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Judicial Watch • Samuel Otero James – 2006

Samuel Otero James – 2006

Samuel Otero James – 2006

Page 1: Samuel Otero James – 2006

Category:Federal Judges

Number of Pages:7

Date Created:October 12, 2007

Date Uploaded to the Library:December 02, 2014

Tags:Otero, Samuel James Otero, redemption, Samuel, account, Retirement, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-I Person Reporting Qast name, first, middle initial) Otero, Samuel Court Organization U.S. District Court Date Report 05/03/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge, Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01101/2006 12/31/2006 
Sb. Amended Report Chambers Office Address United States District Court 312 North Spring Street Los Angeles, 90012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking tfze NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[KJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 2003 1988 AND TERMS California Judges Retirement Plan; Pension Upon Retirement, Age Los Angeles Employees Retirement Plan; Pension Upon Retirement, Age (./)CJ ....,;: (JJ r._ -fTl lo..tc:::>c::::. ;t) fTJ 
Date Report 
Name Person Reporting 
05/03/2007 
Otero, Samuel 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYP INCOME (yours, not spouses) Spouses Non-Investment Income -If you were maied during any portion the reporting year, complete this section. 
(Dollar amount not rel{llired except for honoraria.) NONE (No reportable non-investment income.) Los Angeles Unified School District 
 
 
IV REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION Federal Circuit Bar Conference Albuquerque, New Mtransportation) exico 06-27-07 through 06-30-07 panel speaker (meals, hotel, NONE (No reportable liabilities.) 
 
Date Report 
Name Person Reporting 
05/03/2007 
Otero, Samuel 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place _(X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(l) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell. Month Code Code bnyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Franklin California Tax Free Income Fund Dividend redemption 08/31 Galliard Stable Value (LA Def. Comp.Wash Mutual Liquid) F.I. Roth Retirement Account F.I. Cash Management Fund Interest Dividend F.1. Roth Retirement Account F.1. Cash Management Fund Dividend redemption 10124 F.l. Roth Retirement Account F.1. Cash Management Fund F.l. Roth Retirement Account F.l. Cash Management Fund Dividend Dividend redemption redemption 11/07 11/14 F.1. Roth Retirement Account F.I. Cash Management Fund Dividend redemption 11120 
F.I. Roth Retirement Account F.l. Cash Management Fund Dividend redemption 12/18 First Investors Investment Grade Fund Dividend redemption 03/10 
10. First Investors Fund for Income Dividend None 
11. First Investors Blue Chip Fund Dividend redemption 03/20 
12. First Investors Government Fund Dividend redemption 02118 
13. First lnvesors Insured Tax Free Fund Dividend redemption 10124 
14. First Investors Insured Tax Free Fund Dividend redemption 11/14 
15. Oppenheimer Discovery Fund Dividend None 
16. Oppenheimer Equity Fund Dividend None 
17. Aviva Life Insurance Strategy Select Dividend None Income Gain Codes: 1,000 less =$1,001 -S2,500 =$2,50 -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,00l -SIOO,OOO =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than S5,QOO,OOO Value Codes 15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$I 00,00 I-$250,000 
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
18. 	 
Great American Life Insurance 
 
19. 	 
Government Securities Investment Fund TSP 
 
20. 	 
Common Stock Index Investment Fund TSP 
 
21. 	 
2020 Life Cycle Fund XTSP 
 
22. 	 
Small Cap. Index TSP 
 
23. 	 
International Fund TSP 
 
24. 	 
United States Savings Bond 
 
 
Washington Mutual Bank Joint Accounts 
26. L.A. Federal Credit Union Joint Accounts 
lncome during Gross value end Transactions during reporting period 
reporting period repor ting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
None 
Dividend 
Interest 
None 
Interest 
None 
None 
Interest Income Gain Codes: 1,000 less =$1,001 -S2,500 =S2,501 -$5,000 D=S5,00l -Sl5,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00I -$I 00,000 =S!00,001 -S!,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes =SI 5,000 orless K=SI5,00I -$50,000 L=$50,001 -$100,000 =SI 00,00 -$250,000 
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes P3=$25,000,001 -$50,000,000 R=Cost (Real Estate Ooly) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Othcr =Assessment =Book Value W=Estimated 
 
 
 
Date Report 
Name Person Reporting 
05/03/2007 
Otero, Samuel 
Vill. ADDITIONAL INFORMATION EXPLANATIONS. r1nt1ica1e partofReporLJ VII INVESTMENTS and TRUSTS 
NOTE: The gross value end the 2005 reporting period for Aviva Life Insurance Strategy Select was reported category should have been reported 
 
 
 
 
 
 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions .S.C. app.  SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature NOTE: ANY INDI 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544