Skip to content

Judicial Watch • Shira A. Scheindlin – 2009

Shira A. Scheindlin – 2009

Shira A. Scheindlin – 2009

Page 1: Shira A. Scheindlin – 2009

Category:Federal Judges

Number of Pages:11

Date Created:September 13, 2013

Date Uploaded to the Library:December 14, 2014

Tags:Scheindlin, Shira, SENTINEL, Shira A Scheindlin, Columbia, speaker, travel, university, 2009, TRUSTS, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Government Act of1978 
FOR CALE~AR YE~ 2009 ~.s.c. ~..~ o~-HO Person Reporting (last name, flr~l, middle initial) Court Organlr~d~ou Date Report 
~heindlin, Shira S.D.N.Y. 06/23/2010 Title (Article I11 judges indicate active senior stat~; So. Report rype (check ~ppropriate type) Reporting Period 
magLsl~ate judges indicate full- part-time) Nomination, Date 01/01/2009 
U.S. DistrictJudge~active Initial Annual Final 12/31/2009 
 
5b. Ameaded Report Chambers Office Address the basis the lnformttla~ contained this Report and any 
modifications pertalalng thereto, opinion, compliance USDC-SDNY 
with applicable laws and regulations. 500 Pearl Street New York, N.Y. 10007 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must fallowed Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ POSITIONS. ~o,a~g i~a~*~a o~.: ,,, 9-, ~ ~,~ao~) 
NONE (No reportable positions.) POSITION NAME ORGANIZATIQbl/ENTITY 
Director Justice Resource Center 
 Director Sedona Conference 
 
 
 
Scheindlin, Shira .... IPersou Reporting 	DeteofRe~. 
Ill. NON-INVESTMENT INCOME. ~,o,~ng ~,di~u=~unZs~; soer~. ~z-2~ o/~~ i~,u~ons.; Filers Non-Investment Income 
[---] NONE (No reportable non-investment income.) 
DATE. SOURCE AND TYPE (yours, not spouses) 2009 West Services, Inc. Book Royalties 	$2757.76 
2.2009 Fordham University L.aw School Teaching 	$1000.00 Spouses Non-Investment lnco -lf ~vau u~ere marrlcd during any portion the reporting year. complete this section. 
(Dollar amount not required except for honoraria.) 
 
NONE (No reportable non-investment income.) DATE_ SOURCE AND TYPE 1.1-12/09 Slate University New York 
 
 
IV. REIMBURSEMENTS ~-~o,~o~,todgi~g,/oo~, e~,~n~i .... 
(Includes thane spouse ~pendent children; see pp. 25-27 filling ins~c~o~-.) NONE reportable reimbursements.) DATES LQCATION P[JR,POSE ITEMS PA~ PROV~ED 	Federal Bar CounciI 2/14/09-2~21t09 MeM~ S~aker T~vel, F~, L~ging 	 
American Law Institute -3/26/09-3~7/~ Philadelphia, S~aker Travel, F~d, L~ging 
American Assn 	 
Amefic~ Association 4/17/09~3/~ F~nciseo, Speaker T~vel, F~d, ~dging 	 
Sedona Confere~e 4/29/098-5)01109 ~dona, Speaker T~vel, F~d, l,t~ging 	 
America B~A~n 9/241~-9!25109 Chicago, Sp~er Travel, F~, L~ging 	 
Comeli Unive~i~ 11/05/09-11107/~ lthaca, Sch~l Adviso~ T~vel, F~d, Mging 
Council Meeting Georgetown University l/l 1/09-11/I 3.09 Washington, Speaker Travel, Food, Lodging Practicing Law Institute 12/03/09-12107/09 San Francisco, Calif. Speaker Travel, Food, Lodging ....fv .... Reporting DateefRep0rt GIFTS. a~clu~ ~o~, ~,ou~ ~r~,~t children; sce plg 28-31 j~ding instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALI~ 
VI. LIABILITIES. a~au~,s tso,o o/,po,~e and ~,a,~t chUar,*: ~,, ~-~3 fling im~ucao~.) NONE (No repo~able liabilities.) 
CREDITOR DES~R~TION VAI,UE CODE Am~fi~ Mo~gage R~I Pro~ B~kl~, 
 
Name Person Reporting Date Report 
FINANCIALDISCLOSURE REPORT Page Scheindlln, Shira o6/23:2olo ~VESTMENTS TRUSTS i,,o~, ,~.. ~,,so~,,s a.t.a~ t~,o~ s~o.. ~a dependent children; see pp. 34-60 filing 
NONE (~o reportable income, ~sets, transaction.) R~I Prop. Kings Co.U, Renl Teache~ lns~ce Annuity Ass~iafion lnter~t Financial Int./Div. Sold 1~4/~ Wacho~a Ba~ De.sit Sweep Sold 06/30/09 Wells Fargo None Buy 06~0,09 Wells Fargo None Sold 08/03/09 Dividend Sentinal Cap Gro~ F~d Cl~s None S~t~el MidCap Gmw~ CI~s None 
10. l~Sentinel Intl ~ui~ Cl~s None Sentinel SmaU Company None 
12. I~Sentinel ~mmon Stock CI~s None 
13, Sentinel Govt. Secu~l]cs None 
14, l~Sentinel Come.afire Allot, Cl~s None 
15. College Retirement Equiti~ Fund None 
16. 17. Supplemen~l Gro~ Reti~ment Annuities Vangt~d Intl Mull Fund Interest Dividend Sold (pan) 6/0/~ 
 
