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Judicial Watch • Sarah E. Barker – 2012

Sarah E. Barker – 2012

Sarah E. Barker – 2012

Page 1: Sarah E. Barker – 2012

Category:Federal Judges

Number of Pages:7

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:BARKER, Sarah E Barker, Advisors, BLACKROCK, SARAH, Indiana, American, mutual, 2012, office, spouse, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Governmenl Ac/ 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report  
BARKER, SARAH Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) ACTIVE ARTICLE III District Court Indiana Southern District Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final  05/13/2013 Reporting Period 0110112012 1213112012 Chambers Office Address EAST OHIO STREET, ROOM 210, INDIANAPOLIS, 46204 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Director 2001-2013  Federal Judges Association  Member, Board Advisors, 1989-2013  Indiana University--Purdue University Indianapolis  Director 1996-2013 Health (nonprofit). Formerly Methodist Health Group; formerly Clarian  
Health Partners. Director 2010-2013 Spencer Williams Foundation 
Trustee, Board Trustees 2003-2013 Indiana Historical Society 

Member, Board Advisors 2005-2013 Spirit and Place, Community Festival 
Commissioner, Indiana Bicentennial Commission, 2011-2013 State oflndiana, Office the Lt. Governor 

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 Health Morgan Hospital --Nonemployee compensation 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Air, lodging, and meals 
American Bar Association August 5-6, 2012 Chicago, Seminar Mileage, lodging, and meals 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
Name Person Reporting 
BARKER, SARAH 
0511312013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
(3) 
(4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code {J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  Indianapolis Post Office Credit Union, Account  Interest Morgan Chase Bank Interest 
EuroPacific Growth Fund, American Funds Dividend Sold 11/09/12 

See note Part VIII. Income Gain Codes:  A=$1.000orlcss =$1,001  $2.500  c=$2.501 -$5.000  D=$5.00I  $15.000  E=$15.00 -$50.000  
(See Columns and 04) =$50.001,-$100.000 =$100.001 J.000.000 =$1.000.001 -$5.000.000  H2=More than $5.000.000 lue Codes =$15.000 less  K=$15.001 -$50.000  L=$50.00 -$I 00.000 =$!00.001 -$250.000  
(See Columns and D3)  N=$250.001 -$500.000 =$500.00  $1.000.000 =$1.000.001  $5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnr =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated 
Name Person Reporting 
BARKER, SARAH 
05/13/2013

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. Waddell Reed Advisors Small Cap (Mutual Fund) (IRA #2)  Dividend 19. Waddell Reed Advisors Asset Strategy (Mut Fund) (IRA#2)  Dividend  
20. Waddell Reed Advisors New Concepts (Mui Fund) (IRA #2)  Dividend  
21. Ivy Limited-Term Bond (Mutual Fund) (IRA #2)  Dividend  
22. American Balanced Fund (Mutual Fund)(IRA#l  Dividend  Buy  11/09/12  
23. BlackRock Low Duration Bond Fund (Mutual Fund)(IRA#l)  Dividend  Buy  11/09112  
24. BlackRock Large Cap Core Fund (Mutual Fund)(IRA#I)  Dividend  Buy  11/09/12  
25. Franklin Templeton Balanced Fund (FBMCX)(Mutual Fund)  Dividend  Buy  2/14/12 Income Gain Codes: =$1.000or less =$1,001 -$2.500 =$2.501 -$5,000  0=$5.001-$15.000  
(Sec Columns and 04) =$50.00I -$I 00.000 =$100.00  $1.000.000  Ill =$1,000.001  $5.000.000  112=More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001  $100.000 =$100.00I $250.000  
(Sec Columns and 03) =$250.001  $500.000  0=$500.001-$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000  
P3=$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated =$15,001 -$50.000 

Name Person Reporting 
Date Report 
05/13/2013
BARKER, SARAH
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndic ate part ofreport.) 
Part VII, Investments and Trusts (3): This was "exchange sale" within the American Fund family, with the corresponding "exchange buy" (of American Balanced Fund Inc reported Line 22. Such exchange sale "constitutes redemption" according the trade documents, and reportable capital gains were generated calculated result. 
***** 

Part VII, Investments and Trusts 4): These two partial sales each involved "exchange sale" which "constitutes redemption" within the BlackRock Fund 
family, with reportable capital gains generated calculated result. The two corresponding exchange buys are reported Lines (BlackRock Low 
Duration Bond CLA) and (BlackRock Large Cap Core Fund A). 
***** 
Part VII, Investments and Trusts (6): "FIA Card Services RASP" involves aggregated and occasionally reportable,temporary accumulation IRA cash 
held reserves and/or swept into deposit accounts Merrill Lynch-allied institutions. This cash flow phenomenon occurs varying degrees within IRA account 
#!prior dividends, etc., being automatically reinvested the underlying holdings, which themselves produced the dividends. Such underlying holdings are 
disclosed fully elsewhere Section VII. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: SARAH BARKER 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544