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Judicial Watch • Rosemary M. Collyer – 2003

Rosemary M. Collyer – 2003

Rosemary M. Collyer – 2003

Page 1: Rosemary M. Collyer – 2003

Category:Federal Judges

Number of Pages:12

Date Created:February 4, 2005

Date Uploaded to the Library:October 05, 2014

Tags:Rosemary M Collyer, option, Short, rosemary, account, Fidelity, Market, 2003, Codes, disclosure, reporting, report, Federal Judge, income, Judge


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POSffiONS. (Reporting individual only; see pp. 9-13 filing instructions} NONE -(No reportable positions.) 
 
NAME ORGANIZATION/ENTITY Trustee 
 
 
 
(Reporting individual only; see pp. 14-16 filing instructions} 
II. AGREEMENTS. 
....... 
 
C::::J 
..:: 
(/) ,., 
D=:;: r..r ..:.:.:. 
c-> 
- 
_..... ....._ flll) t fiom prior disclosure DNONE (No reportable income, assets, transactions) QUALIFIED RETIREMENT PLAN -Fidelity Aggressive Growth Fund -Sequoia Fund -Fidelity Spartan Equity Index Fund -Fidelity Puritan Fund -Fidelity Diversified International Fund -Fidelity Managed Income Portfolio (Stable Value Fund) -Fidelity Money Market Mutual Fund BROKERAGE ACCOUNT Nmunt Code (A-H) Type {e.g. div. rcnl orinl) ----- Value Value Code2 Method (J-P) CodeJ (Q-W) ... ..: ..: ..: ..; Type (e.g. buy, sell, merger, redemption) Sell Sell Sell Sell Sell Sell Sell (2) Date: Month-Day 10/15 10115 10/15 11/18 11118 10/15 11125 Value Code2 (J-P)    Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
10. -AA-Common .., Buy 1/16 
11. ... Partial Sale 1114 
12. -AA -Call Option Sell Short 4/15  
13. 14. -ADRX -Common Exercised Sell 11/4 6120 
15. -ADRX -Call Option 16. 17. -AFC -Common 18. -APPX -Common Sell Short Exercised Buy 4/11 6120 4/24 Income/Gain Codes: $1.000 less SI,00l-S2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Colwnns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5.000.000 =More than $5,000,000 Value Codes: $15,000 less St5,001-$50,000 $50,001-$100,000 $100,001-$250,000 
(See Columns and D3) $250,000-$500,000 $500.001-$1,000,000 $1,000,001-$5,000,000 $5,000,00!-$25,000,000 $25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment =Cash/Market 
(See Colwnn C2) =Book Value =Other =Estimated 
 
FlANCIAL DISCLOSURE REPORT 
Date Report 
Name Person Reporting 
Collyer, Rosemary 
5/15/2004 
VII. INVESTMENTS and TRUSTS -income, value, transcations (inclu des those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end 
Transactions during reporting period 
Description Assets reporting period reporting period (inclu ding trust assets) 
lfnot exempt from disclosure 
() (2) () (2) (l) 
(3) (4) (5) 
Place (X) after each asset exempt Type (e.g. 
Atmlllll Type (e.g. Value Value Date: 
Value Gain Identity 
ftom prior disclosure Code buy, sell, Monlh 
Code div. rent Method 
Codc2 Code buyerfseller 
merger, 
(A-H) int) (J-P) Code Day 
(J-P) (A-H) (if private 
redemption) 
transaction) 
19. Sell 7/18 
-... 
20. -APPX -Call Option -Sell Short 
 
.., 
21. -.. Exercised 7/18 
-BRKA -Common Class 
22.  
23. -BVF -Common (X) Sell 10/10 
24. -BVF -Call Option Sell Short 3/28 
-..  
Expired 10118 
25. 
--..  
-CMGI -Common 
26.  
27. -CMS -Common (X) Sell 1/8 
-.. 
-CNP -Common (X) 
28. 
-.. 
 
