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Judicial Watch • Rosemary M Collyer Financial Disclosure Report for 2010

Rosemary M Collyer Financial Disclosure Report for 2010

Rosemary M Collyer Financial Disclosure Report for 2010

Page 1: Rosemary M Collyer Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:11

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:collyer, Rosemary M Collyer, option, Short, rosemary, Schwab, 2010, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Collyer, Rosemar2 District Court Washington 
04/20/2011 Title (Article II1 judges indicate active senior status;  5a. Report Type (check appropriate type) Reporting Period  
magistrate judges indicate full- part-time)  
U.S. Dist. Ct. Judge Active Nomination, Initial  Date Annual Final  01/01/2010  
12/31/2010  

5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance Barrett Prettyman Courthouse with applicable laws and regulations. 333 Constitution Avenue, Washington, 20001 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable informatiot~ Sign lastpage. POSITIONS. (Reporting individual only; seepp. 9-13 filing instructions.) NONE (No reportablepositions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Trustee 	Trust 

II. AGREEMENTS. tR,porting individual only; seepp. 14-16 fillng instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 

Collver, Rosemary, 

FINANCIALDISCLOSUREREPORT Collyer, Rosemary 
III. NON-INVESTMENT INCOME. (RepoSing indivldual and spoase; see pp. 17-~4 of/~lingins,ructions.) Filers N0n-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE Spouses Non-Investment Income -if you were married during anyportion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
 2010 National Human Services Assembly Vice President 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children: see pp. 25-27 filing instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  National Human Services Assembly  Throughout 2010  Within U.S.  Business travel  Denison University  Throughout 2010  To/from Granville Ohio  Alumni affairs  

Date Report 
04/20/201 
INCOME (yours, not spouses) 
ITEMS PAID PROVIDED 
Reimbursement spouse for business travel (airline, lodging meals) 
Reimbursement spouse for alumni business travel (airline, lodging meals) GIFTS. ancludes ,hose spouse and depe~dent children; seepp. 28-31 filing instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. ancludes those oyspouse a,d dependent children; see pp. 32-33 filing instructlong)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

VII. INVESTMENTS and TRUSTS -income, vogue, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) 	(1) 12) (l) (2) (3) (4) (5) 
Place "IX)" after each asset 	Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
BROKERAGE ACCOUNT BRKA -Common Class 
None GE- Common Dividend Balto Const Pub Imp Muni Bonds Interest 	Sold 10/01/10 (part) Schwab Cash Equivalent Accounts Int./Div. 	
-DvY ETF Dividend 	
-DOO ETF Dividend 	
-Anne Arundel County, Muni Bonds Interest 	
-Baltimore, Proj Muni Bonds Interest 

10. 	
-Maryland State Muni Bonds Interest 

11. 	
-DTH ETF Dividend 

12. 	
-KIVIP Common Distribution 
13. 	
-CLMT Common Distribution 

14. 	
-NFM Closed End Fund Dividend Sold 07/22/10 

15. 	
-ACN Common Dividend Sold 06/21 

16. Rowe Price Maryland Tax Free Bond Dividend Sold 11/10/I0 
Fund (MDXBX) 

17. Put Option Febl 5.00 None Sell Short 12/14/10 Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 (See Colunms and D4) 50,001 100.000 100,001 1,000,000 =$1,000,001 5,000,000 =More than $5,000,000 Value Codes =$15.000 less $15,001 50,000 =$50,001 $100.000 100.001 250,000 
(See Columns and D3) =$250,001 $500,000 =$500.001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Colunm C2) =Book Value ~Othcr =Estimated  

Name Person Reporting 	Date Report

04/20/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 	B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period (2) (i) (2) (l) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g,, Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. Put Option Dec 4.00 None 	Sell Short 10/04/10 

