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Judicial Watch • Sarah S. Vance – 2012

Sarah S. Vance – 2012

Sarah S. Vance – 2012

Page 1: Sarah S. Vance – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Sarah S Vance, VANCE, SARAH, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 u.s.c. app.H 101-111) Person Reporting (last name, first, middle initial) Yance, Sarah Court Organization United States District Court Date Report 06/28/2013 Title (Artide III judges indicate active senior status; magistrate judges indicate full-or part-time) United States District Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
500 Poydras Street 
Room C-255 
New Orleans, Louisiana 70130 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. POSITI0NS. (Reporting indi vidu only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Board Member New Orleans Chapter Federal Bar Association  Board Member  Tulane Law Institute National Advisory Board  Adjunct Faculty  Tulane Law School  Board Member  Tulane Law School -Dean's Advisory Board  Executor  Estate#  

II. AGREEMENTS. (Reporting indi vidu only; see pp. 14-16 filing instructions.) 
[2J NONE (No reportable agreements.) 

PARTIES AND TERMS 

06/28/2013
Vance, Sarah 
Ill, 0N-JNVES TMENT INC 0ME. (Reporting
indi vidu and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE 	INCOME Spouse's Non-Investment Income -If you were married during any portion the reporti ar, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2012 	Jones, Walker, Waechter, Poitevent, Carrere Denegre -income from law practice 
IV. REIMBURSEMENTS --tr ansport ation, lodging.food, entert ainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	
American Law Institute February -March Philadelphia, Pennsylvania Advisers Meeting Travel, lodging, meals 2013 
New Orleans Bar Association 	March 23-25, 2013 Biloxi, Mississippi Speaker Lodging, meals 	
American Bar Association -March 28-29, 2013 Washington, D.C. Speaker Travel, lodging, meals Section Antitrust Law 	
American Conference May -June New York, New York Speaker Travel, lodging, meals Institute 2012 	
American Law Institute September 12-13, Philadelphia, Pennsylvania Advisers Meeting Travel, lodging, meals 2012 

06/28/2013
Vance, Sarah GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[ZJ NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
VALUE 

06/28/2013
Vance, Sarah 
VII. INVESTMENTS and TRUSTS -income, vatue, ans actions r1nc111des those spouse and dependent children; see PP 34-60 offtting ins1ructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period Income Gain Codes: $1.000 41,001 -$2.500  c$2.501 -$5.000  0$5.001 -$15.000  E$15.001-$50.000  
(Sec Columns and 04)  F$50.001 -$100.000  G4I00.001-$1.000.000  111 $].000.001 -$5 .000.000  112 More than $5.000.000 lue Codes  J$15.000 orless 415,001 -$50.000 $50.001 -$100.000 $100.001 -$250.000  
(See Col umns and 03)  N$250,001-$500.000  04500,001 -$1.000.000 $1.000.001 -$5.000.000 .000.001 -$25,000.000 $25.000,001 -$50,000.000 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colmnn C2) =Book Value  VOthcr =Estimated  

06/28/2013
Vance, Sarah 
VII. INVESTMENTS and TRuSTS --income, value, ans actions (Includes those spouse and dependent children; see PP 34-60 filing inslmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (!) (2) (3) (4) (5) 
Place X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 $5,000 =$5,001 -$15,000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000  Ill =$1.000.001, $5,000,000  112 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 $500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report
Vance, Sarah 
06/28/2013 
VII. INVESTMENTS and TRUSTS -income, value, trans actions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmc1ions.J NONE (No reportable income, assets, transactions.) Description Assets Income during 
Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. --Fidelity Growth Company  Dividend  Sold (part)  02/27/12  
36. --Harbor Intl Inst  Dividend  Sold (part)  02/27/12  
37. --Fidelity Emerging Mkts  Dividend  
38. --Spartan Bond Index Fund  Dividend  Buy  02/27/12  
39. --Goldman Sachs Small Cap Value Class (GSSMX)  Dividend  
40. --Lazard Emerging Mkts Institutional (LZEMX)  Dividend  Buy  02/28/12  
41. --Fidelity Cash Reserves (FDRXX)  Int./Div.  Buy  05/18/12  
42.  Buy  07/20/12  
43.  Buy  11/07/12  
44.  Buy  11/22/12  
45. --Vanguard !NFL  Dividend  Buy  02/27/12  
46.  Buy (add'!)  11106112  
47. --Gabelli Equity Income (GCAEX)  Dividend  
48.  
49. Cash Management Account, Merrill Lynch (H):  
50. --Cash CMA Money Fund  Dividend  
51. --Eaton Vance Tax Div Inc.  Dividend Jncomc Gain Codes: 41.000 Jess 41,001 -$2,500  c$2,501 -$5,000 =$5.001 -$15.000  E$15.00 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100,001 -$1.000.000  Ill =$1,000,001 -$5.000,000  112 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000  L$50,00  $100.000 =$100.001 -$250,000  
(Sec Columns and 03) =$250.001  $500.000  0=$500,001 -$1.000,000 =$1,000,001  $5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50,000.000 =More than $50,000,000 Value Method Codes =Appraisal ost (Real Estate Only) =Assessment :=Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