29. 
-DD-Common -.. Buy 1/16 
 
 
30. -DD -Call Option Sell Short 512 
..;  
31. -EP -Common (X) -Sell 
33. 
-GE-Common Buy 1/16 
-Partial Sale 12/26 
34. -GE -Call Option -... Sell Short 3/14  
36. 
Exercised 12126 
Buy 1/16 
-GM-Common Income/Gain Codes: $1,000 less $1,00lc$2,500 $2,501-$5,000 $5,001-$15,000 -$15,001-$50,000 
(See Columns and D4) $50,001-SI00,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,00 l-$100,000 $100,001-$250,000 
(See Columns and D3) $250,000-$500,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000.000 $More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment CashfMarket 
(See Colunm C2) =Book Value =OU1er =Estimated 
 
Date Report Name Person Reporting 
VIL INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Description Assets Income dwing reporting period Gross value end reporting period Transactions during reporting period 
 
(including trust assets) 
(I) lfnot exempt fiom disclosure 
(2) (1) 
(2) 
(5) 
Place after each asset exempt Ammmt Type (e.g. Value 
Value Gain 
Value Type (e.g. Date: Identity 
Code Method 
Code 
Code 
from prior disclosure 
buy, sell, Month- 
div. renl 
Code! buyer/seller 
inl) (J-P) 
merger, 
Code3 Day (J-P) (A-H) (ifprivate (Q-W) redemption) 
transaction) 
-GM -Call Option Sell Short 6/12 
--.. 
-HON -Common Buy 1/16 
38. - -.. 
39. -HON -Call Option Sell Short 5/14 
-..,  
-ILA -Common (X) Sell 11/17 
40. 
 
 
41. 
-INTC -Common 
42. 
-INTC -Call Option -Sell Short 10/31 
 
43. 
-JPM -Common --.. Buy 1/16 
 
 
Sell 12131 
44. --! 
-JPM -Call Option Sell Short 4/14 
-... ... 
Exercised 12131 
.., 
46. 
 
47. 
-MDCl -Common (X) -.. 
 
48. 
-MLNM -Common (X) 
 
 
-.. 
-MO-Common Buy 1116 
49. 
Partial Sale 12117 
50. - 
Sell Short 5/22 
51. -MO -Call Option 
- 
Exercised 12117 
52. 
 
53. 
-MSFT -Common 
Buy 10/8 
-NPSP -Common fncorue/Gain Codes: (See Columns and 04) Value Codes: $1.000 less =$50,001-$100,000 $15,000 less $1,001-$2,500 $100,001-Sl,000,000 $15,001-$50,000 $2,501-$5,000 Si,000,001-$5,000,000 $50,001-$100,000 $5,001-$15,000 =More than $5,000,000 $100,001-$250,000 $15,001-$50,000 
(See Colwnns and DJ) $250,000-$500,000 $25,000,001-$50,000,000 $500,001-$1,000,000 $1,000,001-$5,000,000 $More than $50,000,000 $5,000,001-$25,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash/Market 
(See Colwim C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
Collyer, Rosemary 
5/15/2004 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end 
Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(1) (1) 
(2) 
(1) 
(2) not exempt from disclosure 
(5) 
Place (X) after each asset exempt Type (e.g. Date: 
Amount Type (e.g. Value Value 
Value Gain Identity fiom prior disclosure Code div. rent. Code2 Method buy, sell, Month Code2 buyer/seller 
Codel 
(A-H) inl) (J-P) Code3 merger, Day 
(Q-W) 
redemption) (J-P) (if private 
transaction) 
-Balta Const Pub hnp Muni Bonds 
-..;  
74. -MD HealthHigher Faes Muni Bonds (7/1113)  
-MD HealthHigher Faes Muni Bonds (7/1/23) 
-.. 
76. -Fidelity Core Account (Cash) Sell 9/11 
-.. 
77. -US Trust -CD Buy 9/19 -.. 
78. IRA#l --i 
-GT-Common Buy 9/11 
- -.. 
80. -GT Call Option Sell Short 9/11 
--I 
81. -VRTX -Common -.. Sell 1117  
Buy 1/17 
-XOMA -Common 82. 
-Sell Short 9/8 
-XOMA -Call Option 
-Schwab Money Market Fund Account 
84. 
...  
85. IRA#2 
.., 
86. -ADRX -Common -Buy 8/14 
88. -ADRX -Call Option Sell Short 10/30 
- -.. 
-APHT -Common Partial Sale 6120 
 
