash (it), Sales Divideud 

VII. INVE STMENTS and TRU STS i,0co ....... ~.~,, ........ ,io., a.~t.d~.~ ~,o.~ ,,/.V,, ...... a~.d..~ ~u~,~.: ~pp. ~4.~0 o/y.i,,~ i,,,~,,.~Uo.~.) 

NONE ~Vo reportable income, assets, transactions.) .... .............. ............~ ........ ........... ............................... ....................... 
Description Assc~s Income during Gross ~alue e~d T~nsaclio~s during reposing period rcpoaing period ~cporting period 
Place "(X)" after each asset Amoum T~c (e.g., 

Value Value T~e (e.~.. Dale Value ~ain Idemi~y ofexempt from prior disclosure Code div. rent Code Me,of buy sell m~6~ Code Code buyer/seller (A-H) int.) (J-P) Code3 rcdc;;pfion) :~] (J-P) (A-H) (if private , (Q-W) transactim~)
............................................... ................... ................... ......... ......~ ....... 

69. 	-JEA WTR SWR SYS REV Dividend Buy 09/01/09 
?0. 	BRO~GE ACCT. 
71, 	~Cisco Systems (common) NoneJ 
72. 	Dell Computer Corp. (cnmmon) 
NoneJ 
73. 	
SCHWAB MONEY MARKET FUND 

74. Federated Muni Oppt (common) None 
75. 	
-Kimberly-Clark (common) Dividend 	Sold 09/03/09 
76. Adobe Systems Inc. Dividend 

Sold 09/03/09 
77. 	
-Proctor Gamble (common) Dividend "1" 

78. Qualcomn~ Inc. (common Dividend 

Sold 09/03/09 
79. Qwest Comm [common) Dividend Sold 09/03/09 

-ATF Inc. 
80, Dividend 
81. Starbucks (common} Dividend Sold 09103.,"1)9 

82. Time Warner Dividend 

Sold 09/03,09 83, AIM Health Sciences Fnnd None 
84. 	
-DWS Global Thematic (tbrmerly Scudder None G[obal) 

85. I)WS ]ntl Fund (fi~rmerly Scudder Int] 

NoneJ 
Fund hlcomc Gaitl Codca: -$1,0(ff~ )~.s I,{R}L $2,500 =$2.501 $5,tR}~ =$5,001 $15.tR)O =$[5.tXU $50,0{Y0 Person Reporting

[Name

5/1 v2o~o 
VII. INVE STMENTS TRUSTS --~.eom, ..~.,,, ........ ,io.~ lncludes those of,W ....... dependent children; see pp. 34~0 illing instructions.) 

NONE (No reportable income, assets, transactions.) Dcscription Assels during Gross end (includ t~st m~sets~ reaming pcn~ reporting period Place "(X)" aftcr each asset :Amomu~ T~c(c.g. V~lue ~alue exempt t~om prior disclosure Cndc div., rent. Code Method {A-H) int,) (~-P) Uode .......................... ............... Yransaclions during reporting period Try(e.g.. Dmc Vate Gain buy. sell, m~r~dd/yy Code Code redemption) (~-P) {A-H)  ldcnd~yof buyeffseller (ifprivalc  
86.  -tdearc lnc.  Dividend  Sold  ]09/03/09  
87, 88.  BURGESS FITZER 401K PLAN TRUST Bank, Tncoma,  None Interest  
89.  Vanguard Windsor  Dividend  
90.  Columbia Acord Fund-Z  None  
9t.  Cohlmbia Acorn International Fund-Z  None  
92.  Eoscene Series Preferred  None  
93.  Eoscene Series Preferred  None  
94.  Nine Audio Technologies  Dividend  
95.  Drcyftts idcap Value Fund  None  
96.  BROKE, RAGE ACCT.  
97. 98. Borders Group Inc, IRA NO.  Dividend None  Distributed  02/03/09  
99, Capital Income Bldr Fund  
I00.   Capital World Growth lncome Fund  
10l. !:undamenta[ htvestors  
102.  -Growth Fund America 
VII. INVESTMENTS and TRUSTS -i.come, vatue, ....... tions (Includes those ...... dependent children; seepp. 34-60 offiling instructions.,) NONE (No reportab income, assets, transactions.) -.......... ..... 

