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Judicial Watch • Ronald L Gilman Financial Disclosure Report for 2011

Ronald L Gilman Financial Disclosure Report for 2011

Ronald L Gilman Financial Disclosure Report for 2011

Page 1: Ronald L Gilman Financial Disclosure Report for 2011

Category:Financial Disclosure

Number of Pages:10

Date Created:October 20, 2012

Date Uploaded to the Library:November 13, 2013

Tags:Gilman, Ronald L Gilman, Ronald, 2011, Market, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112011 
FOR CALENDAR YEAR 2011 U.S.C. app.  /Ol-l I/) Person Reporting (last name, first, middle initial) Gilman, Ronald Court Organization U.S. Court Appeals, Sixth Circuit Date Report 3/15/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge (Senior Status)  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 167 North Main Street, Suite 1176 Memphis, 38103 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instrnctio11s accompa11yi11g thfafor111 11111st followed. Complete all parts, checking the NONE box for each part where you have 110 reportable i11formatio11. Sign 011 last page. POSITIONS. (Reporting individual only; see pp. 9-13 ofjili11g instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

JI. REEM ENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. N-INVEST MENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 

Date Report 
Gilman, Ronald 
3/15/2012 GIFTS. (/11c/udes tlrose spouse and dependent d1ildre11; see pp. 28-31 filing 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes tlrose spouse and dependent clri/dren; see pp. 32-33 filing 
instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE 

Date Heport 
Gilman, Ronald 
3/15/2012 INVESTMENTS and TRUSTS -inmme, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ;,...-tructitms.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(2) (I) (3) 
(5) 
Place "(X)" afler each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Gulf Housing Ltd. Partnership  Interest Gulf Housing Ltd. Partnership (six multi-state projects)  Rent Federal Bldg. Federal Credit Union  Interest Schwab Cash Reserves  Dividend  Buy  04/19/ AQR Diversified Arbitrage  Dividend AQR Managed Futures Strategy  Buy  04/ 14/11 AQR Managed Futures Strategy  Dividend  Buy  09/26/11 Artio Int'! Equity  None  Sold  05/12/11 ASG Global Alternatives  Dividend  
IO. Barclays Bank lpath UBS Commodity Index  None  
11. Deutsche Bank Notes due 08/23/11  None  Sold  04/ 12/  
12. DFA Emerging Markets  Dividend  Sold  12/28/11  
13. DFA International Core Equity  Buy  05/ 12/11  
14. DFA International Core Equity  Dividend  Sold (part)  09/26/1  
15. DFA U.S. Small Cap Value  Dividend  
16. Fidelity Cash Reserves  Dividend  Sold  01/03/  
17. Fidelity International Small Cap  Dividend  Buy  02/ 11/11 Income Gain Codes:  A=:$ .000 kss -St.DOI -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000  
(Sec Columns and o.i) =$50.001 -$100.000 =$100.00I -$1.000.000  Ill =$1.000,001 -$5.000.000  112 =More than $5.000.000 Value Codes -$1 .000 less "$15.00 -$50.000 =$50.00  I00.000 =$!00.001 -$250.000  
(Sec Columns and IJ3) -$250.CXll  $500.CXXI  0-$00.001 -$1.000.000 =$1.000.001  $5,000.000 =$5,000.001 -$25.000.000 =$25.CXI0.001 -$50.000.000 =More than $50,000.000 Value McthL>J CoJ..:s 'Appraisal =-:-Cost eal Estntc Only) =Assessment =Cash Market  
(Sec Culumn C2)  Book Value  V=Otbcr =Estimated  

Date l{cport 
Gilman, Ronald 
3/15/2012 II. EST ENT and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructiom.) NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" afier each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-II)  (if private  
(Q-W)  transaction) lncomi.: GJin Codes: ""'$ 1.000 h:ss  11=$1.001-$2.500 42.501 -$5,000 =$5.001 -$15.000  E=$15.001-$50.000  
(Sec Columns lll and 04) =$50.001 -$t00.000 =$100.001 -$1.000.000  Ill =$1.000,001 -$5.000.000  112 =More than $5.000.000 Valul! Codes "$1.5,000or less 0$15.001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250.000  
(Sec Columns and DJ) $250.001 -$500.000 $500,00 -$1,000.000 0$1,000.001 -$5,000,000  1'2 =$5,000,001 -$25.000.000  
1'3 $25.000.001 -$50.000.000 More than $50.000.000 Vnluc Mc1hod odes ::::Aprraisal =Cost (Roal Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) --0 Uook Value =Other =Estimated  

3/15/2012
Gilman, Ronald 
VII. INVESTMENTS and TRUSTS --income, "'"e, 1rumac1io11s r1nc1udes 11iose spouse a11d depende111 c1iudre11; see PP 34-60 offili11.r: i11str11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transnctions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (I) (I) 
(3) (4) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-II) (if private (Q-W) trnnsaction) Income Gain Codes: ""-$1.000 h:ss =$1.001 -$2.500 =$2.50t -$5.000 =$5.001 -$15,000 =$t5,00I -$50.000  
(Sec Columns and D4) =$50.001 -$100,000 =St00.001 -$1.000.000  tit =$1.000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15,000 kss =$t5.00I -$50.000 =$50.00 -$I 00.000 00.00t -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 l.000.000 =$t,000.00I -$5.000,000  1'2 =$5.000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real .state Only) =Assessment =Cash Market  
(Sec C'olumn C2) =Book Value =Other =Estimated  

Gilman, Ronald 
3/15/2012 
VII. INVESTMENTS and TRUSTS --income, ,.,,,ue, tra11sactio11s (rnc1udes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Jncome during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (I) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-II) int.)  (J-P)  Code  redemption)  (J-P)  (A-11)  (if private  
(Q-W)  transaction) Income Gnin Codes: ==$1.000or kss =$1.001-$2.500 =$250t -$5,000 =$5.001 -$t5.000 15.00 -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$I 00.00 t.000.000  111 t.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 Jess =$15.001 -$50.000 =$50.001 -$100.000 =$100.00I -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000  l'I $1,000.001 -$5,000,000  1'2 =$5,000,001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes ,_-Appraisal "Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) --Bnok Value  V==Othcr =Estimated  

3/15/2012
Gilman, Ronald INVESTMENTS and TRUSTS --income, a1ue, transactions (Includes those spouse and dependent children: see PP 14-60 filin1: 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (1) (2) (2) (3) (4) (5) 
Place "(X)" afler each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-II) int.) Code 
(Q-W) 
redemption) 
(J-P) 
(A-II) (if private transaction) 
69. -Schwab U.S. Broad Market  Sold (part)  12/27/11  
70. -Schwab U.S. Broad Market  Sold  12/29/11  
71. -Sector SPDR Industrial Select  Buy  04/20/11  
72. -Sector SPDR Industrial Select  Sold (part)  12/27/11  
73. -Vanguard Meg Cap 300  Buy  12/27/11 Income Gam Co