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Judicial Watch • Sam E. Haddon – 2012

Sam E. Haddon – 2012

Sam E. Haddon – 2012

Page 1: Sam E. Haddon – 2012

Category:Federal Judges

Number of Pages:7

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:preferred, Haddon, Sam E Haddon, NUVEEN, BLACKROCK, 2012, trust, Market, spouse, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Haddon, Sam Court Organization District Court -Montana Date Report 05/14/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
Paul Hatfield Courthouse 901 Front Street, Suite OOA Helena, 59626 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing ins/ructions.) 
[{] NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/14/2013
Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  Buchanan Capital LLC for First Clearing -Pension Plan Distribution  $167,000.00  
2.2012  Thrift Savings Plan  $68,472.88 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 The Northern Trust Company for Providence Health System -Retirement Distribution 
IV. REIMBURSEMENTS transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 qffi!ing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

05/14/2013 GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  American College Trial Lawyers  Membership dues  $725.00 

VJ. LJABJLJTJES. (Jnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

05/14/2013 

VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nct11des those spo11se and dependent children; see pp. 34-60 

instr11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period Income Gain Codes: =$1.000 less =$1 .001 -$2.500  c=$2.501 -$5.000  D=$5.00J -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000  G=$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$I 5.000 less  K=$15.001 -$50.000  L=$50.00I -$I 00.000 =$!00.001 -$250.000  
(Sec Columns and DJ) =$250.00t  $500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.00 -$50.000.000  1'4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Colunm C2) =Book Value  V=Othcr =Estimated  

05/14/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period rep011ing period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

I8. AMECX Income Fund America (X)  Dividend  Buy  02/29/12  
19. PFXF -Prefered Securities ex-Financials (X)  Dividend  Buy  08/2I/12  
20.  Buy (add'!)  12/17/I2  
21. JPZ -Nuveen Equity Premium Income Fund (X)  Dividend  Buy  06/25/I2  
22. JPC -Nuveen Preferred Income Opportunities Fund (X)  Dividend  Buy  03/02/I2  
23.  Buy (add'!)  05/03/12  
24. HYS -Pimco 0-5 High Yeild Corp Bond Fund (X)  Dividend  Buy  09/0l/I2  
25. JTP -Nuveen Quality Preferred Income Fund(X)  Dividend  Buy  03/02/I2  
26.  Buy (add'!)  05/03/I2  
27. JPS -Nuveen Quality Preferred Income Fund (X)  Dividend  Buy  I2/17/I2  
28. JNK -SPDR Barclays High Yield Bond (X)  Dividend  Buy  03/13/I2  
29. HYT  Blackrock Corp High Yield Fund (X)  Dividend  Buy  02/29/I2 Income Gain Codes: =$1.000 less =$1,001 -$2.500 42.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 I00.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Hook Value  V=Othcr =Estimated  

Date Report 
Haddon, Sam 
05/14/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate part report.) 
Additional information from: Part Vil. Investments and Trusts. Wells Fargo Money Market (Formerly "Wachovia Securities Money Market") BGR-Blackrock Energy Resource Trust Fund (Formerly "Blackrock Global") 
#13 BTZ-Blackrock Alloc Inc (Formerly "Blackrock PrefEq Trust") 

05/14/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Sam Haddon 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544