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Judicial Watch • SEC Fed Pay Docs 10252011 Part1

SEC Fed Pay Docs 10252011 Part1

SEC Fed Pay Docs 10252011 Part1

Page 1: SEC Fed Pay Docs 10252011 Part1

Category:General

Number of Pages:28

Date Created:October 25, 2011

Date Uploaded to the Library:February 20, 2014

Tags:Station, location, point, exchange, Division, Securities, Commission, personnel, AGENCY, service, office, EPA, IRS, ICE, CIA


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Standard Form 50-B Rev. 7/91 
U.S. Office Personnel Management 
FPM Supp. 296-33, Subch. Name (Last, First, Middle) 
NOTIFICATION PERSONNEL ACTION Social Security Number Date Binh ..........:.. :--------:--:::::::XXX....XX
::::::::::	::::::
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5-A. Code 5-B. Nature Action 	6-A. Code 6-B. Nature Action 
894 	GEN ADJ 
5-C. Code 5-D. Legal Authority 	6-C Code 6-D. Legal Authority 
ZLM 	P.L. 107-123 
5-E. Code 5-F. Legal Authority 	6-E. Code 6-F. Legal Authority FROM: Position Title and Number 
15. TO: Position Title and Number 
REGIONAL DIRECTOR 	REGIONAL DIRECTOR 
02000000 OB00257 	02000000 OB00257 ;Ian G/Level step/Rate ;oI ;a;r ;;:sis 16;;Plan 110ode Step/Rate ;;:sis
c0c 
12A. Basic Pay 12D. Other Pay 20A. Basic Pay 	Other Pay
Lt;j 
$179259 
14. Name and Location Position's Organization 	22. Name and Location Position's Organization 
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION 
DIVISION ENFORCEMENT DIVISION ENFORCEMENT 
OFFICE REGIONAL DIRECTOR (BRO) OFFICE REGIONAL DIRECTOR (BRO) 

BOSTON, MASSACHUSETTS :"""""""""""""',',',',',',',',''"""""""""""""""""""""": :: ""''
' 

23. Veterans Preference 	24. Tenure 
(b)(6) -None -10-Point/Disability OPoint Other -None  Conditional -5-Point -10-Point Compensable  O-Point/Compensable/30% -Permanent -Indefinite 
31. Service Date (Leave) 32. Work Schedule 	33. PanTime Hours Per 
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:::::::::::::jmjfjff jif!::;;;:;:;:;:: :::	::::::::::::::::::::::-:
35. FLSA Category 36. Appropriation Code 	37. Bargaining Unit Status 
28. Annuitant Indicator 	29. Pay Rate Determinant 
34. Position Occupied -Competitive Service -SES General -Exempt -Excepted Service -SES Career Reserved -Nonexempt 	8888 
38. Duty Station Code 	39. Duty Station (City County -State Overseas Location) 
40. Agency
CLS 
45. Remarks 
SALARY INCLUDES LOCALITY PAYMENT (OR OTHER GEOGRAPHIC ADJUSTMENT)
APPLICABLE THIS AREA. 

46. Employing Depanment Agency 	50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE 

47. Agency Code 48. Personnel Office 49. Approval Date 	AUTHORIZING OFFICIAL 
SEOO 1057 	100062857 

47.AgencyCode 48.PersonnelOfficeID 49.ApprovalDate AUTHORIZING OFFICIAL 

46.EmployingDepartmentorAgency 50.Signature/AuthenticationandTitleofApprovingOfficial -SECURITIES AND EXCHANGE 
SEOO 1057 100061915 

