Skip to content

Judicial Watch • Samuel James Otero Financial Disclosure Report for 2007

Samuel James Otero Financial Disclosure Report for 2007

Samuel James Otero Financial Disclosure Report for 2007

Page 1: Samuel James Otero Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:8

Date Created:October 28, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Otero, Samuel James Otero, Investors, redemption, Samuel, Retirement, Gross, united, 2007, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

August 2008 
....... 
C=' ...,,,.,
Cf) 
A)c ::r::..--r:1 _,". c::
(f) c: T6 
::::D ; .. l'l::.-. 
:
George Reynolds, Staff Counsel 	--i--'!f 
-rt
Committee Financial Disclosure fTl
Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
Dear Mr. Reynolds: 	
Real property located California and New Mexico: The Income Gain Code The Gross Value Code 	
First Investors Money Market Account: The Income Gain Code The Gross Value Code 	
Bank America Savings Account: The Income Gain Code The Gross Value Code 	
WaMu Checking Account: The Income Gain Code The Gross Value Code 	
Lockheed Martin Credit Union Savings Account: The Income Gain Code The Gross Value Code 

Sincerely, 
United States District Judge Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 US.Capp. 101-111) 
U.S. Person Reporting (last name. first, middle initial) Otero, Samuel Court Organization District Court Date Report 05112/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) US. District Judge, Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 0110112007 1213112007 Chambers Office Address United States District Court 255 East Temple Street Ste 870 Los Angeles, 90012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date------- 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT NS. (Reporting indil'idual only; see pp. 9-13 filing 
instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY  Co-Trustee  Trust Fund  (.()  ::0  o:::;;:  ::r>  (') ..... fT'i 

-rtl 
is> 
c::> J1l 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PARTIES AND TERMS 2003 California Judges Retirement Plan; Pension Upon Retirement, Age 1988 Los Angeles Employees Retirement Plan; Pension Upon Retirement, Age 

0511212008
Otero, Samuel 
Ill. N-JNVESTMENT ME. (Reporting indfridual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 01/2007  Los Angeles Employees Retirement Pension 14,626.00 Spouse's Non-I nvestJncnt Income -I/you '"ere married during any portion oft/re reporting year, complete tlris "ction. 
(Dollar omow1t not required except for honoraria.) NONE (No reportable non-investment income.) Los Angeles Unified School District 

IV. REIMBURSEMENTS --transportation, /odgi11g.food, entertai11me11t. 
(Includes those spouse and dependent chUdren; see pp. 2527 o.fjiling
instructions.) 
NONE (No reportable reimbursements.) 

V GIFTS. (lnc/udes those ;pouse and dependent children; see pp. 28-3 filing instructions.) 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION Sallie Mae Student Loan 
VALUE CODE 

05/12/2008
Otero, Samuel 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1ude.1 those spouse and dependent c1iitdren: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including tnist assets) 
.Place "(X)" after each asset 
exempt from prior disclosure  
Jncome during  Gross value end  
reporting period  reporting period  
(I)  (2)  (I)  (2)  
Amount  Type (e.g  Value  Value  
Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W) 
Transactions during reporting period 
(2) (5) 
Identity 
Date
Type (e.g 
Value 
Gain 
buyer/seller
Month 
Code
Code
buy, sell, Day 
(if private transaction) 
redemption) (A-H)
(J-P) Franklin California Tax Free Income Fund  Dividend  redemption  08/31 Galliard Stable Value (LA Def. Comp.Wash Mutual Liquid)  Interest F.1. Roth Retirement Account F.I. Cash Management Fund  Dividend  redemption  03113 First Investors Investment Grade Fund  Dividend  redemption  01105 First Investors Fund for Income  Dividend  redemption  01/05 First Investors Blue Chip Fund  Dividend  redemption  03/13 First Investors Government Fund  Dividend  redemption  01/05 First lnvesors Insured Tax Free Fund  Dividend  redemption  01/05 First Investors Insured Tax Free Fund  Dividend  redemption  03113  
10. Oppenheimer Discovery Fund  Dividend  None Oppenheimer Equity Fund  Dividend  None  
12. Aviva Life Insurance Strategy Select  Dividend  None  
13. Great American Life Ins urance  Dividend  None  
14. Government Securities Investment Fund TSP  
15. Common. Stock Index Investment Fund TSP  
16. 2020 Life Cycle Fund XTSP 17. Small Cap. Index TSP Income Gain Codes: 1,000 less 1,00 -S2,500 =S2,50 -S5,000  D=S5.00J -515,000 =S15,00I -S50,000  
(See Columns and 04) =S50,00 -SI 00,000 =SI00,001 -St.000,000 =SJ ,000,001 -ss.000.000 =More than )5,000,000 Value Codes 15,000 less =Sl5,00I  sso.ooo =S50,00 -SI 00,000 =SI00,001 -S250,000  
(See Columns and 03) =S250,001 -S500._000 =S500,00 1,000,000 1.000.00 -ss.000.000 =S5,000,00 -S25.000,000 =s2s.ooo.001 -sso,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only)  S""/ssessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/J 2/2008 
Otero, Samuel 
VII. INVESTMENTS and TRUSTS --income, vatue, 1ransa,tions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) 
(5)
(I)  (2)  (I)  (2)  
Place "(X)" after each asset  Amount  Type (e.g .  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g buy. sell, redemption) 
Date 
Month-
Day 

Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

18. International Fund TSP 19. United States Savings Bond  Interest  None  
20. Washington Mutual Bank -Accounts  Interest  None  
21. L.A. Federal Credit Union -Accounts  Interest  None  
22. California Credit Union  Interest  None Income Gam Codes: "'SI ,ODO less 0St.OOI -S2.500 =Sl,501 -S5,00ll =S5.00I -Sl5,000 15.00 -550,000  
(See Columns and 04) =$50.00 -SI 00,000 =SI 00,00 1,01111.000 1,000.00 -S5.000,000 =More than S5,000,000 Value Codes "'S 15,000 less 15.00 -550,000 =S50,00 00,000 00,00 -5250,000  
(See Columns and 03) =5250.001 -5500,000 =SS00.00I 1.000,000 =51,000.001 -ss.000.000 =S5,000,00I -S25,000,000 =525,000,1)()1 -550,000,000 =More than SS0,000,000 Value Method Codes =Appraisal Co;< (Real Estate Only) =Assessment ""Cash Market  
(See Column C2) 00Book Value =Other =Estimated  

05112/2008
Otero, Samuel 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (JndicatepartofReport.) VII INVESTMENTS and TRUSTS 
NOTE: The California Credit Union -credit union. This account should have been reported prior disclosure repo11s. 

0511212008
Otero, Samuel 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI et. seq., U.S.C.  7353, and Judicial Conference '.egulations. 

NOTE:: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFlli:S FAILS FILE: THIS Rli:PORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-30 One Columbus Circle, N.E. Washington, D.C. 20544