19. 	
None Expired 12/18/10 

20. UTHR Put Option Oct 55.00 None 	Sell Short 10/13/10 

21. 
None 	Expired 10/16/10 

22. UTHR Put Option Nov 55.0 None 	Sell Short 10/15/10 
23. 	
None Expired 11/20/10 

24. 
IRA#1 lnt./Div. 

25. 
Schwab Cash Equivalent Accounts 

26. 
UST Inflation Index Notes 3.375% TIPS 

27. 
UST Inflation Index Notes 3.625% TIPS 

28. 
IWF ETF 

29. 
Marsico Growth Fund (MGRIX) 

30. NLY Common Sold 02/03/10 
(part) 

31. 
-GOV Common 

32. 
-WMT Common 	Sold 10/13/10 

33. MCD Common 

34. 
-JNJ-Common 
Income Gain C0dcs: 1.000 less =$1,001 $2.500 =$2,501 $5.000 =$5,001 $15,000 =$15,001 $50,000 (See Columns and D4) =$50.001 $100.000 100,001 $1,000,000 =$1.000,001 $5,000,000 =More than $5,000,000 
Value Codes =$15.000 less ~$15.001 $50,000 =$50,001 $100,000 100,001 $250,000 

(Sec Columns and D3) =$250,001 $500,0{)0 =$500,001 1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.0110.001 $50,000,000 More than $50,000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(See Colunm C2) =Book Value =Estimated Other 

VII. INVESTMEN and TRUSTS -income. ~ol.e, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) 	B.C. 
Description Assets Income during Gross value end 	Transactions during reporting period 
(including trust assets) reporting period reporting period 
(1) (2) (l) (2) (l) (2) (3) (4) 	(.5) 
Place "(X)" after each asset 	Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity Code
exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) 	transaction) 
35. 
-AGNC- Common 

36. UHT Common 

37. AGNC Call Option Oct 30.00 	Sell Short 09/20/10 

38. 	
Expired 10/16/10 

39. 
-CVS-Common 	Buy 06/21 

40. 
-AIS-Common 	Buy 06/25/10 

41. 	
Buy 06/30/I 
(addl) 

42. 
IRA lnt./Div. 

43. Schwab Cash Equivalent Accounts 

44. UST Inflation Index Notes 3.375% 1/15/12 

TIPS 
45. GNVC- Common 

46. 	
Buy 01/21/10 
(addl) 

47. CGM Focus Fund (CGMFX) 

See Part VIII (e) 
48. DVM Closed End Fund 

49. BOE Closed End Fund 

50. BCRX- Common 

51. 
QUALIFIED RETIREMENT PLAN Int./Div. Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 (See Columns and IM) =$50,001 $100,000 =$100.001 $1,000,000 =$1,000,001 $5,000,000 =More than $5.000,000
 Value Codes -$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,g(~3 =$500,001 ,000.00~ =$l,0~O,001 $5,0~0,000 $5,0~0,~,1 $25,000,000 =$25,000,001 $50.000.000 -More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Eslate Only) =Assessment =Cash Market 
(See Column C2) =Book Value :Othcr =Estimated 

Name Person Reporting 	Date Report

04/20/2011
VII. INVE STMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 	Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. Schwab Cash Equivalent Accounts 

53. 	
QUALIFIED RETIREMENT PLAN lnt./Div. 

54. Vanguard Variable Insurance Fund Buy 12/31/10 See Part VIII (g)International Portfolio (addl) 

55. 	
IRA Int./Div. 

56. BRKB Common Class Sold 04/27/10 See Part VIII (d)(part) 

57. 	
Sold 08/21/10 See Part VIII (d) 

58. Schwab Cash Equivalent Accounts 

59. CSCO Common Buy 12/17110 

60. XOM Common Buy 04/27/10 

61. KMB Common Buy 10/04/10 

62. 	
-KMB -Call Option Jan 67.50 Sell Short 10/04/10 

63. 	
-RDS/A- ADR Buy 12/30/10 

64. 	
-SYY Common Buy 12/17/10 

65. 	
-BRK/B Call Option Jul 75.00 Sell Short 06/21/10 

66. 	
Buy 07/14/10 

67. 	
-BRK!B Call Option Aug 75.00 Sell Short 07/14/10 

68. 	
Redeemed 08/21/10 Income Gain C0dcs: =$1,000 less =$1,001 $2,500 =$2,501 $5.000 =$5,001 $15,000 =$15.001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1,000,001 $5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 

(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000.000 ~$25,000,001 $50,000,000 =More than $50,000,000
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Asscssrncnt 
{See Column C2~ =Book Value =Estimatcd =Other 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust asse~.s)  reporting period reporling period  
(1)  (2)  (1)  (2)  (l)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mrrdddlyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. 
IRA lnt./Div. 