Standard Form 50-B 7/91 
U.S. Office Personnel Management 
FPM Supp. 29633, Subch. NOTIFICATION PERSONNEL ACTION 
790 REALIGNMENT 
UNM MOU DATED FROM: Position Title and Number 15. TO: Position Title and Number 
ASSOCIATE REGIONAL DIR (ENF) ASSOCIATE REGIONAL DIR (ENF) 
02200000 OB00298 02200100 OB00298 
SECURITIES  AND  EXCHANGE  COMMISSION  SECURITIES  AND  EXCHANGE  COMMISSION  
DIVISION  ENFORCEMENT  DIVISION  ENFORCEMENT  
OFFICE OFFICE  REGIONAL DIRECTOR (BRO) ASSOC REG DIR (ENF)  OFFICE OFFICE  REGIONAL DIRECTOR (BRO) ASSOC REG DIR (ENF)  
BOSTON,MASSACHUSETTS  BOSTON,MASSACHUSETTS  
23. Veterans Preference  None5Point 27. FEGLI )(6)(b )(6) OPoint/Disability -10Point Compensable OPolnt Other -10Point Compensable 30%  24. Tenure -None1 -Permanent 28. Annuitant Indicator )(6) -Conditional -Indefinite  25. Agency Use  )(6)  Preference for RIF  
(b)(6)  ULL-TIME  
34. Position Occupied -Competitive Service -SES General  35. FLSA Cate ory(b )(6) -Exempt  36. Appropria ion Code  8888  

25-0120-025 BOSTON,SUFFOLK,MASSACHUSETTS 
40. Agency 
46. Employing Department Agency -SECURITIES AND EXCHANGE JEFFREY RISINGER 

47. Agency Code ASSOCIATE EXECUTIVE DIRECTOR SEOO 101090078 

46. Employing Depa tment Agency -SECURITIES AND EXCHANGE 	JEFFREY RISINGER 
ASSOCIATE EXECUTIVE DIRECTOR 
100875529

Sta dard Form 50-B  ev. 7/91 

RPM REG 715.202 
5-E. 5-F. legal Authority 
ASSOCIATE DIRECTOR 
30200000 OCF0883 
$191378 39322 SECURITIES AND EXCHANGE COMMISSION DIVISION CORPORATION FINANCE OFFICE DEPUTY DIRECTOR 

OFFICE CHIEF ACCOUNTANT 

Standard Form 50-B 
Rev. 7/91 
NOTIFICATION PERSONNEL ACTION 

46.Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE 

AUTHORIZING OFFICIAL 
47. Agency Code 48. Personnel Office 
SEOO 1057 100086326 

Rev.7/91 
NOTIFICATION PERSONNEL ACTION 

5-E.Code 

45.Remarks
SALARY INCLUDES LOCALITY PAYMENT APPLICABLE IN.THIS AREA. 

46.EmployingDepartmentorAgency 50.Signature/Authentication andTitleofApprovingOfficial -SECURITIES AND EXCHANGE AUTHORIZING OFFICIAL 100061837

StandardForm50-B
Rev.7/91

U.S.OfficeofPersonnelManagement NOTIFICATION PERSONNEL ACTION
FPMSupp.296-33,Subch.4 
ast,First,Middle) 
;:;:;:;:;:
35.FLSACategory 37.BargainingUnitStatus 
21--ExceptedServiceCompetitiveService 3-SESGeneral (b)(6) -Exempt 
8888
4-SESCareerReserved N-Nonexempt 

38.DutyStationCode ity-County-StateorOverseasLocatio.n)
11-0010-001 WASHINGTON,DISTRICT COLUMBIA 
40. Agency
CLS 
45.Remarks 
47.AgencyCode 48.PersonnelOfficeID 49.ApprovalDate ASSOCIATE EXECUTIVE DIRECTOR 

46.EmployingDepartmentorAgency 60.Signature/AuthenticationandTitleofApprovingOfficial -SECURITIES AND EXCHANGE JEFFREY RISINGER 
SEOO 1057 102321171 

46.Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE JEFFREY RISINGER Agency Code 48. Personnel Office ASSOCIATE EXECUTIVE DIRECTOR 
SEOO 1057 100875567 
Standard Form 50-B Rev. 7/91 

StandardForm50B

Rev.7/91 
5-A.Code 5B.NatureOfAction

GEN ADJ 
39.DutyStation (City

StateorOverseasLocation

WASHINGTON,DISTRICT COLUMBIA 

38.DutyStation Code

11-0010-001 
SALARY INCLUDES LOCALITY PAYMENT 
APPLICABLE THIS AREA. 