Description Assets Income during Gross value end Transactions during reporting period 
(including l~st asscls) rcpoaing period reporting period 
Place "(X)" afi ..... .....t 5m?u,~tl Type(e.g., Value Value Type(e.g.. Date 	Identityof Value [Gain {~H} inl.) 
(J-P) Code redemption) (J-p} (ifprival transaction) 
103. Investment Company America 

104. New World Fund 

105. Smallcap World Fund 

106. 	
-Tamarack Invt Fds Prime (now RBL 
Money Market Fund) 

107. 	
-Discover Greenwood Del 

108. 	
-First Business Bank Madison 

109. 	
-Choice Finl Group Crafion 

10. 	-Magnet Salt Lake City 	-Goldman Sachs USA, Salt Lake City, 
Utah 

12. 	
-Capital One Bank Glen Atlen 

13. 	
-Capital One Natl Assoc McLean 

114. 	-Southpoint Birmingham ALA Open 02/18/09 
115. 	-Bank Blue Overland 
Open 02/04/09 
116. 	-Citicorp Mtg Securities Open 03/16/09 
117. 	-Bank America Funding Corp. 
Open 05/20/09 t8. -CIlL Mtg Pass-Through 

Open 02/27/09 
119. 	-Deutsche ALT-A SECS 
Open 12/18/09 
I.icome Gain Codt~: =$1.000 less =$1.001 $2,500 =$2.501 $5.000 =$5.001 $15.000 =$15,001 $50.000 Vat Codes =$15.000 less 5.0{~ 50.000 =$50.001 t)O,/)00 $100,001 $250.000 
(See Columns and D32 =$250,001 $500.000 =$500,001 $1.000.000 =$1.000.00t $5,000,000 =$5,000.001 $25.000.000 =$25.000.001 $50.000.000 =Mote than $50.000,000 
Value Method Codes =Appraisal -Cost (Real Estalc Only) ~As.sessment =Cash Market 
DateofReporl ~,.~.e o~Per~on~epor~i.g 
VII. INVESTMENTS and TRUSTS -i,,,.o,.,, ~t.~, transatiot,s anti.des tho,~e .~O.Se and dependent children; see pp. 34-60of filing instructions.) NONE (No reportable income, assets, transactions.) 

DcscHpron o[As:~cts (including trust assets} Place"(X)" al~cr each asscl exempt #ore prior disck~surc  Income during Gross value end reporting period repoaing period ~i~ ,:~ ............. ~i7 ..... (2) ~Amoma Type(e.g.. Value Value Code d{v. renL Code Mc~od (A-ll)~ int.) ,J-P) ~;~:  Transactions during rcpoaing period (~) --7~V7 -i~;Type (e.g. Date Value Gain buy, n=ffdyy Code Code redemp~on)  (J-P) (A-H)  den buyeffsetler  
121. 122.  -M~tr Asset Securitizatim~ Tms~ -Wells ~argo M1g Backed Securities  Open Open  05/25/09 09/25/09  
123.  fl~ANO.  None  
124. 125. Tamarack Money Market (now RBL Money Market Fund) Capital Income Buikler  
126. Capitol World Growth  
127. Fundamanetal Invrs  
128. Growth Fund America  
129. Inves. Co. America  
130. New World Fund  
131. Smallcap World Fund  
132.  -Capital One Natl Assoc. McLean  
133,  -E]s Ill Ltd, Parmership  
134.  -Hanc Amer FDG Trust  Open  09/03i09  
135.  []ROKERAGE ACC[ #10  
~36.  -RBC Money Market  lnt,iDiv.  Open  07/08109  

Name Person Reporting 
VII. INVESTMENTS and USTS ......... t.e, ...... ,i,,.. a.,q.a~. ,ho~e o:,po [~] NONE (No reportable income, a,~sets, transactions.) 
............ ..........  ~51 ........  
Description Assets  Income duri~Ig  (?ross value end  Transaclions during reporting period  
(including trusl assets) Placo"(X)"aflereachasselexempt from prior disclosure  reporting period iii Amount/ Type(e.g., Code div., rent. (A-It) int.) reporting period ~ii ..... ~7-~,~ ....... Value Value Type(e.g.. Date Value Gain Code Method buy. sell, nuwdd!yy ICode Code redcmptkn;)  Identityof buyer/seller (if private  
.................................................................  (J-P) Code(Q.W)3 (JP) (a-H)  
137.  -Western Bank  Int.iDiv.  Open  07/08/09  
138.  -Midfirst Bank Okla Cry  tnt./Div.  Open  07/08/09  
139.  -Bane Amer FDG Trust  [nt/Div.  Open  07/08;t)9  

140. -Citico~p Mortgage Securities Trust lnt.[Div. Open 07/08/09, 

VIII. AD.DITIONAL INFORMATION EXPLANATIONS. (It~dlcatepartofRepor,.) 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) isaccurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisious permitting non-disclosure. further certify that earned income frnm outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the Unitcd States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. ~0~44



Sign Up for Updates!