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Judicial Watch • Sandra S. Ikuta – 2012

Sandra S. Ikuta – 2012

Sandra S. Ikuta – 2012

Page 1: Sandra S. Ikuta – 2012

Category:Federal Judges

Number of Pages:15

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Sandra S Ikuta, Ikuta, sandra, Estimated, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, Federal Judge, income, Judge


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Governmenl Ac! o.f1978
Rev. 112013 
FOR CALENDAR YEAR 2012 u.s.c. app 101-111; Person Reporting (last name, first, middle initial) Ikuta, Sandra Court Organization Ninth Circuit Date Report 07/23/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
U.S. Court Appeals -Ninth 125 South Grand Avenue Pasadena, California 91105 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITI 0NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY 
POSITION Trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 1997 O'Melveny Myers Defined Benefit Plan with former law firm, control 

Ikuta, Sandra 
07123/2013
Ill. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 

(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) 

ITEMS PAID PROVIDED 
Transportation food, and hotel 
Transportation, food and hotel 
Transportation, food and hotel 	Federal Bar Association 12/12/2012-12/14/2012 Honolulu, Hawaii Speaker Transportation, food and hotel Hawaii Chapter 

Ikuta, Sandra 
07/23/201 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE Union Bank Mortgage rental property, Santa Monica, California 
City National Bank Mortgage rental property, Los Angeles, California 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  Bank America  Mortgage rental property, Agoura, California  Citimortgage  Mortgage rental property, West Los Angeles, California  Union Bank  Mortgage rental property, West Los Angeles, California  

Ikuta, Sandra 
07/23/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent childre11; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 1.000 less  8=$1,00 1-$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001  $50,000  
(See Columns and 04) =$50.001 -$100.000  0=$ 100.001 1.000.000  Ill =$1.000.001. $5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$ 15,00I  $50.000 =$50.001  $100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001  $500.000  0=$500,00  $1.000.000 =$1.000.001  $5,000.000  1'2 =$5.000.001  $25.000.000  
P3=$25,000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value  V:=:Othcr =Estimated  

Ikuta, Sandra 
07/23/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent clli/dren; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting pe1iod  ofreporting period  

(2) (I) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., Tent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 1.000 less =$1,001 -$2.500 =$2.501 -$5.000  0=$5,001 -$15,000  E=$15.001 -$50,000  
(See Columns and 04)  F=$50.00l 100.000 =$!00.00 -$1,000,000  Ill =$1.000.001 -$5.000.000  112 =More than $5,000.000 Value Codes  J=$ 15.000 less =$15,001 -$50.000 =$50,00 -$I 00.000 =$100.001 -$250.000  
(See Columns and D3)  N=$250.001 -$500.000  0=$500,00 -$1.000.000 =$1,000.001 -$5,000.000 =$5,000,001 -$25,000.000  

1'3 =$25,000.001 -$50,000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

Ikuta, Sandra 
07/23/2013

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP -60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) (2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) Income Gain Codes: 	A=$1.000 less B=$1,00 -$2,500 c=$2.50t -$5.000 0=$5.001 -$1 5.000 =$I 5.00 -$50,000 (Sec Columns and 04) F=$50.00t -$t 00.000 G=$100.001 -$1.000.000 Ill=$1,000.00t -$5.000.000 112=More than $5.000.000 Value Codes 5.000 less K=$15,001 -$50,000 =$50.00I 00.000 M=$100.001 -$250.000 
(Sec Columns and 03) N=$250.001 -$500.000 0=$500,00I -$1,000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 

Ikuta, Sandra 
07/23/2013
VII. INVESTMENTS an.d 
TRUSTS -income, vat11e, transactions r1nct1utes those spouse and dependent ctiilllren; see PP 34-60 offiting instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

52.  Sold  12/31/12  
53. -CNI Charter Corp Bond Fd-Instl  Sold (part)  03/14/12  
54.  Sold  12/18/12  
55. -CNI Charter Govt Fd-Instl  Sold  03/14/12  
56.  Buy  09/06/12  
57. -CNI Charter High Yid FD-Inst!  Buy (add'I)  02/15112  
58.  Sold  12/14112  
59. -DodgeCox Intl Stk  Sold  02/16/12  
60. -Eaton Vance Strei Mkt  Buy (add'!)  07/19/12  
61.  Sold (part)  02/1 6112  
62.  Sold (part)  03/14/12  
63.  Sold  09/06112  
64. -Royce Pen Mut Invest  Sold (part)  02/16/12  
65.  Sold  07/19112  
66. -Tweedy Browne Global Value  Buy  02/16/12  
67.  Sold  05/17/12  
68. -First Eagle Overseas  Buy  02/16112 Income Gain Codes: =$1,000 less =$1,001 -$2,500  c=$2,501 -$5,000  0=$5.0 -$15.000 15.00 -$50.000  
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5,000.000 Value Codes  J=$15.000 less  K=$15,001 -$50.000  L=$50.00 -$100.000 =$100,00 -$250,000  
(Sec Columns and 03) =$250,00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25,000.000  
1'3=$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Ikuta, Sandra 
07123/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 tine instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (2) 
(5) Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69.  Sold  05/17112  
70. -Pimco Emerging Local Bond  Buy  03/14/12  
71.  Sold (part)  05/17/12  
72.  Sold  06/22/12  
73. -Pimco Emerging Mtks INSTL  Buy  03/14/12  
74.  Sold  07/19/I2  
75. -Vanguard Yid Corp  Buy  03/14/12  
76.  Sold  09/06/12  
77. Brokerage Account  
78. -500 Index Fund Inv  Dividend  
79. -Small-Cap Index Fund Inv  Dividend  
80. American Funds VCSP/College America 529A  Dividend  
81. -Growth Fund America  
82. -The Investment Company America  
83. -Washington Mutual Investors Fund  
84. -The Bond Fund America  
85. Brokerage Account Income Gain Codes: =$I ,000 less 41,00t -$2,500  c=$2,501 -$5,000  0=$5.001 -$15.000 =$I 5.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000  G=$ J00.001 -$1,000.000  Ill =$1,000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.00 J00,000 =$100.00 -$250,000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500,001 -$1,000,000 =$1,000.001 -$5,000,000 =$5.000.001 -$25,000,000 =$25 .000.00 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other =Estimated  