46.EmployingDepartmentorAgency 50.Signature/Authentication andTitleofApprovingOfficial -SECURITIES AND EXCHANGE 

47.AgencyCode 48.PersonnelOfficeID AUTHORIZING OFFICIAL 
SEOO 1057 100066296 

Rev.7/91
U.S.OfficeofPersonnelManagement NOTIFICATION PERSONNEL ACTION 
37.BargainingUnitStatus
8888 -CompetitiveExceptedServiceService -SESGeneral :mpt38.DutyStationCode 39.DutyStation(City-County-StateorOverseasLocation) 
-SESCareerReserved 

45.Remarks
SALARY INCLUDES LOCALITY PAYMENT (OR OTHER GEOGRAPHIC .ADJUSTMENT)
APPLICABLE THIS AREA. 

46.EmployingDepartmentorAgency 50.Signature/AuthenticationandTitleofApprovingOfficial -SECURITIES AND EXCHANGE AUTHORIZING OFFICIAL 100062873

Standard Form 50-B 
Rev. 7/91 
NOTIFICATION PERSONNEL ACTION 

46.Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE JEFFREY RISINGER Agency Code 48. Personnel Office ASSOCIATE EXECUTIVE DIRECTOR 
1057 100875514 
SEOO Standard Form 50-B 

Rev. 7/91 U.S.Office Personnel Management NOTIFICATION PERSONNEL ACTION 

5-A. Code 5-B. Nature Action 6-A. Code 6-B. Nature Action 
790 REALIGNMENT 
5-C. Code 5-D. Legal Authority 6-C Code 6-D. Legal Authority 
UNM MOU DATED 
5-E. Code 5-F. Legal Authority 6-E. Code 6-F. Legal Authority FROM: Position Title and Number 15. TO: Position Title and Number 
ASSOC REGIONAL DIRECTOR (ENFORCEMENT) ASSOC REGIONAL DIRECTOR (ENFORCEMENT) 
05300000 OCH0379 05300100 OCH0379 
9.c;o ;;:sis 
12A. Basic Pay ;Other Pay 
$191202 
14. Name and Location Position's Organization 22. Name and Location Position's Organization 
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION 
DIVISION ENFORCEMENT DIVISION ENFORCEMENT 
OFFICE REGIONAL DIRECTOR (CHRO) OFFICE REGIONAL DIRECTOR (CHRO)
OFF ASSOC REG DIR (ENF) OFF ASSOC REGIONAL DIR (ENF) 

36.Appropriation Code 37. Bargaining Unit Status 
N-Exempt 8888
-Nonexempt
38.Duty Station Code 39. Duty Station (City -County-State Overseas Location) 
17-1670-031 CHICAGO, COOK, ILLINOIS 
CLS 
45.Remarks Standard Form 50-B 

Rev. 7/91 
U.S.Office Personnel Management NOTIFICATION PERSONNEL ACTION 
6-A. Code 6-B. Nature Action 
894 GEN ADJ 
5-C. Code 5-D. Legal Authority 6-C Code 6-D. Legal Authority 
ZLM P.L. 107-123 
5-E. Code 5-F. Legal Authority 6-E. Code 6-F. Legal Authority FROM: Position Title and Number 15. TO: Position Title and Number 
REGIONAL DIRECTOR REGIONAL DIRECTOR 
05000000 OCH0464 05000000 OCH0464 
14.Name and Location Position's Organization 22. Name and Location Position's Organization 
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION 
DIVISION ENFORCEMENT DIVISION ENFORCEMENT 
OFFICE REGIONAL DIRECTOR (CHRO) OFFICE REGIONAL DIRECTOR (CHRO 

36.Appropriation Code 37. Bargaining Unit Status -Competitive Service SES General EN-Exempt 8888
2-Excepted Service 4-SES Career Reserved -Nonexempt 

38. Duty Station Code 39. Duty Station (City -County-State Overseas Location) 
17-1670-031 CHICAGO,COOK,ILLINOIS 
CLS 

45.Remarks
SALARY INCLUDES LOCALITY PAYMENT (OR OTHER GEOGRAPHIC ADJUSTMENT)
APPLICABLE THIS AREA. 