70. ABT Common 	See Part VllI (d) 

71. 
-Schwab Cash Equivalent Accounts 

72. 
IRA Int./Div. 

73. ARNA- Common 

Sold 07/28/10 See Part VIII (f)
(pan) 
74. 	
Sold 08/10/10 See Part VIII (f) (part) 

75. 	
Sold 08/21/10 See Part VIII (f) 

76. 
-ARNA Call Option Aug 4.00 	Sell Short 07/01/10 

77. 	
Redeemed 07/28/10 (part) 

78. 	
Redeemed 08/10/10 (part) 

79. 	
Redeemed 08/21 

80. 
-BCRX Call Option Jun I0.00 	Sell Short 01/08/10 

81. 	
Expired 06/19/10 

82. 
IRA lnt,/Div, 

83. GNVC Common 

Buy 01/21/10 
84. 
Merrill Lynch Cash Management Account Int./Div. 	See Part Vlll, Line (i) 

85. 
Citibank Checking Account Interest Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5,000 =$5,001- $15,000 =$15.001- $50,000 (See Column and D4) 50.001 100.000 100,001 1.000.000 1,000.001 5,000,000 =More than $5,000,000
 Value Codes =$15,000 less =$15.001 $50,000 =$50,001 $100,000 $100,00 -$250,000 

(See Columns and D3) =$250.001 $500,000 =$500,001 $1.000,000 ~$1.000,001 $5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 $50.000.000 =More than $50.000.000
 Value Method Codes =Cosl (Real Estate Only) =Cash Markct =Appraisal =Assessment (See Colunm C2) :Other =Book Value =Estimated 
Name Person Reporting Date Report
VII. INVESTMENTS and TRUSTS -i.cose, v.~.e, tr..s.ctio.s a.ct.des ,hose olspouse ~.d depenae.t children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
(l)  (2)  (1)  (2)  (])  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  
86. Trust#1  

I.Income Gain C0dcs:  A~$1,000 less =$1,001 -$2.500 =$2,501 $5,000  =$5,001 $15,000 =$15,001 $50,000  
(See Columns aad D4)  F=$50.001 $100.000 100,001 i,000,000 1,000,001 $5,000,000 =More than $5,000,000 Value Codes  J~$15,000 less =$15,001 $50.000 =$50,001 100,000 =$100,001 $250,000  
(See Columns and D3)  N=$250.001 $500,000 =$500,001 ],000,000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000,001 $50.000,000 More tb, art$ 50,000,000 Value Mclhod Codes  Q=Appraisal =Cost (Real Estale Only) =Assessment  =Cash Market  
(See Column C2/ =Book Value =Other =Estimaled  

Name Person Reporting Date Report

04/20/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report.) 
Part 
(a)
 Line refers Trust that unfunded and has assets (this Trust also listed Part VII, Line 86). 

PART VII: 

(b) the description assets the abbreviation ADR refers American Depositary Receipts (shares foreign companies trading U.S. exchanges); ETF refers Exchange Traded Funds (index funds that trade common stocks). 

(c)
 Lines 25, 43, 52, and are aggregated Schwab cash equivalent accounts containing one more the following. Schwab Municipal Money Fund Value Advantage; Schwab Money Fund Value Advantage, Schwab One Cash Account, Charles Schwab Bank Deposit Accounts, and/or Schwab Cash Reserves. 

They are aggregated here per the 2010 Filing Instructions. These account balances change frequently result securities purchases sales, cash transfers, and dividends interest received. The income received and ending values are shown required the non-retirement plan account (Line 5). 

(d)
 The accounts identified IRAs and were opened 2010. Lines 56, and refer assets previously described IRA and transferred these accounts 2010. 

(e)
 Line refers part assets previously described QUALIFIED RETIREMENT PLAN which were transferred IRA 2010 and merged with shares the same fund already the account. The accounts identified IRAs and were opened 2010. Lines 73, and refer assets previously described IRA and transferred these accounts 2010. These accounts had zero balance the end 2010 all assets were transferred back 1RA #2. 
(g)
 Line 54: Purchases this fund are made monthly basis. Individual purchases are below the minimum reporting requirement but are aggregated for the entire year with date shown 12/31/10. 

(h)
 Line refers Trust that unfunded and has assets (this Trust also listed Part Line 

(i)
 Line refers aggregated cash equivalent account Merrill Lynch that pays both dividends (for Merrill Lynch CMA Money Fund) and interest (for Merrill Lynch Bank Deposit Program). This not brokerage acccount, and individual stocks, bonds other assets are held. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: S/Rosemary Collyer 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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