Skip to content

Judicial Watch • Samuel Otero James – 2007

Samuel Otero James – 2007

Samuel Otero James – 2007

Page 1: Samuel Otero James – 2007

Category:Federal Judges

Number of Pages:8

Date Created:October 28, 2008

Date Uploaded to the Library:December 02, 2014

Tags:Otero, Samuel James Otero, Investors, redemption, Samuel, Retirement, Gross, united, 2007, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

August 2008 
....... ...,,,., 
Cf) 
A)c ::r::..--r:1 _,. c:: 
(f) c: T6 
::::D ; .. ll::.-. 
: 
George Reynolds, Staff Counsel 	--i--!f 
-rt 
Committee Financial Disclosure fTl 
Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
Dear Mr. Reynolds: 	 
Real property located California and New Mexico: The Income Gain Code The Gross Value Code 	 
First Investors Money Market Account: The Income Gain Code The Gross Value Code 	 
Bank America Savings Account: The Income Gain Code The Gross Value Code 	 
WaMu Checking Account: The Income Gain Code The Gross Value Code 	 
Lockheed Martin Credit Union Savings Account: The Income Gain Code The Gross Value Code 
 
 
Sincerely, 
United States District Judge Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 US.Capp. 101-111) 
U.S. Person Reporting (last name. first, middle initial) Otero, Samuel Court Organization District Court Date Report 05112/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) US. District Judge, Active Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 0110112007 1213112007 Chambers Office Address United States District Court 255 East Temple Street Ste 870 Los Angeles, 90012 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date------- 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT NS. (Reporting indilidual only; see pp. 9-13 filing 
instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust Fund (.() ::0 o:::;;: ::r> ..... fTi 
 
-rtl 
is> 
c::> J1l 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PARTIES AND TERMS 2003 California Judges Retirement Plan; Pension Upon Retirement, Age 1988 Los Angeles Employees Retirement Plan; Pension Upon Retirement, Age 
 
 
0511212008 
Otero, Samuel 
Ill. N-JNVESTMENT ME. (Reporting indfridual and spouse; see pp. 7-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 01/2007 Los Angeles Employees Retirement Pension 14,626.00 Spouses Non-I nvestJncnt Income -I/you ere married during any portion oft/re reporting year, complete tlris ction. 
(Dollar omow1t not required except for honoraria.) NONE (No reportable non-investment income.) Los Angeles Unified School District 
 
 
 
IV. REIMBURSEMENTS --transportation, /odgi11g.food, entertai11me11t. 
(Includes those spouse and dependent chUdren; see pp. 2527 o.fjiling 
instructions.) 
NONE (No reportable reimbursements.) 
 
 
 
V GIFTS. (lnc/udes those ;pouse and dependent children; see pp. 28-3 filing instructions.) 
DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION Sallie Mae Student Loan 
VALUE CODE 
 
 
 
 
 
 
05/12/2008 
Otero, Samuel 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1ude.1 those spouse and dependent c1iitdren: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including tnist assets) 
.Place (X) after each asset 
exempt from prior disclosure 
Jncome during Gross value end 
reporting period reporting period 
(I) (2) (I) (2) 
Amount Type (e.g Value Value 
Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
Transactions during reporting period 
(2) (5) 
Identity 
Date 
Type (e.g 
Value 
Gain 
buyer/seller 
Month 
Code 
Code 
buy, sell, Day 
(if private transaction) 
redemption) (A-H) 
(J-P) Franklin California Tax Free Income Fund Dividend redemption 08/31 Galliard Stable Value (LA Def. Comp.Wash Mutual Liquid) Interest F.1. Roth Retirement Account F.I. Cash Management Fund Dividend redemption 03113 First Investors Investment Grade Fund Dividend redemption 01105 First Investors Fund for Income Dividend redemption 01/05 First Investors Blue Chip Fund Dividend redemption 03/13 First Investors Government Fund Dividend redemption 01/05 First lnvesors Insured Tax Free Fund Dividend redemption 01/05 First Investors Insured Tax Free Fund Dividend redemption 03113 
10. Oppenheimer Discovery Fund Dividend None Oppenheimer Equity Fund Dividend None 
12. Aviva Life Insurance Strategy Select Dividend None 
13. Great American Life Ins urance Dividend None 
14. Government Securities Investment Fund TSP 
15. Common. Stock Index Investment Fund TSP 
16. 2020 Life Cycle Fund XTSP 17. Small Cap. Index TSP Income Gain Codes: 1,000 less 1,00 -S2,500 =S2,50 -S5,000 D=S5.00J -515,000 =S15,00I -S50,000 
(See Columns and 04) =S50,00 -SI 00,000 =SI00,001 -St.000,000 =SJ ,000,001 -ss.000.000 =More than )5,000,000 Value Codes 15,000 less =Sl5,00I sso.ooo =S50,00 -SI 00,000 =SI00,001 -S250,000 
(See Columns and 03) =S250,001 -S500._000 =S500,00 1,000,000 1.000.00 -ss.000.000 =S5,000,00 -S25.000,000 =s2s.ooo.001 -sso,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) S/ssessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
05/J 2/2008 
Otero, Samuel 
VII. INVESTMENTS and TRUSTS --income, vatue, 1ransa,tions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(5) 
(I) (2) (I) (2) 
Place (X) after each asset Amount Type (e.g . Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g buy. sell, redemption) 
Date 
Month- 
Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 
 
18. International Fund TSP 19. United States Savings Bond Interest None 
20. Washington Mutual Bank -Accounts Interest None 
21. L.A. Federal Credit Union -Accounts Interest None 
22. California Credit Union Interest None Income Gam Codes: ,ODO less 0St.OOI -S2.500 =Sl,501 -S5,00ll =S5.00I -Sl5,000 15.00 -550,000 
(See Columns and 04) =$50.00 -SI 00,000 =SI 00,00 1,01111.000 1,000.00 -S5.000,000 =More than S5,000,000 Value Codes S 15,000 less 15.00 -550,000 =S50,00 00,000 00,00 -5250,000 
(See Columns and 03) =5250.001 -5500,000 =SS00.00I 1.000,000 =51,000.001 -ss.000.000 =S5,000,00I -S25,000,000 =525,000,1)()1 -550,000,000 =More than SS0,000,000 Value Method Codes =Appraisal Co;< (Real Estate Only) =Assessment Cash Market 
(See Column C2) 00Book Value =Other =Estimated 
 
 
05112/2008 
Otero, Samuel 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (JndicatepartofReport.) VII INVESTMENTS and TRUSTS 
NOTE: The California Credit Union -credit union. This account should have been reported prior disclosure repo11s. 
 
 
 
 
 
0511212008 
Otero, Samuel 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI et. seq., U.S.C.  7353, and Judicial Conference .egulations. 
 
NOTE:: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFlli:S FAILS FILE: THIS Rli:PORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-30 One Columbus Circle, N.E. Washington, D.C. 20544