46.Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE Agency Code 49. Approval Date AUTHORIZING OFFICIAL 
SEOO 1057 01/03/10 100063684 

Standard Form 50-B 
Rev. 7/91 
NOTIFICATION PERSONNEL ACTION 

46. Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE 
47.Agency Code 48. Personnel Office 49. Approval Date AUTHORIZING OFFICIAL 
SEOO 1057 01/03/10 100063740 

StandardForm50-B
Rev.7/91 
NOTIFICATION PERSONNEL ACTION 
36.AppropriationCode 37.BargainingUnitStatus -CompetitiveService 3-SESGeneral EN-Exempt 8888
-ExceptedService 4-SESCareerReserved -Nonexempt
38.DutyStationCode 39.DutyStation(City-County-StateorOverseasLocation)
17-1670-031 CHICAGO, COOK, ILLINOIS 

50.Signature/AuthenticationandTitleofApprovingOfficial

46.EmployingDepartmentorAgency 
-SECURITIES AND EXCHANGE JEFFREY RISINGER 
47.AgencyCode 48.PersonnelOfficeID ASSOCIATE EXECUTIVE DIRECTOR 
SEOO 1057 :).00365024 

46. Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE JEFFREY RISINGER 

47. Agency Code 48. Personnel Office 49. Approval Date ASSOCIATE EXECUTIVE DIRECTOR 
SEOO 1057 101460339 

Standard Form 50-B 
Rev. 7/91 
U.S. Office Personnel Management 
FPM Supp. 296-33, Subch. NOTIFICATION PERSONNEL ACTION 

WASHINGTON,DISTRICT COLUMBIA 

50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE JEFFREY RISINGER 

47. Agency Code 48. Personnel Office 49. Approval Date ASSOCIATE EXECUTIVE DIRECTOR 
SEOO 1057 101550441 

...
::ii}ir.em1j:i :::r ::: :::re ::::J ::: ::r :r:r:: :::> ::::::::, t:::seeama::::lfe.TlN:?H
5-A. Code 5-B. Nature Action 
721 REASSIGNMENT 
5-C.Code 5-D. Legal Authority 
N2M REG 335 102 
5-E. Code 5-F. Legal Authority FROM Position Title and Number 
SENIOR ADVISOR 
26000000 OED0305 
14. Name and Location Position's Organization 
SECURITIES AND EXCHANGE COMMISSION OFFICE THE EXECUTIVE DIRECTOR 
23.Veterans Preference 

12-Non 3-10-Point/Disability 5-10-Point Other 
5-Pomt-(b )(6) 4-10-Point 
27.FEGLI 

30.Retirement Plan 31. Service Comp. Date (Leave) 32. Work Schedule r:::::::n ::::::::::: :::::: :::::::;:: ::::t :::rr :::::
34.Position Occupied 35. FLSA Category 36. Appropriation Code 12-Competitive Service 34-SES General -Exempt
-Excepted Service -SES Career Reserved -Nonexempt
38.Duty Station Code 39. Duty Station (City -County-State Overseas Location) 

51-0040-510 
40. Agency
CLS 
45.Remarks 

Standard Form 50-B 
Rev. 7/91 
U.S.Ofice Personnel Management NOTIFICATION PERSONNEL ACTION 
FPM Supp. 296-33, Subch. Name (Last, First, Middle) Social Security Number 
.xxx.::-xx)Cb)(6) 
3.Date Birth 

:::::::: "',,,, ,,,,,,,,,,,,,,,,,
6-A. Code 6-B. Nature Action 
6-C Code 6-D. Legal Authority 
6-E. Code 6-F. Legal Authority 
15. TO: Position Title and Number 
SENIOR ADVISOR 
31000000 OED0305 
22.Name and Location Position's Organization 
OFFICE THE CHIEF OPERATING OFICER 
24.Tenure 25. Agency Use Preference for RIF -None 2-Conditional 
Annuitant Indicator Pay Rate Determinant 
33.Part-Time Hours Per 