89. 
-APHT -Common --Sell 7/9 
 
90. 
-BCRX -Common -.. Buy 11/11 ... $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 Income/Gain Codes: $1,000 Jess $1,001-$2,500 
(See Colwtms aud D4) $50,001-$100,000 =$100,001-$1,000,000 $1,000,001-$5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000 
(See Columns and DJ) $250,000-$500,000 $500,001-$1,000,000 $1,000,0Ql-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 =$More than $50,000,000 Value Method Codes =Appraisal Cost (Real Estate Only) Assessment Cash/Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
5/15/2004 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent cluldren. See pp. 34-57 filing instructions.j 
Transactions during reporting period 
Gross value end 
Income during 
Description Assets 
reporting period reporting period 
(including lruSt assets) 
Ifnot exempt liom disclosure 
(!) (2) (1) (2) (1) {2) (3) (4) (5) 
Place (X) after each asset exempt (e.g. 
Amount Type (e.g. Value Value Type Date: Value Gain Identity ftom prior disclosure buy, sell, Month- 
Code div. rent Code2 Method Code Code buyer/seller 
merger, 
(A-H) int) (J-P) Code3 Day 
(Q-W) 
redemption) 
(A-H) (if private 
transaction) 
109. -WM-Common --Buy 
 
 
-Schwab Money Market Fund Account 
110. 
-.. : 
111. -UST Inflation Index Notes 3.375% 1115/12 TIPS 
IRA#3112. 
-..: 
-BRKB -Common Class 
113. 
-: 
 
114. 
-C-Common Buy 1215 
 
 
-.. 
 
115. -IDEV -Common -... ... Buy 12123 
116. -PLMD Common Buy 1215 : 
117. ll8. 119. 120. 121. -UST Inflation Index Notes 3.375% 1/15/12 TIPS --Schwab Money Market Fund Account Merrill Lynch Account Citibank Account Trust#!  Buy 11/25  Income/Gain Codes: $1,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000 
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $!,000,00!-$5,000,000 More than $5,000,000 Value Codes: $15,000 less $15,001-$50,000 =$50,001-$100,000 $100,001-$250,000 
(See Colunms and D3) $250,000-$500,000 $500,001-$1,000,000 =$1,000,001-$5,000,000 $5,000,001-$25,000,000 $25,000,001-$50,000,000 =$More than $50,000,000 Value Method Codes =Appraisal Cost {Real Estate Only) =Assessment Cash/Market 
(See Coluom C2) =Book Value =Otlier =Estimated 
 
 
Name Person Reporting 
 
Date Report 
Collyer, Rosemary 
 
(Indicate part Report.) 
VIIl. ADDITIONAL INFORMATION EXPLANATIONS 
There are several discrepancies between this report and the initial disclosure report, dated 5/29/02. Unless otherwise noted, the following comments apply Section VII. the initial report, Lines 44-56 represent securities sold 200 Therefore they have been removed from the current report. the initial report, Lines 16, and represent securities sold 2002 (after 5129). Therefore they have been removed from the current report. the initial report, Line (ING Asia Pacific Equity Class Fund) appears under different name the current report (ING Emerging Countries Class Fund). the initial report, Line (MD Gen Obi Muni Bonds) and Line (MD Health Higher Faes Muni Bonds) each appear under two separate 
lines the current report, they each represent two different issues with different maturity dates. the initial report, Lines and now appear under IRA #1. the initial report, Lines and appear the current report under QUALIFIED RETIREMENT PLAN #1. That account was closed 2003 
and assets were transferred IRA #3. the initial report, Lines and now appear under IRA #3. the initial report, Lines -31 now appear under BROKERAGE ACCOUNT #1. the initial report, Lines now appear under IRA #2. the initial report, the Insurance Trust referred Section Line and Section VIl, Line now referred Trust #1. the current report, items followed (X) represent stocks bought (or options sold short). during the reporting gap between 5/29/02 and l/l/03. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
Date 
NOTE: ANY INDIVIDUAL WHO .KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE mrs REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104)