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Judicial Watch • Rya W. Zobel – 2012

Rya W. Zobel – 2012

Rya W. Zobel – 2012

Page 1: Rya W. Zobel – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Rya W Zobel, Zobel, 2012, Market, assets, spouse, transactions, TRUSTS, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app  JOJ.f 11) Person Reporting (last name, first, middle initial) Zobel, Rya Court Organization MA, Date Report 05/14/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) D.J., active,  Sa. Report Type (check appropriate type) Nomination Date Initial [{J Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Courthouse Way 
Boston, 022 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Trustee Irrevocable Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.)  SOURCE New York Intellectual Property Law Association, Annual Dinner  DATES March 23, 2012  LOCATION New York,  PURPOSE Meeting  ITEMS PAID PROVIDED transportation, lodging, food GIFTS. (Includes those spouse and dependent children; see pp. 28-31 

instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 

instructions.) 
[{] NONE (No reportable liabilities.) 

CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
{including trust assets)  reporting period reporting period  

(I) (2) (I) (I) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 41, 000 less 41.001  $2.500  c=$2.501  $5,000 45.001  $15.000 =$15.001  $50.000  
(Sec Columns and D4)  F=$50,001  $100,000 4100.001  $1.000.000  Ill =$1.000.001  $5,000.000  1!2 =More than $5,000,000 Value Codes  J=$15.000 less  K=$15.001  $50,000 =$50.001  $100,000  M=$!00.001  $250.000  
(Sec Columns and 03)  N=$250.001 $500,000  0=$500,001. $1,000.000 =$1,000.001  $5,000.000 =$5,000.001  $25,000.000 =$25,000.001  $50.000.000  1'4 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=O =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions (1nc111des those spouse and dependent children; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) 
(3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 
transaction)
(Q-W) 
18.  Buy (add'l)  08/14/12  
19. SPDR SP Retail ETF XRT (X)  Dividend  Buy  04/03/12  
20. !Shares Broker Dealers (X)  Dividend  Buy  04/03/12  
21. Amex SPDR Technology Select Index  Dividend  Buy  08/14/12  
22. Market Vectors Coal ETF KOL (X)  Dividend  Buy  08/14/12  
23. Amex SPDR Industrial Select INdex XLI  Dividend  Sold  04/02/12  
24. Citizens Bank, checking  Interest  
25. Hanscom Federal Credit Union, savings  Interest  
26.  
27. Assets Irrevocable Trust  
28. Fidelity Total Bond FTBFX  Interest  
29. American High Income Class AHTFX  Interest  
30. Treasury NTS 4.0%  Interest  
31. Treasury NTS 4.5%  Interest  
32. Forward Select Income KIFAX  Interest  
33. Putnam Diversified Income PDVYX  Dividend  
34. Putnam Income PNCYX  Dividend Income Gain Codes: 41.000 less  B41,001 -$2,500  c=$2,501 -$5,000  D45,001 15.000 =$15.001 -$50,000  
(Sec Columns and D4)  F=$50.001 100.000 =$100.001 -$1,000.000  Ill I.000,001 -$5,000.000  112 =More than .000.000 Value Codes  J=$15,000 less =$15,001 -$50,000  L=$50.001 100,000 =$100,001 -$250,000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 425.000,001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

05/1412013
Zobel, Rya
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 ins1ructio11s.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35.  Goldman Sachs Global Income Institutional, GSGLX  Dividend  
36.  Goldman Sachs Local Emrg Mrkts Debt GIMDX  Dividend  
37.  Payden Short ond, PYSBX  Dividend Income Gain Codes: $1.000 less 41.001 -$2,500 $2.501 -$5.000  D$5.001-$15.000  E415.001-$50.000  
(See Columns and 04) 450.001 -$100.000 00.00 -$1.000.000  Ill $1.000.001 -$5.000.000  112 More than $5,000.000 Value Codes  J$15.000orless 415,001 -$50.000 $50.00I -$I 00.000 4100.001 -$250.000  
(Sec Columns and 03) $250.001 -$500.000  04500,001 -$1,000.000 $1,000.001 -$5.000.000 $5.000.001 -$25.000.000 $25,000.001 -$50,000,000 More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  vOther =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) inadvertently failed report ownership ofW Amex SPDR Industrial Select Index XL! last year. All shares were sold April 2012 noted line 25. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Rya Zobel 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544