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Judicial Watch • Samuel James Otero Financial Disclosure Report for 2006

Samuel James Otero Financial Disclosure Report for 2006

Samuel James Otero Financial Disclosure Report for 2006

Page 1: Samuel James Otero Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:7

Date Created:October 12, 2007

Date Uploaded to the Library:November 13, 2013

Tags:Otero, Samuel James Otero, redemption, Samuel, account, Retirement, 2006, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting Qast name, first, middle initial) Otero, Samuel Court Organization U.S. District Court Date Report 05/03/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge, Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01101/2006 12/31/2006  
Sb. Amended Report Chambers Office Address United States District Court 312 North Spring Street Los Angeles, 90012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking tfze NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[KJ  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.)  NONE (No reportable agreements.) 2003 1988  AND TERMS California Judges Retirement Plan; Pension Upon Retirement, Age Los Angeles Employees Retirement Plan; Pension Upon Retirement, Age (./)CJ ....,;: (JJ r._ -fTl  l'o..tc:::>c::::. ."'-'  ;t) fTJ 
Date Report 
Name Person Reporting 
05/03/2007
Otero, Samuel 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp.  17-24 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  
SOURCE AND TYP  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were ma"ied during any portion the reporting year, complete this section. 
(Dollar amount not rel{llired except for honoraria.) NONE (No reportable non-investment income.) Los Angeles Unified School District 

IV REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION  Federal Circuit Bar Conference  Albuquerque, New Mtransportation)  exico 06-27-07 through 06-30-07 panel speaker (meals, hotel, NONE (No reportable liabilities.) 

Date Report 
Name Person Reporting 
05/03/2007
Otero, Samuel 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "_(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(l)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell.  Month  Code  Code  bnyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  Franklin California Tax Free Income Fund  Dividend  redemption  08/31  Galliard Stable Value (LA Def. Comp.Wash Mutual Liquid) F.I. Roth Retirement Account F.I. Cash Management Fund  Interest Dividend  F.1. Roth Retirement Account F.1. Cash Management Fund  Dividend  redemption  10124  F.l. Roth Retirement Account F.1. Cash Management Fund F.l. Roth Retirement Account F.l. Cash Management Fund  Dividend Dividend  redemption redemption  11/07 11/14  F.1. Roth Retirement Account F.I. Cash Management Fund  Dividend  redemption  11120  
F.I. Roth Retirement Account F.l. Cash Management Fund  Dividend  redemption  12/18  First Investors Investment Grade Fund  Dividend  redemption  03/10  
10.  First Investors Fund for Income  Dividend  None  
11.  First Investors Blue Chip Fund  Dividend  redemption  03/20  
12.  First Investors Government Fund  Dividend  redemption  02118  
13.  First lnvesors Insured Tax Free Fund  Dividend  redemption  10124  
14.  First Investors Insured Tax Free Fund  Dividend  redemption  11/14  
15.  Oppenheimer Discovery Fund  Dividend  None  
16.  Oppenheimer Equity Fund  Dividend  None  
17.  Aviva Life Insurance Strategy Select  Dividend  None Income Gain Codes: 1,000 less =$1,001 -S2,500 =$2,50 -$5,000  D=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and D4)  F=$50,00l -SIOO,OOO =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than S5,QOO,OOO Value Codes 15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$I 00,00 I-$250,000  
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
18. 	
Great American Life Insurance 

19. 	
Government Securities Investment Fund TSP 

20. 	
Common Stock Index Investment Fund TSP 

21. 	
2020 Life Cycle Fund XTSP 

22. 	
Small Cap. Index TSP 

23. 	
International Fund TSP 

24. 	
United States Savings Bond 

Washington Mutual Bank Joint Accounts 
26. L.A. Federal Credit Union Joint Accounts  
lncome during  Gross value end  Transactions during reporting period  
reporting period  repor ting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) 
None
Dividend 
Interest 
None 
Interest 
None 
None 
Interest Income Gain Codes: 1,000 less =$1,001 -S2,500 =S2,501 -$5,000  D=S5,00l -Sl5,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00I -$I 00,000 =S!00,001 -S!,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes =SI 5,000 orless  K=SI5,00I -$50,000  L=$50,001 -$100,000 =SI 00,00 -$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes  P3=$25,000,001 -$50,000,000  R=Cost (Real Estate Ooly) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Othcr =Assessment =Book Value  W=Estimated  

Date Report 
Name Person Reporting 
05/03/2007
Otero, Samuel 
Vill. ADDITIONAL INFORMATION EXPLANATIONS. r1nt1ica1e partofReporLJ VII INVESTMENTS and TRUSTS 
NOTE: The gross value end the 2005 reporting period for Aviva Life Insurance Strategy Select was reported category should have been reported 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions .S.C. app.  SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature NOTE: ANY INDI 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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