ULL-TIME Biweekly
,:Pay Period
:::r::::::;,;:;;,;,:,,,,,,,,;,;, :.:.: ::::::1:::=::::: ::::::,,:,.J::: :::::::::: ::: ::: ::: 
37.Bargaining Unit Status 

8888 

 
standard Form 508 
Rev. 7/91 
U.S. Offiee Personnel Management FPM Supp. 29633, Subch. NOTIFICATION PERSONNEL ACTION FROM: Position Title and Number 15. TO: Position Title and Number 
SUPV STAFF ACCOUNTANT (SI) SUPV STAFF ACCOUNTANT (SI) 
ASSOCIATE REGIONAL DIRECTOR (EXAM) ASSOCIATE REGIONAL DIRECTOR (EXAM) 
07005000 ODR0319 07005000 ODR03 

SALARY INCLUDES LOCALITY PAYMENT (OR OTHER GEOGRAPHIC ADJUSTMENT) APPLICABLE THIS AREA 

50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE 
AUTHORIZING OFFICIAL 100068573 
Standard Form 50-B Rev. 7/91 

100070441 

Standard Form 50B Rev. 7/91 

38. Duty Station Code 
08-0600-031 
40. Agency
CLS 

46. Employing Department Agency SECURITIES AND EXCHANGE JEFFREY RISINGER
- 

StandardForm50B
Rev.7/91

U.S.OfficeofPersonnelManagement NOTIFICATION PERSONNEL ACTION
FPMSupp.29633,Subch.4 Name(Last,First,Middle) 	2.SocialSecurityNumber 
:::' :1::::::::: !?!.:iJ.,J t??tt :::: 
3.DateofBirth

(b)(6)
JOS EPH>.. K.....,,
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':'

...':
:::::::::::""''"""
:.:.:.:,:
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::::::
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5-A.Code 5B.NatureOfAction

983 CHANGE ORG 
PSN NUMBER 

6A.Code 6-B.NatureofAction 

5-C.Code 5D.LegalAuthority 	6CCode 6-D.LegalAuthority 
5-E.Code 5F. LegalAuthority 	6E.Code 6-F.LegalAuthority FROM: Position Title and Number 	15. TO: Position Title and Number 
CHIEF COUNSEL 	CHIEF COUNSEL 
40000000 OENF534 	40301100 OENF534 
8.Pay 9.Occ.Code O.Grade/Level Step/Rate TotalSalary PayBasis16.PayPlan17.Occ.Code Grade/Level19.Step/Rate TotalSalary/Award PayBasis 0905 $226160 0905 	$226160 
14.NameandLocationofPosition'sOrganization 	22.NameandLocationofPosition'sOrganization
SECURITIES AND EXCHANGE COMMISSION 	SECURITIES AND EXCHANGE COMMISSION 
DIVISION ENFORCEMENT 	DIVISION ENFORCEMENT 
DIVISION ENFORCEMENT 
OFFICE CHIEF COUNSEL 
OFFICE CHIEF COUNSEL GROUP 

........ .......... ... WASH.!.'.!'9...1..1.? 	... ... ... .... 	!/])"' :::::: JJL''''.' :::: :::: ::::: }i.,Jr::: :::::;:::: :::::::::::::::/:::::: ::: ::::::: :::c?'Jt :?t?t:?t /)
23.VeteransPreference 	24.Tenure 25.AgencyUse for - None 31OPoint/Disability 5-1OPointOther O-None 2-Conditional
5Point 4-10-PointCompensable 6-10-Point/Compensable/30% -Permanent 3-Indefinite 29.PayRateDeterminant 
30.RetirementPlan ServiceComp.Date 32.WorkSchedule 	TimeHoursPer ULL-TIME ... ... ::.e;;  	.:...    id.. .... ... ;;;;::/;;::=j: :if::::::::r:r :::::::::::::::::::::::::::::::::::::::::::=:::::. ==:====:=::========::=========:===== ::==:: ===:.:-:::::::.===;:;:;:::::::::::::::::;:;:::::::::::::::;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:;:::::::::::: 	
34.PositionOccupied (b)(S) 36.AppropriationCode 	37. BargainingUnitStatus  
8888 CompetitiveService 3-SESGeneral 	EExemptN ExceptedService 4-SESCareerReserved -Nonexempt
38.DutyStationCode 	3.9.DutyStation(City-County-StateorOverseasLocation)
11-0010-001 	WASHINGTON,DISTRICT COLUMBIA 
40. Agency
CLS 
45.Remarks 

