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Judicial Watch • Rosemary M. Collyer – 2011

Rosemary M. Collyer – 2011

Rosemary M. Collyer – 2011

Page 1: Rosemary M. Collyer – 2011

Category:Federal Judges

Number of Pages:11

Date Created:December 1, 2012

Date Uploaded to the Library:October 05, 2014

Tags:collyer, Rosemary M Collyer, rosemary, Schwab, 2011, Market, assets, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 	Trust 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
04/30/2012 
Collyer, Rosemary 
Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If yo11 were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2011 National Human Services Assembly -Vice President 
 
 
JV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children, see pp. 25-27 offilmg instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED National Human Services Assembly Throughout 2011 Within U.S. Business travel Reimbursement spouse for business travel (airline, lodging meals) GIFTS. (lnc/11des those spo11se and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
Date Report 
04/30/2012 
Collyer, Rosemary 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting penod ofreporting period 
{I) 
(I) 
(2) (I) (2) (3) (4) 
(5) 
Place (X) after each asset 
Amount Type {e.g., Value Value Type {e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
{Q-W) transaction) 
BROKERAGE ACCOUNT -BRKA -Common Class None Income Gam Codes. 41.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001-$50,000 
(Sec Columns and D4) F=$50,001 -$100,000 =$!00.001 -$1,000.000 =$1.000,001 -$5.000,000 H2=More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$!00.000 =$100.001 -$250,000 
(See Columns and DJ) =$250,00l -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Othcr W=Est1mated 
 
 
 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 offtting instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income dunng Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(!) (I) 
(2) 
(I) 
(3) 
(4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., d1v., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
18. Closed 09/13/11 
 
19. 
-UTHR -Put Option Aug! 60.00 None Sell Short 04/15/11 
 
20. 
Redeemed 08/20/11 Income Gain Codes =$1.000 Jess =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 415.001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100.001 -$1,000,000 =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,00 -$100,000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
04/30/2012 
Collyer, Rosemary 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent c1111dren; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reportmg period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (I) (2) (4) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) 
IRA#! Int./Div. 
-Schwab Cash Equivalent Accounts 
-UST Inflation Index Notes 3.375% TIPS Income Gam Codes =$1,000 less =$1 ,001 -$2.500 =$2,501 -$5,000 D=$5.00l -$15.000 =$15.001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,0tH -$1,000,000 =$1,000,001  $5,000.000 =More than $5,000,000 VaJuc Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,00 $500,000 =$500,00  $1,000,000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Bonk Value =Other W=Est1mated 
 
 
04/30/2012 
Collyer, Rosemary 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent chitdren; see PP 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reportmg period 
 
(including trust assets) reporting period reporting period 
(!) (2) (I) 
(1) (2) (3) (4) (5) 
 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mmfddlyy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: 41,000 less 41,001 -$2,500 =$2.501 -$5,000 =$5,001 -$15,000 415,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250,000 
(See Columns and D3) =$250,001 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other =l::.st11nated 
 
 
 
04/30/2012 
Collyer, Rosemary 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (2) (3) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
Place (X) after each asset 
Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
exempt from prior disclosure 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500.00 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.00I -$50.000.000 =More than $50,000,000 Value Method Cudes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
04/30/2012 
Collyer, Rosemary 
VII. INVESTMENTS and TRUSTS income, va1ue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(!) (2) (!) (2) (!) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
 
{A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
86. -CSCO -Call Option Aug! 16.00 Sell Short 06130111 
Redeemed 10/22/11 Income Gam Codes .000 less 41,001 -$2,500 =$2,501 -$5,000 45.001 -$15,000 415,00 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 G=$100,001-$1,000,000 =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000,000 =$25.000.001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
 
Name Person Reporting 
Date Report 
04/30/2012 
Collyer, Rosemary 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Part 
(a) 
Line refers Trust that unfunded and has assets (this Trust also listed Part VII, Line 102). 
PART VII: 
 
 
(b) the description ofassets the abbreviation ADR refers American Depositary Receipts (shares foreign companies trading U.S. exchanges); ETF refers Exchange Traded Funds (index funds that trade common stocks). 
 
(c) 
Put options sold short and later redeemed (i.e. exercised owner) are shown having zero gain because the amount received for the short sale subtracted from the basis for the underlying security that was purchased and therefore reflected the gain/loss incurred when that security ultimately sold. 
 
(d) 
Lines 37, 67, 78, and are aggregated Schwab cash equivalent accounts containing one more the following: Schwab Municipal Money Fund Value Advantage; Schwab Money Fund Value Advantage, Schwab One Cash Account, Charles Schwab Bank Deposit Accounts, and/or Schwab Cash Reserves. They are aggregated here per the 2011 Filing Instructions. These account balances change frequently result securities purchases sales, cash transfers, and 
 
 
dividends interest received. The income received and ending values are shown required the non-retirement plan account (Line 5). 
(e) 
Some shares ofGNVC were shown the 2010 FDR having been purchased IRA #7. These shares were transferred 2011 IRA #2. See also Note (h}. Qualified Retirement Plan was closed 2011 and remaining cash-equivalent assets transferred IRA #2. 
 
(g) 
Line 76: Purchases this fund are made monthly basis. Individual purchases are below the minimum reporting requirement but are aggregated for the entire year with date shown 12/31/11. 
 
(h) 
The accounts identified IRAs and are Roth conversion IRAs originally opened 2010 but recharacterized before the end that year, resulting zero balances, stated last years FDR. 2011, assets were again converted from IRA these accounts, but securities were bought sold during the year. These accounts were again recharacterized before the end the year, and all assets transferred back IRA #2. There was zero balance both accounts 12/31/11. 
 
(i) 
Line I00 refers aggregated cash equivalent account Merrill Lynch that pays both dividends (for Merrill Lynch CMA Money Fund) and interest (for Merrill Lynch Bank Deposit Program). This not brokerage acccount, and individual stocks, bonds other assets are held. Line 102 refers Trust that unfunded and has assets (this Trust also listed Part Line I). 
 
Collyer, Rosemary 
04/30/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Rosemary Collyer 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544