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Judicial Watch • Sarah E Barker Financial Disclosure Report for 2011

Sarah E Barker Financial Disclosure Report for 2011

Sarah E Barker Financial Disclosure Report for 2011

Page 1: Sarah E Barker Financial Disclosure Report for 2011

Category:Financial Disclosure

Number of Pages:7

Date Created:October 20, 2012

Date Uploaded to the Library:November 13, 2013

Tags:BARKER, waddell, Sarah E Barker, Advisors, SARAH, Indiana, mutual, 2011, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge

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Repo/'f Required the Ethics 
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FOR THE CALENDAR YEAR 2011 Plrson H.rporting (last name, first, middle initial) BARKER, SARAH Court Organization District Court Indiana Southern District Date lhport 05/11/2012 Tille (Article III judges indicate active senior status; magistrate judges indicate full-or p;:irt-timc) ACTIVE ARTICLE III  Sa. Report Tpe (check appropriate tpe) Nomination Date Initial Annual Final Reporting Period 01/01/2011 12/31/2011 
Sb. Amended Report Chambers Office Address EAST OHIO STREET, ROOM 210, INDIANAPOLIS, 46204 
IMPORT ANT NOTES: The i11str11ctio11s accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. Sign 011 last page. POSJTI ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION** (Please see note Part VIII) NA1E ORGANJZA ON/ENTITY Director 2001-2012, Immediate-Past President, of5/2010  Federal Judges Association Board Advisors, 1989-2012  Indiana University--Purdue University Indianapolis Director 996-2012 Health (nonprofit). Formeriy Methodist Heaith Group; formerly Ciarian Health Partners. Director 20!0-2012 **(Please see note Part V!!I)  Spencer VVilliams Foundation 
Director 2003-2012 Indiana Historical Society 
Board Advisors 2005-2011 Spirit and Place, Community Festival 
Indiana Bi-Centennial Commission, 2011-2012 State Indiana, Office the Lt. Governor 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PARTIES AND TERMS 

Ill. NON-INVESTMENT COME. (Reporting indfridual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-lnvest111cnt lncon1c -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
DATE SOURCE AND TYPE 2011 Health Morgan Hospital --Nonemployee compensation 
IV. REJMB URS ENTS -tramportation, lodging, food, entertainment. (Includes those spouse and dependent children: see pp. 25-27 fjiling instnictions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED Federal Judges Association  04112-14/2011  Washington,  Executive Comm /Board mtg  Air, lodging, and meals  

Washington, Congressional reception Air, lodging, and meals 
Federal Judges Association 09/14-15/2011 
George Mason Univ. Law Ctr Civil Justice Symposium Air, lodging, and meals 

Date llcport 
Name Person Reporting 
05/11/2012BARKER, SARAH (lndudes thm;e use and dependent children; see pp. 2831 filing instructions.) NONE (No reportable gifts.) 

VJ. LIA BIL JTJES. (fllc/udes tho,e spouse and dependent d1ildren; see pp. 32-33 filing instr1ll"lio11s.)  NONE (No reportable liabilities.)  


Name Person Reporting 
Date Hcpurt
05/11/2012 INVESTMENTS and TRUSTS -income, 1a/11e, tramactions (Includes those of.,pouse and dependent d1i/dre11; see PP 34-60 ofjiling instT11ctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (1) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy. sell,  mm/ddlyy  Code  Code  buyer/seller  
(A-JI int.)  (J-P)  Code  redemption)  (l-P)  (A-H)  (if private  
(Q-W)  transaction) Indianapolis Post Office Credit Union, Account  Interest Morgan Chase Bank  Interest EuroPacific Growth Fund, American Funds (Mutual Fund) (IRA #I)  Dividend [l)ackRock Global Allocation Fund, Inc., (Mutual Fund) (IRA #I)  Dividend FIA Card Services RASP (IRA #I, cash eq) (formerly Merrill Lynch Retirement Reserves  Interest (Please sec note Part VIII) CISCO Systems, Inc., Common Stock  Dividend Morgan Chase Bank  Interest Hartford Whole Life  None Franklin Templeton Founding Funds (FFACX) (Mutual Fund)  Dividend General Electric Common Stock  Dividend  
11. Ivy Global Natural Resources (Mutual Fund) (IRA #2)  None  
12. Ivy International Core Equity (Mutual Fund) (IRA #2)  Dividend  
13. Waddell Reed Advisors Core Investment (Mutual Fund) (IRA #2)  Dividend Waddell Reed Advisors Science/ Technology (Mutual Fund) (IRA #2)  Dividend  
15. Waddell Recd Advisors lligh Income (Mutual Fund) (IRA #2)  Dividend  
16. Ivy Real Estate Securities (Mutual Fund) (IRA #2)  Dividend  
17. Waddell Reed Advisors Small Cap (Mutual Fund) (IRA #2)  Dividend  Sold (Part)  02117111 lncoml! Gain Cmlc:s: '"$1,000 li:ss  R--s1,001 -52.500 =52.50 -55.000 s5,001 =$15.001 -$50.000  
(Sec Columns 1.1nd D4) =$50,001 -$100,000 =$I 00,00 1,000,000 41,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess  K=$15,00i -S50,000 =$50,()()J -$100,000 =SI 00,001 -$250,000  
(Sec Columns and DJ) 4250.001 -$500,000 =$500,001 -51,000,000 =$1,000,00t -SS,000,000 =S5,000,001 -$25.000,000 =$25,000,001 -$50,000,000 :=;More than $50,000,000 Value Methot.J Codes ""Appraisal -Cost (Rt:al Estate: Only) ,....Assc.smcnt =Cash MMkct  
(See Column C2) -Book Value ""Oth!r "-Estimated  

Name Person H.l'porling 
Date Hcport 
05/11/2012 INVESTMENTS and TRUSTS -income, atue, transactions onc1udes those of.