46. EmployingDepartmentorAgency 	50.Signature/AuthenticationandTitleofApprovingOfficial -SECURITIES AND EXCHANGE 	JE:'FFREY RISINGER 

47.AgencyCode 48.PersonnelOfficeID ASSOCIATE EXECUTIVE DIRECTOR 
SEOO 1057 	110333340 

Standard Form 50-B Rev. 7/91 
U.S. Office Personnel Management 
FPM Supp. 296-33, Subch. NOTIFICATION PERSONNEL ACTION 

39. Duty Station !City -County -State Overseas Location) 
WASHINGTON,DISTRICT COLUMBIA 
37. Bargaining Unit Status 
8888 

50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE JEFFREY RISINGER 

47. Agency Code 48. Personnel Office 49. Approval Date ASSOCIATE EXECUTIVE DIRECTOR 
SEOO 1057 09/09/10 101690218 

Standard Form 50-B 
Rev. 7/91 
NOTIFICATION PERSONNEL ACTION Agency Code 48. Personnel Office 49. Approval Date ASSOCIATE EXECUTIVE DIRECTOR 

46. Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE JEFFREY RISINGER 
SEOO 1057 101690210 

Standard Form 508 Rev. 
NOTIFICATION PERSONNEL ACTION 
5A. Code 5B. Nature Action 
890 MISC PAY ADJ 
5D. Legal Authority 
ZLM P.L. 107-123 
5-F. Legal Authority FROM: Position Title and Number 
ASSOC REGIONAL DIRECTOR (LITIGATION} 
40700100 OEN0743 Pay Occ. Code Grade Level Step/ ate Total Salary Pay Basis 0905 $212374 
12A. Basic Pay Other Pay 
;
L
$170966 
SECURITIES AND EXCHANGE COMMISSION 
DIVISION ENFORCEMENT 

DIVISION ENFORCEMENT 
OFICE ASSOC DIRECTOR 

WASHINGTON,DC 
23. Veterans Pre erence OPoint/ isability  1OPoint Other rnt 
27. FEGLI (b)(6)
(b)(6) 
(b)(6) 
34. Position Occupied 35. FLSA Category  Competitive Service  SES General -Exempt )(6) 
11-0010-001 
40. Agency 
CLS 
(b)(6) 
6A. Code 6B. Nature Action 
6D. Legal Authority 
6-F. Legal Authority 
1.5. TO: Position Title and Number 
ASSOC REGIONAL DIRECTOR (LITIGATION} 
40700100 OEN0743 
Plan 110;c0de Step/Rate ;asis 
20B. Locality Adj. Other Pay 43892 
SECURITIES AND EXCHANGE" COMMISSION DIVISION ENFORCEMENT DIVISION ENFORCEMENT OFFICE ASSOC DIRECTOR 
WASHINGTON,DC 
24. Tenure -None  25. Agency Use -Conditional  26. Veteran Preference for RIF (b)(6)  
(b)(6)  
Biweekly  
36. Appropriation Code  37. Bargaining Unit Status  

Standard Form 50B Rev. 7/91 
U.S. Office Personnel Management 
NOTIFICATION PERSONNEL ACTION 

46. Employing Department Agency 50. Signature/Authentication and Title Approving Official -SECURITIES AND EXCHANGE JEFFREY RISINGER Agency Code 48. Personnel Office 49. Approval Date ASSOCIATE EXECUTIVE DIRECTOR 
SEOO 1057 110120774