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Judicial Watch • S Spiegel – 2006

S Spiegel – 2006

S Spiegel – 2006

Page 1: S Spiegel – 2006

Category:Federal Judges

Number of Pages:11

Date Created:September 4, 2007

Date Uploaded to the Library:December 01, 2013

Tags:Gradison, S Spiegel, Victory, SPIEGEL, complete, Brokerage, Arthur, partial, trust, 2006, IRS, ICE, CIA, Federal Judge, financial, income, Judge


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5-2-07;15:00 Spiegel Chambers ;513 564 7627 
SELF INITIATED 
AMENDMENT 
 
FOR CALENDAR YEAR 2006 Person Reporting (last name, llnr, middle lllilial) Court Organization 
SPIEGEL, ARTHUR USDC, SIJ OHIO Title (Article judi:es llldlcttc active senior st.ms; Sa. Report Type {check appropriate type) magistrate judges llldlcate full-or part-l!ID 
Nomination, Date 
U.S. SENIOR DISTRICT JUDGE 
lnilial Annual Date Report 
04/09/2007 Reportini: Period 
01/01/2006 
Fiaal 111.J1/2006 
Amended Report Cbaml>en OfDn Addnu. tbe buls the illfonnation contained this Report llJld any modlftca!lons pertaining thereto, Is, opinion, compliance. 
838 Potter Stewart U.S. Courth with applicable lawa and rq:ulatiom. 
Cincinnati, 45202 
 
RevlewlngOfflcer 
IMPORTANT NOTES: The Jnstnu:tion.s acompan_ylng this form mllSI fallowed. Complete all parts, checking tbe NONE box for each plllt where yo11 have reportable inforltllltion. Sign lastpage. POSIT! ONS. (Reporting_ /411al only; 8Upp. 9-13 ofinstr11cdons.) [!] NONE (No reponable positions.) AGREEMENTS. (Reporting inJivb/11111 only; #ee pp. 1./-16 ofimfT11ctions.) (KJ-NONE (No reportable agreements.) 
 
 
5-2-07;15:00 ;.J. Spiegel Chambers ;513 564 7627 
Date ofReport 
Name ofPerson Reportlns 
04/09/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisiom permitting non-disclosure.  further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 
Date NOTE; ANY INDIVIDUAL WHO AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVJL 
AND CRIMINAL SANCJ10NS U.S.C. app.  104) 
FILING INS1RUCITONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government Act 1978 
Rev. 112007 
INITIAL FILING U.S.C. app.  101-111) Date Report Person Reporting (last name, first, middle initial) Court Organization 
SPIEGEL, ARTHUR USDC, OHIO 
04/09/2007 Reporting Period Title (Article judges Indicate active senior status; Sa. Report Type (check appropriate type) 
magistrate judges Indicate full-or part-time) 
01/01/2006 Nomination, Date 
U.S. SENIOR DISTRICT JUDGE Initial Annual Final 
03/10/2007 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
838 Potter Stewart U.S. Courth with applicable Jaws and regulations. 
Cincinnati, 45202 
Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSITIONS. (ReporJing individual only; see pp. 9-13 instructions.) [K) NONE (No reportable positions.) 
POSITION NAME 
,....;; 
 
c::P 
FTJS2 
o 
II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) 
[K) NONE (No reportable agreements.) 
PARTIES AND 
 
 
 
 
 
III. NON-INVESTMENT ME. (Reporting individual and spousl!; see pp. 17-24 instructions.) Filers Non-investment Income 
 NONE (No reportable non-investment income.) Federal Judicial Center National Workshop for District Judges-Denver, -August 7-9, 2006 
Date Report 
Name Person Reporting 
04/09/2007 
SPIEGEL, ARTHUR 
V GIFTS. (Includes those spouse and dependent children. See pp. 18-Jl ofinstrucdons.) 
IK] NONE (No reportable gifts.) 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children. See pp. JZ-33 ofinstrucdons.) 
IBJ NONE (No reportable liabilities.) 
 
 
 
 
Date Report 
Name Person Reporting 
04/09/2007 
SPIEGEL, ARTHUR 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
See Attached 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (S) 
Amount Type( e.g. Value Value Type( e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
{A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) private 
(Q-W) transaction) JO. 
11. 
 
12. 
 