Ikuta, Sandra /23/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions (1nc111des those spouse and dependent children; see PP -60 filing 
im1mctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) 
(2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2.501 -$5.000 0=$5.001 -$15.000 15.00 -$50.000 (Sec Columns and D4) =$50.001 -$100.000 G=$I 00,00 -$I .000.000 Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes J=$15.000or lcss K=$15,001 -$50.000 L=$50.00 -$I 00.000 =$100.001 -$250.000 
(Sec Columns and =$250.001 -$500.000 
0=$500,001 -$1.000,000 =$1 ,000.001 -$5,000.000 1'2 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Colum C2) =Other U=Book Value W=Estimated 

Ikuta, Sandra 
07/23/2013

VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc111des those spouse and depenitent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
(2) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1 ,000,000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less  K=$15.001 -$50.000  L=$50.001 -$100.000 =$100.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)  S=Asscssmcnt  T=Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

Ikuta, Sandra 
07/23/2013
VII. INVESTMENTS and TRUSTS --income, J'a/ue, transactions (Inc/11des those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  repo11ing period reporting period  

(I) (2) (I) 
(I) 
(2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$t,001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000  G=$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More Ihan $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250,000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$t,000.00 -$5,000.000  1'2 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) -==Book Value =Other  W=Estimated  

Ikuta, Sandra 
07123/2013 

ins1r11ctions.J
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: 41.000 less =$1,001 -$2.500  c=$2,501 -$5.000  D=$5,001 -$15.000 15,00 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100,00 -$1,000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00 -$100.000 =$100.001 -$250.000  

  
(Sec Columns and 03) 4250.00 -$500.000  0=$500,001 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000,001 -$25,000.000  
1'3 =$25,000.00 -$50,000.000 =More thon $50.000.000 Value Method Codes =Appraisol =Cost (Real Estotc Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Ikuta, Sandra 
07123/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP -60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.) 

Description Assets 
Income during Gross value end Transactions during reporting period 

(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (4) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g .  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

154.  -Vanguard MSC! EAFE ETF  Dividend  Buy  12/10112  
155.  Flexible Variable Universal Life Ins Incentive Life  Dividend  
156.  -Eq/ Common Stock Index  Sold  08/15/12  
157.  -EQ/Large Cap Value Plus  Sold  08/15112  
158.  -Eq/Equity 500 Index  Sold  08/15112  
159.  -EQ Mid Cap Value PLUS  Sold  08/15/12  
160.  -Eq/BlackRock Bsic Value Equity  Sold  08/15/12  
161.  -Eq/Black Rock International Value  Sold  08/15112  
162.  -EQ/Large Cap Growth Plus  Sold  08/15/12  
163.  Series U.S. Savings Bonds  Interest  
164.  City National Bank Preferred Ladder Money Market  Interest  Open  01/0J/12  
165.  ING Flexible Premium Adjustable Universal Life Insurance  None  Buy  09/05/12 Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2.501 -$5.000 =$5.001 -$15.000 15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.001 -$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.poo  L=$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$50000.000 =$5.000.001 -$250000.000  
1'3=$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Other =Estimated  

Date Report 
Ikuta, Sandra 
07123/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicale parlofreport.) 
Part VI, Linex 3: have reported value code for the entire mortgage amount, although have only 50% ownership interest. 
Part VI, Line have reported value code for the entire mortgage amount, although have only 33% ownership interest 
Part VII, Line Cash equivalent account under $5,000. 
Part VII, Line I.have calculated the income during the reporting period and the gross value the end the reporting period based percentage interest 
the properties. 
Part VII, Line I55: closed per lines I56-J62. 
Part VII, Line 64, City National Bank Preferred Ladder Money Market was opened 11/11, omitted accident prior report. 

Ikuta, Sandra 
07123/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Sandra Ikuta 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544