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Judicial Watch • Rosemary Barkett – 2012

Rosemary Barkett – 2012

Rosemary Barkett – 2012

Page 1: Rosemary Barkett – 2012

Category:Federal Judges

Number of Pages:9

Date Created:May 12, 2014

Date Uploaded to the Library:July 08, 2014

Tags:Barkett, Rosemary Barkett, rosemary, airfare, meeting, American, lodging, university, 2012, Washington, court, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 u.s.c. app H 101-111) Person Reporting (last name, first, middle initial) Barkett, Rosemary Court Organization U.S. Court Appeals, Cir. Date Report 04/22/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 4th Street 
Suite 1223 
Miami, 33132 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all part; checking the NONE box for each part where you have reportable information. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Trust 
JJ. AGREEMENTS. (Reporting individ11al only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 911179  State Florida, Div. Retirement; Sect. 40l(a), !RC 10/1/82  Aetna Life Ins.; Deferred Comp., Sect. 457, !RC 3/3/87  Nationwide Life Ins.; Deferred Comp., Sect. 457, !RC  

04/22/2013
Barkett, Rosemary 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing ins/ructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  State Florida Retirement (Aetna Nationwide)  $14,762.80 2012  State Florida Judicial Retirement  $53,671.56 July 2012  New York University -Teaching Appellate Judges Seminar  $1,500.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling i11struc1ions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED American Bar Association -1/18/2012 -1/20/2012 Washington, Meeting airfare, meals, lodging ROLi Meeting 	
American Bar Association 2/19/2012 -2/24/2012 Tunis Meeting Conference airfare, meals, lodging -MENA Council Chair Meeting Tunis 	
American Bar Association -4/19//2012-Washington Meeting airfare, mealis, lodging "Where Are The Lawyers" 4/21/2012 Panel 

American Bar Association -4/29/2012 -4/30/2012 Washington Meeting airfare, meal, lodging ROLi Meeting 	
American Bar Association -8/2/2012 -8/3/2012 Chicago, Panel-Lecture airfare, meals, lodging Death Penalty Representation Project 	
American Bar Association 07/06/2012 -Morrocco, Egypt, Tunisia Meeting Conference airfare, meal, lodging -MENA Council Chair 07/12/2012 Meeting Tunis 	
New Appellate Judge 07/15/2012-New York, New York Attend Seminar airfare, meals, lodging Seminar -New York 07/20/2012 University 

American Bar Association -10/10/2012 -Washington, Meeting airfare, meals, lodging ROLi Meeting 10/11/2012 	
University Tennessee Moot 10/18/2012 -Knoxville, Panel airfare, meals, lodging Court Competition 10/19/2012 

10. 	
Yale University Moot Court 12/2/2012 -12/4/2012 Hartford,CT Panel airfare, meals, lodging 

11. 	
American Bar Association -12/12/2012-Washington, Meeting airfare, meals ROLi ASIL Meeting 12/12/2012 

04/22/2013
Barkett, Rosemary GIFTS. (Includes those spo11se and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those ofspo11se and dependent children; see pp. 32-33 filing ins/r11ctions.) NONE (No reportable liabilities.)  CREDITOR Wachovia Bank (re-mortgage)  VALUE CODE 

04/22/2013
Barkett, Rosemary 

VII. INVESTMENTS and TRUSTS --income, vatue, 1ransac1ions onc1udes 11rose spouse and dependen1 children; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Descriplion Assets  Income during  Gross value end  Transactions during reponing period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Inc (fonnerlySBC fore that Pacific Telesis  Dividend Altera  Dividend Amgen, Inc (Amgn)  Dividend  Sold (part)  12/30/12 Apple  None Applied Materials  Dividend Attl (fonnerly Firstcom FCLX)  None Bank America  Dividend  Sold  12/30/12 Cisco  Dividend Citicorp (c) formerly Travelers Group  None  Sold  12/30/12  
IO. Coca Cola (KO)  Dividend Coming, Inc. (GL  Dividend  
12. Dell  None  Sold  12/30/12  
13. Walt Disney (DIS)  Dividend  Sold  12/30112  
14. EMC Corp.  None  
15. Federal National Mortgage Association (Fannie MAE)  None  Sold  12/30/12  
16. Fld.Contra FCNTX  None  
17. Hewlett-Packard (HPQ)  Dividend  Sold  12/30/12 Income Gain Codes: =$1.000 less =$t .00t -$2.500 =$2.501 -$5.000 =$5.00t -$t5.000 =$15.00t -$50.000  
(See Columns and 04) =$50.001 -$100.000 =$!00.001-$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$I 5.000 less =$15.001 -$50.000 450.00 -$I 00.000 4!00.001 -$250.000  
(See Columns and 03) =$250.00  $500.000 =$500.001 $1.000.000 =$1.000.001  $5.000.000 =$5.000.001  $25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estim;:itcd  

Barkett, Rosemary 
04/22/2013 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1ut1es those spouse and dependent c11i1t1ren; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets lncome during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. Intel Corporation  Dividend  Sold  12/30/12  
19. IBM  Dividend  
20. Morgan Chase (JPM)  Dividend  
21. Microsoft Corporation (MSFT)  Dividend  
22. Nokia Corp. (NOK)  Dividend  Sold  12/30/12  
23. North. Trust NTRS  Dividend  
24. Qualcomm, Inc. (QCOM)  Dividend  
25. Texas Instruments  Dividend  
26. Wells Fargo  Dividend  
27. Live Ops  None  
28. Aetna Deferred Comp Plan (now ING Life)  Dividend  
29. Nationwide  Dividend  
30. Citibank Money Market  Int./Div.  
31. TRUST# (Global Managed Portfolio Level (Citibank)  Dividend  
32. Citigroup SMANS Energy  Int./Div.  Redeemed  12/30/12  
33. IRA (Clear Bridge Multi Cap Growth Portfolios (Citibank)  Dividend  
34. Income Gain Codes: =$1.000 less =$1.00t  $2.500 =$2.SOt -$5.000 =$5.001 -$15.000  
(See Columns and D4) =$50.001 -$100.000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00I -$100.000 =$100.001 -$250.000  
(Sec Colu111ns nnd 03) =$250.00 -$500.000 =$500.001 -$1.000.000 =$1.000.00t -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estnte Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=-Othcr =Es1ima1ed =$15.001 
 
$50.000 

04/22/2013
Barkett, Rosemary 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) 
(2) 
(2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1.00t -$2.500 =$2.50 -$5.000 =$5.001 -$15.000 =$15.001-$50.000  
(Sec Colu1nos and D4) =$50.001 -$100.000 =$100.001 -$1.000.000  111 1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15000 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Colrnnns and 03) =$250.001 -$500.000  0=$500,001 1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Mcihod Codes =Appraisal =Cost (Real Estate Only) =Asscssmcn1 =Cash Market  
(Sec Colu111n C2) =Book Value  V=Othcr =Estimated  

Date Report
Name Person Reporting 
04/22/2013
Barkett, Rosemary 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofrepor/.) 

Barkett, Rosemary 
04/22/2013 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Rosemary Barkett 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTJONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Court Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544