13. 
 
 
15. 
 
16. 
 
 
17. Income Gain Codes: =li ,000 less =Sl,001 $2,500 =$2,501 -$5,000 O=S5,00l -Sl5,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -SI00,000 =$100,001 -Sl,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 ValueCodcs =$15,000 less =SI 5,001 -$50,000 =$50,001. SI00,000 =SI00,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001.$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other =Assessment =Book Value ::Estimated 
 
Date Report 
Name Person Reporting Arthur Spiegel NONE {No reportable income, assets, transactions.) 
Brokerage Account Anadarko Petroleum Corp {APC) Div Exxon Mobil Corp (XOM) Div 
Fifth Third Bancorp Ohio (FITB) Div 
Marathon Oil Corp (MRO) Div PNC Financial Services Group (PNC) Div 
Piper Jaffray Companies Inc (PJC) None Procter Gamble (PG) Div Smucker Company New (SJM) Div U.S. Bancorp Deiaware New (USB) Div 
Union Pacific Corp (UNP) Div United States Steel Corp (X) Div Eaton Vance Balanced Fund (EVIFX) Div Gateway Fund (GATEX) Div Victory Ohio Muni Bond Fund (SOHTX) Div Ohio State Water Development Unrefunded due 12/1/08 Int Int Gradison Ohio Municipal Cash Trust Div Brokerage Account -Trust Div Int -Gradison Ohio Municipal Cash Trust -Automatic Data Processing (ADP) -Bristol Myers Squibb (BMY) Complete Sale 7/28/06 
 
 
 
Name Perwn Reporting Date Report Arthur Spiegel 
NONE (No reportable income, assets, transactions.) -Exxon Mobil Corp (XOM) -HSBC Holdings PLC (HBC) Complete Sale 1/4/06 -JP Morgan Chase Company (JPM) -Pepsico Inc (PEP) Pfizer Inc (PFE) -Pitney Bowes Inc (PBI) -Procter Gamble (PG) -EW Scripps (SSP) -3M Co(MMM) -U.S. Bancorp (USB) 
-Berea Ohio Bought 1217/06 3.75% due 12/1/11 -Butler County, Ohio 4.95% due 12/1110 -Cuyahoga County, Ohio 75% due 12/1109 -Eastern Regional Wastewater 4.25% due 12/1/IO 
 
-Kings Local School District. 5.20% due 12/1/08 -Nordinia Hills, School District 4.7% due 12/1/09 -Fairfield Ohio City School 5.1% due 12/1/06 -Findlay Ohio due 7/1/08 -Madison Local School District 4.05%due 12/1/06 -Muskingum County Ohio Hospital 5.35% due 12/1/07 
 
Complete Redemption 12/1/06 
Complete Redemption 12/1/06 
 
Brokerage Account# -Trust 
-Templeton Foreign Fund (TEFTX) Partial Sale 6/19/06 Partial Sale 9/14/06 
Name Person Reporting 	Date Report Arthur Spiegel 
NONE (No reportable income, assets, transactions.) 
-Victory Established Value Fund (GETGX) 
-Victory Small Company Opportunity f1U1d 	Partial Sale 6/19106 Partial Sale 9114106 
(GOGFX) 
Partial Sale 11/17/06 
-Victory Diversified Stock Fund (GRINX) Partial Sale 6/19/06 Partial Sale 9/14/06 
-Gradison U.S. Government Reserves 
Brokerage Account 
Victory Established Value Fund (GETGX) Div 
Victory Fund for Income (GGfFX) Partial Sale 0/11106 Victory Gradison Government Reserves Div Brokerage Account -Trust Div 
-Victory Gradison Government Reserves -Gateway Fund (GA TEX) -Harbor International Fund (HAINX) -!Shares SP 500 Index Fund -!Shares Russell 1000 Value Index -!Shares Russell 000 Growth Index 
-Royce Total Return (RYfRX) 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport.) 
 
 
 
 
 
Name PenonReporting Date Report 
SPIEGEL, ARTHUR 04/09/2007 
 
IX. CERTIFICATION. certify that all Information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria aed the acceptance gifts which have been reported are compliance with the provisioes U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature. 
NOTE: ANY INDIVI FAILS FILE REPORT MAY suBJEc;;. c1v1L AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544