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Judicial Watch • Sandra L. Lynch – 2012

Sandra L. Lynch – 2012

Sandra L. Lynch – 2012

Page 1: Sandra L. Lynch – 2012

Category:Federal Judges

Number of Pages:15

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Sandra L Lynch, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Government Act(!/ 1978
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-1I1) Person Reporting (last name, first, middle initial) Lynch, Sandra Court Organization U.S. Court Appeals, Cir Date Report 05/31/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge (active)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States Courthouse Courthouse Way, Suite 8710 Boston, 02210 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI0NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

lJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/31/2013
III. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not' required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Stanford Law School  1129112 -2/3/12  Stanford  Moot Court  Transportation, meals, and lodging  

0513 /2013 GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing 
instructions.) 
[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

05/31/2013 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes those spouse a11d dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less  B=$1,001 -$2,500  c=$2.501 -$5.000 =$5,001 -$15.000 =$15,001-$50,000  
(Sec Coltnnns and 04)  F=$50.001 -$100.000 =$100,001 -$1,000,000  Ill=$1.000.001 -$5.000.000  112=More than $5.000,000 Value Codes  J=$15.000or lcss  K=$15,001-$50,000  L=$50.00I $100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=$500,00I -$1,000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

05/31/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des t1tose spm1se and dependent c11ildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: .000 less 1,001  $2.500  c=$2 ,501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.00t -$t00,000 J00.00 -$1.000.000  HI=$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes  J=$ ,000 less  K=$15,001 -$50,000 =$50,00 J00.000 =$100,001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500,00  $1.000.000 =$1,000,001 -$5,000.000  1'2 =$5,000,001 -$25,000.000 =$25,000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

05/31/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 14-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period ofreporting period 
(I) (2) (I) (3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 41,000 less 41,001  $2,500 =$2,501  $5.000  0=$5,001. $15.000 =$15.00  $50,000  
(Sec Columns and 04) =$50.00  $100,000 =$100,00 -$1,000,000 =$1,000.001  $5.000,000  112 =More than $5,000,000 lue Codes =$15.000 less =$15,001  $50,000 =$50.001  $100.000 =$100,001  $250,000  
(See Columns and D3) =$250,001  $500,000 =$500,00  ,000.000 =$1,000,001  $5.000.000 =$5,000.001  $25,000,000  
1'3 =$25.000.00  $50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/31/2013
Lynch, Sandra 
VII. INVESTMENTS and TRUSTS --income, vatue, transactillns r1nct11des t1iose spouse and dependent cllildren; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(2) (2) (2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 
transaction)
(Q-W) Income Gain Codes: =$1.000 less 41,001 -$2.500  c=$2.501 -$5,000  0=$5.001 -$15.000 =$15.001 -$50,000  
(See Columns and D4) =$50,00 -$I 00.000 =$100.001 -$1.000.000  flI =$1.000,001 -$5.000.000  I12 =More than $5,000.000 Value Codes  J=$15,000 less  K=$15,001 -$50,000 =$50,00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500,000  0=$500.00 -$1,000,000 =$1.000,001 -$5,000.000  1'2 =$5.000.00 -$25,000,000  
 
1'3 =$25,000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

05/31/2013
Lynch, Sandra 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r111c111des t1iose ofspo11se and dependent cllildren; see PP 34-60 offiling ins1ruc1ians.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (A-H) (ifprivate 
transaction)
(Q-W) Income Gain Codes: =$1.000 less =$1,001 -$2,500  c=$2.501 -$5,000  0=$5,001. $15,000  E=$15,00l-$50,000  
(See Columns and 04)  F=$50,001 -$100.000 =$!00.001 -$1,000.000  Ill =$1.000,001 -$5,000,000  112 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001 -$50.000 =$50,00 t-$I 00.000 =$100,001 -$250,000  
(Sec Columns and 03)  N=$250.00 -$500,000  0=$500,00 -$1.000.000 =$1,000.001 -$5,000,000  1'2 =$5,000,001 -$25,000,000 =$25,000.001 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

