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Judicial Watch • Ruggero J. Aldisert – 2012

Ruggero J. Aldisert – 2012

Ruggero J. Aldisert – 2012

Page 1: Ruggero J. Aldisert – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Publication, Aldisert, Ruggero J Aldisert, Ruggero, Royalties, acorn, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Aldisert, Ruggero Court Organization Third Circuit Date Report 0612112013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. CircuitJudge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. [{] Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
120 Cremona Drive Suite "D" Santa Babara 93117-5511 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Aldisert, Ruggero 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 02/03/2012  Nat'! Institute Trial Advocacy (Publication Royalties)  $3,568.01 07/27/2012  Nat'! Institute Trial Advocacy (Publication Royalties)  $1,613.85 04/23/2012  Author House (Publication Royalties)  $127.00 06106120  Author House (Publication Royalties)  $228.78 09/07/2012  Author House (Publication Royalties)  $167.92 09/27/2012  Carolina Academic Press (Publication Royalties)  $445.22 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
[Z] 

ITEMS PAID PROVIDED 

Date Report 
Aldisert, Ruggero 
06/21/2013 

SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing ins/ructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
VALUE CODE 

Date Report 

Aldisert, Ruggero 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$I .000 less =$1 ,001 -$2.500  c42.501 -$5.000  045.001 -$15.000  E415.001 -$50.000  
(Sec Columns and 04)  F=$50.00l -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000  L450.00 I00.000 =$100.001 -$250.000  
(Sec Columns and 03)  N4250.00 -$500.000  0=$500,00 -$1 .000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

Date Report 
Aldisert, Ruggero 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (I) (I} 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. Columbia Acorn Fund 
Dividend 	Sold 05112/12 
American Funds: Growth Fund America Dividend 	Sold 05112/12 
20. Royce Total Return Dividend Income Gain Codes: ,000 less =$1.001 -$2.500 42,501 -$5.000 0=$5.001 -$15.000 415.001 -$50.000 (Sec Columns and 04) =$50.00 -$100.000 =$100.00 -$1.000.000 Ill 41,000.001 -$5.000.000 112 ""More than $5.000.000 
Value Codes =$15.000 Jess =$15.001 -$50.000 L=$50.00 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) N=$250.00 -$500.000 0=$500.00 1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000 
P3=$25.000.001 -$50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(Sec Column C2) =Other 

U=Book Value =Estimated 

Date Report 
Aldisert, Ruggero 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private 
transaction) 
35. Morgan Equity Interest Buy 07/16/12 

36. 
Alliance Berstein High Income Municipal Interest Buy 07/25/12 

37. 
MFS Value (USA) Dividend Buy 03/12/12 

38. 
Invesco Van Kampen Small Cap Value Dividend Buy 04/12/12 

Invesco Van Kampen Intermediate Muni Interest Buy 06/25/12 Inc. Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.00 -$I 00.000 I00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.00I I00.000 I00.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.001-$1.000.000 =$1.000.001 -$5.000.000 =$5.000.00 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and uSTS -income, va/ae, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) 
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1,000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50.00 J00.000 J00.00 -$250.000  
(Sec Columns and D3)  N=$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001-$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
Aldisert, Ruggero 
06/21/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes 111ose spouse and dependent children; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period 

(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2.501 -$5.000  D=$5.001 -$15.000 415.001 -$50.000  
(Sec Columns and 04)  F450.00 -$I 00.000 4100.001 -$1.000.000  Ill 41.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L450.00 -$100.000 4100.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000 =$500.00 -$1.000.000 =$1.0oo.001 -$5.000.000  P2=$5.000.001 -$25,000.000  
P3=$25.000.00 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Name Person Reporting 
Aldisert, Ruggero
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) previous report, inadvertently omitted from Section VIL INVESTMENTS and TRUSTS the following assets "American Funds Tax Exempt and 
"SPDR Gold Gold SHS." have now amended the Section. 
Please refer Line for the status "American Funds Tax Exempt F." 
Please refer Line for the status of"SPDR Gold Gold SHS." 

Date Report 
Aldisert, Ruggero 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

Signature: Ruggero Aldisert 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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