Name PersonReporfing 
 
06/23/2010 
VII. ENVESTMENTS and TRUSTS t.~o~, 
NONE (No reportable income, a~sets, transactions.) 
 ~~~7~ .:: ~::~1~::~-:~ .:{ 
18. Pfiz~ Dividend 
19. Br~kl~ Fede~l Interest 
20. Br~k~ Interest 
21. Mm~at~n Interest 
22. ChaseManhat~n B~k Intent 
23. C~e Mm~at~n Bank Interest 
24. Ch~eMa~at~n B~k Interest 
25. ~se M~hat~n B~k Interest 
26. Ch~e Ma~a~n B~k Inter~t 
27. NYS ~al Govt Assist. SeriesC Inter~t Redeem~ 4/1i09 
28. Fidelity Advma~ge SmallCap. None 
29. Fideli~ Adv~tage Mid Cap Di~dend 
30. IRAACCOUNT Dis~bufion 
31. NWD lnsl~t NVIT SP Index Fund None 
C14 
32. Fideli~ VIP Con~fund None 
33. Dreyf~Growth Income None 
34. I~DWS Va6able Se~ One None 
 
HONE reportable income, assets, transactiom,) 
35. Broke~ge Acco~t#l 
36. Excelsior Directional Hedge Fuad Funds lnt.tDiv. 
37. ASTON Nlontag Caldwell Gff.h CL1 Dividend 
38. Columbia N InterMuni CL-Z None Sold 4F//09 
39. Columbia DIV. INC CLZ Dividend 
40. 41. 42. 43. 44. 45. Columbia FDS SER Valuae and Restructuring Columbia FDS SER Select Opportunities Columbia FDS SER Select LGE CAP Grth CL-Z Columbia Tax Exempt RES. (sweepAccoun! Coltunbia Tax Exempt RES. (sweep Account Columbia Small Cap Gth Dividend Dividend None Dividend Distribution None Buy 4/8/09 
46. Columbia Small Cap Value Int./Div. Buy 4/8/09 
47. Janus lnveest. Enterprize* Dividend 
48. ARfIOlnt. Eq. LTD. None Sold 4F//09 
49. Scottrade Acct. 
50. Barcly MSCI India None 
51. MSCI Pacific Dividend 
 
 
VII. INVESTMENTS and TRUSTS ...... t~. ~,~o~ a~a,~ ~h~ o/,~ ~ud~: r~. ~ti~, ~.~ 
NONE (~o reportable income, ~se~, ~a~actior~.) 
52. MSCI Sou~Korca Dividend 
53. MSCI Mexico Dividend 
54. 55. 56. MSC! Hong Kong FTSE Xinhua China SPDR Gold Trust Dividend Dividend Distribution Buy (addl) Buy (addl) Buy I/5/09 1i5/09 1/2/09 
57. 58. SPDR Gold Trust FBR Focus Fund Distribution None Buy (addl) Sold 7/I 5/09 8/14/09 
59. 60. Brandywine Blue MSCI Taiwan lnt./Div. None Buy (addl) Sold 1/2/09 I/5/09 
61. Harbor BondFund Int./Div. 
62. LongLeafPartners Fund Dividend 
63. Pertin Micro Cap None 
64. 65. Marshall and llsley Bank (Scooltrade sweep account) Oakmark Select Fund None Int./Div. Buy 7/9/09 
66. Fairholme Fund IntJDiv. Buy 7/13/09 
67. SPDR Series trust KBWregl. IntdDiv. Buy 7/13/09 
68. SPDR Series Trust KBWbkETF lnt./Div. Buy 7/13/09 
 
Schcin~. sh~ 
NONE reportable income, ~sets, ~ansactions.) 
69. 
PIMCO Bmcrging Local Bond fund 
 
70. 
Brok~ge A~t. 
 
71. 
Fgontline 
 
72. 
H~eng PWR 
 
73. 
Winds~ 
 
74. 
M~kw~st 
 
75. 
Ul~a Fin~cial p~~ 
 
76. 
Boyd Gam~g Co~. 
 
77. 
Boyd G~ing Co~. 
 
78. 
SPD~ lndcxSllS FDS INT.(IPF-ETF) 
 
79. 
MSC1 Hong Kong ~WH-E~ 
 
80. 
SPDK Index StIS FDS Ch~a (GXC) 
 
81. 
Cla~oreExchange T~ded F~d (TAN) 
 
82. M~hall llsley Bank (sweep Acct.) 
 
83. 
Int.~iv. 
DMdcnd 
DMd~d 
Dividend 
Dividend 
None 
None 
None 
int~iv. 
Int.~iv. 
Int~iv. 
Int.~iv. 
Int.~iv. 
Dividend 8/191~ 
Sold 4/13/09 
Buy 9/3/09 Sold 10/7/~ Buy 8/24/09 
Buy 8/31/09 
Buy 10115/09 
Buy 8/27/09 
Sold 1112/09 
~*~ of~n .~po.iog ~t~ R~o. 
06/23/2010Pa~ Scheindlin, Shlra 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. a~o~.ol~ro~ 
Part VII 1.43,44,64 and 82. These are just sweep accounts for cash that accumulates brokerage account. 
Part VII Line 47; July 2009 Janus Advisor Midcap Growth Fund became Janus Investment Fund Enterprize 
Part VII Line The sale IBM noted line the 2009 report was cancelled and sold 1/12109 
 
Name Person Reporting Date Report 
0~/23/2010 
Scheindlin, Shira 
IX. CERTIFICATION. certify that all informalion given above (including information pertaining spouse and minor dependent children, any) isaccurate., true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance ~ifts which have been reported are compliance with the provisions ors U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
AND CRIMINAL SANCTIONS U.S.C. app.  104) /JEC 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 
One Columbus Circle, N.E. Washington, D.C. 20544