05/31/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spo11se and dependent cliildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (I) 
(2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 less =$1.001 -$2,500 =$2.501 -$5.000  0=$5.001 -$15,000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000.000 =$1,000.001 -$5,000.000  112 =More than $5,000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500,000 =$500,001 -$1.000.000 =$1.000,001 -$5,000,000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25,000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Rea Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

05/31/2013

instructions.)
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 
(I) (2) (2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

103.  -Cambiar Opportunity Investor  Sold  11/01/12  
104.  -Champlain Small Co. Fund Adv Conf  Dividend  
105.  -Allianz NFJ Small Cap Val Admin Class  Dividend  
106.  -Artisan Intl Value Fund Inv  Dividend  Sold (part)  02/13112  
107.  -Artio Intemtl Equity Fund  Sold  08/10/12  
108.  -Baron Growth  Dividend  
109.  -William Blair Int'! Growth Class  Dividend  
110.  -Davis New York Venture Class  Sold  11/01/12  
111.  -Eaton Vance Tax Mgd Value Class  Dividend  Sold  11/01/12  
112.  -Fam Value  Dividend  
113.  -JPMorgan Mid-Cap Value Select  Dividend  
114.  -Hartford Growth Class  Sold (part)  08/20112  
115.  Sold  11/01/12  
116.  -Hartford Growth Opportunity Class  
117.  -Hotchkins Wiley Mid Cap Value  Dividend  
118.  -Janus Fund Class Shs  Sold  08/20/12  
119.  -Mainstay Cap Grwth Fund Class  Dividend Income Gain Codes: =$1.000 less =$1,001 -$2.500  c=$2,501 -$5.000  0=$5.001 -$15.000 =$15,00 -$50,000  
(Sec Columns and 04) =$50,001 -$100.000 =$100.00 -$1,000.000  1-11 =$1,000.001 -$5,000.000  1-12=More than $5,000.000 Value Codes =$15,000 less  K=$15,001 -$50.000  L=$50.001 -$100.000 =$100,001 -$250.000  
(Sec Columns and D3)  N=$250,00 -$500.000  0=$500,00 -$1.000.000 =$1,000.001 -$5,000.000  1'2 =$5,000.001 -$25.000,000  
1'3 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

05/31/2013 

VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nct11des ttwse spo11se and dependent ctiildren; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (I) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) 
(Q-W) 
(A-H) (if private transaction) Income Gain Codes: =$1,000 less =$1,00 -$2.500 =$2,501 -$5,000  0=$5,001 -$15,000  E=$15.00l -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 I00.00 -$1,000.000  Ill =$1,000,001 -$5,000.000 =More than $5.000.000 Value Codes  J=$15,000 less =$15,001 -$50.000  L=$50,00 I00.000 =$100.001 -$250,000  
(See Columns and 03)  N=$250.00 -$500.000  0=$500,001 -$1.000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25.000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate ly) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

05/31/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) (2) 
(I) 
(2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Jncomc Gain Codes: =$1.000 less =$1,001 -$20500  c=$2,501-$5,000  0=$5.001 -$15.000  E=$15.00l -$50.000  
(Sec lumns and 04)  f=$50.001 -$100.000 =$100,00 -$1.000,000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15,001-$50.000  L=$50.00 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500,00 -$1.000.000 =$1.000.001 -$5,000.000  1'2 =$5,000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Lynch, Sandra 
05/31/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des 11rose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 	(I) (2) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value 
(4) (5) 
Type (e.g., Date Value Gain Identity 
Code Iexempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: I.000 less =$I 000 -$2.500 =$2.501 -$5.000  0=$5.001 -$15.000  E=$ 15.00 I-$50,000  
(Sec Columns and 04)  F=$50,001 -$100.000 =$100,00 -$1,000.000  Ill=$1.000.001-$5,000.000  fl2 =More than $5.000,000 Value Codes  J=$15.000 less =$15,001 -$50.000  L=$50.001 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250,00 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Date Report 
05/31/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part report.) 
Part VII -Investment limited partnership income whether passive nonpassive disclosed "dividend" income. 
Part VII -All investments are publicly traded common stocks mutual funds unless otherwise noted. 
Part VII -Esplanade Capital Ptnrs LLC non-publicly traded LLC. The net income from the investment reported dividend. 

05/31/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Sandra Lynch 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544