06/28/2013
Vance, Sarah 
ins1r11ctions.J
VII. INVESTMENTS and TRUSTS --income, value, trans actions r1nc1udes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(I) (2) (2) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  CodeI  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =1,000 less 41,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15,001 -$50.000  
(Sec Columns and D4) 450,001 -$100,000 =$100.001 -$1,000.000  Ill =$1.000.001 -$5,000.000  112 =More than $5,000.000 Value Codes =$15,000 less  K=$15.00J -$50,000 =$50.001 -$100.000 =$100,001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 =$500.00 -$1.000.000 =$1 .000.001 -$5,000,000 =$5.000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

06/28/2013
Vance, Sarah 
VII. INVESTMENTS and TRUSTS --income, value, ans actions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1r11ctitms.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period Income Gain Codes: =$1.000 Jess =$1,001 -$2.500 =$2,501  $5,000 =$5,001  $15.000 =$15.001  $50.000  
(Sec Columns and 04) =$50.001  $100.000 =$100,001 -$1.000.000 =$1,000,001 -$5,000.000 =More than $5.000.000 Value Codes =$15.000  K=$15,001  $50,000 =$50,001 -$100,000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=$500,001  $1,000.000 =$1,000.001  $5,000,000 =$5,000.001  $25,000,000 =$25.000,001  $50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date lcport 
06128/2013
Vance, Sarah 
VII. INVESTMENTS and TRUSTS --income, vatue, ans actions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1r11,titms.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period reporting period  

Transactions during reporting period 
(I) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (ifprivate 
(Q-W) transaction) Income Gain Codes: =$1,000 less 41,001 -$2,500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$100,000 4100.001 -$1,000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.001 -$100,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 4500,001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25,000,001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Vance, Sarah 
06/28/2013 
VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period  

(I) 
(I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

103.  Sold (part)  I0/04/12  
104.  
105.  Checking and Money Market Accounts, J.P. Morgan  Interest  
106.  
107.  Judicial Justice Federal Credit Union  Interest  
108.  
109.  Estate (X)  Int./Div.  
110.  --Real Estate: Donaldsonville, Louisiana  
111.  --Hancock HLDG (HBHC)  
112.  --Columbia Tax-Exempt (COL TX)  
113.  --EV National Income (EANAX)  
114.  --INVESCO Muni Income (VKMMX)  
115.  --EV Large Cap Value (EIL VX)  
116.  --Harbor International Int (HIINX)  
117.  --Henderson Intl Opport (HFOIX)  
118.  --Ivy Global Natural Resources (IGNIX)  
119.  --Janus Forty (JCAPX) Income Gain Codes: =$1.000 less 41,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15,00 -$50.000 (Sec Columns and 04) =$50,001 -$100,000 4100,001 -$1.000,000 Ill =$1.000.001 -$5.000.000 112 =More than $5,000.000 
Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1.000,000 =$1,000.001 -$5,000.000 1'2 =$5.000,001 -$25,000.000 =$25,000.00 -$50,000,000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Othcr =oBook Value =Estimated 

06/28/2013
Vance, Sarah 
VII. INVESTMENTS and TRUSTS --income, value, ans actions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) 
(I) (2) (2) 
(3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

120.  --Lazard Emerging Markets (LZEMX)  
121.  --Mainstay Large Cap Grw (MLAIX)  
122.  --MFS Value (MEllX)  
123.  --Morgan Stanley Money Market Account  
124.  --Whitney Bank Account  
125.  --Capital One Bank Accounts Income Gain Codes: =$1,000 less =$1.001 -$2.500 =$2.501 -$5.000 0=$5.001-$15.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5,000.000 
Value Codes =$15,000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.001 -$500,000 0=$500,001 -$1.000.000 =$1,000.001 -$5.000.000 1'2 =$5.000,001 -$25,000.000 =$25,000.001 -$50,000.000 1'4 =More than $50.000,000 Value Method Codes =Appraisal =Cos! (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 

Date Report
Name Person Reporting 
06/28/2013
Vance, Sarah 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndic ate art ofreport.) 
VII. Investments and Trusts 
The 2011 Annual Report incorrectly listed two assets that had been consolidated: line Blackrock Capital Apprecaition INC was consolidated into line Blackrock Capital Appreciation INC The correct reporting the consolidated asset should have included only line Blackrock Capital Appreciation INC and line should have been omitted. Line Blackrock Capital Appreciation INC (MDFGX) the 2012 Annual Report correctly reflects the consolidated fund. 

Vance, Sarah 
06/28/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) is. accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Sarah Vance 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544