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Judicial Watch • Shira A. Scheindlin – 2010

Shira A. Scheindlin – 2010

Shira A. Scheindlin – 2010

Page 1: Shira A. Scheindlin – 2010

Category:Federal Judges

Number of Pages:11

Date Created:September 13, 2013

Date Uploaded to the Library:December 14, 2014

Tags:Scheindlin, Shira, Shira A Scheindlin, Columbia, speaker, travel, Supreme Court, lodging, 2010, assets, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Scheindlin, Shira 
 
S.D.N.Y. 07/15/201 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. District Judge/active Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address 8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
USDC-SDNY 
 
with applicable laws and regulations. 
500 Pearl Street 
New York, N.Y. 10007 
 
Reviewing Officer Date 
IMPOR TANT NOTES: The instructions accompanying this form must follow.t Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ POSITIONS. ~R,~om~g ~,a~vlau=t o.tr; ~,e pp. 9-13 fillng instructionsO NONE (No reportablepositions.) POSITION NAME ORGANIZATION/ENTITY 
 Director Justice Resource Center 
Director Sedona Conference 
 
 
II. AGREEMENTS./Re~,ora, ~,alviauot o,lrt setup. 14-16 filing instructions.) 
[~] NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Scheindlin, Shira 
Name Person Reporting 	Date Report 
Ill. NON-INVESTMENT INCOME. tR,~or~ing individual andspouse; see plx 17-2,1 offillng instructlon~) Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) 2010 West Services, Inc. Book Royalties 	$3,859.00 
2.2010 Cardozo Law School Teaching 	$10,200.00 Spouses Non-Investment Income -tf you were married during an.v portion the reporting year, complete this section. (Dollar amount not required e.xcept for honoraria.) NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
1.1-12/2010 State University New York 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	 
Sedona Conference 1/27/10-1/29/10 Phoenix, Speaker Travel, Food, Lodging 	 
Stanford Law School 1/31/10-2/01/10 Palo Alto, Speaker Travel, Food, Lodging 	 
AFHU Legal Mission 3/10/10-3/19/10 Tel Aviv, Israel Attendee Travel, Food, Lodging 	 
Sedona Conference 4/7/10-4/9/10 Phoenix, Speaker Travel, food, Lodging 	 
Natl Assoc. Criminal 5/13/10-5/14/10 Tampa, Speaker Travel, Food, Lodging 
Defense Attorneys 	 
American Bar Assoc. 5/26/10-5/27/10 Washington Speaker Travel, Food, Lodging 
 Sedona Conference 9/14/10-9/16/10 Washington Speaker Travel, Food Lodging 
Supreme Court Delaware 10/15/10-10/15/10 Wilmington, Speaker Travel, Food Discovery 10/19/10-10/20/10 Washington Speaker Travel,. Food, Lodging 
 
10. 
ACC National 10/25/10-I0/26/10 San Antonio, Speaker Travel, Food Lodging Aspen Institute 10/5/10-10/7/10 Queenstown, Attendee Travel, Food, Lodging 
12. 
Georgetown Universtiy 10/17110-10/19/10 Arlington, Speaker Travel, Food, Lodging 
 
13. 
Thomson Reulers 11/30/10-12/2110 San Francisco, Speaker Travel, Food, Lodging 
 
14. 
Practicing Law Institute 12/02/10-12/03/10 San Francisco, Speaker Travel, Food, Lodging GIFTS. (Includes those ..... dependent children; see pp. 28-.71 fillng instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRPTION VALUE 
VI. LIABILITIES. (inct.d~ those spouse u.d dependent children; see pp. 32-33 filing instructionx) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS ........ lue, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions~) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(i) (2) (t) (2) (t) (2) (3) (4) (5) Place (X)~ after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 	Code div., rent, Code Method buy, sell, mm/dd,~,y Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 	 
Rental Property #1, Kings County, Rent 	 
IRA Dividend 	 
IRA Sentinal Cap Growth Fund Class None 	 
IRA Sentinel MidCap Growth Class None 	 
IRA Sentinel lntl Equity Class None 	 
IRA Sentinel Small Company None 	 
IRA Sentinel Common Stock Class None 	 
IRA Sentinel Govt. Securities Class None 	 
IRA Sentinel Conservation Strategies Fund. None 
Class 
 
 
10. 	 
Teachers Insurance Annuity Association Interest 
 
11. 	 
College Retirement Equities Fund None 
 
12. 	 
Supplemental andGroup Retirement Interest 
Anuities 
 
 
13. 	 
AXA Financial Int./Div. 
 
14. 	 
Vanguard Intl MutualFund Dividend Sold 06/09/10 
(part) 
 
 
15. 	 
Pfizer Dividend 
 
16. 	 
Brooklyn Federal SL Interest 
 
17. 	 
Brooklyn Federal SL Interest Income Gain Codes: =$1,000 less =$1.001 $2.50~ =$2.501 $5.000 =$5.0OI $15.0~O =$15.001 -$50,000 (See Columns and D4) =$50,001 $109,000 =$100,0~ 1.000.000 1.000.001 $5,0~O.000 112 =More than $5,00~.00~ Value Cod~ =$15.000 l~s =$15.001 $50.000 =$50.0OI $100.0(X) =$10~.001 $250.000 
(Scc Columns and D3) =$250.001 $50~,0(}O =$500.0OI $1.0OO.00~ =$1,000.001 $5.000,000 =$5,000,001 $25,000.0OO =$25.000.0OI $50.0~O.000 =More than $50.0~).000 Value Method Codes =Appraisal ~Sost (Real Estate Only) =Asscssmem =Cash Market 
(S~e Column C2) =Book Value =O~hcr =Estimated 
 
Vll. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during r~orting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place (X) at~er each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	 
Chase Manhattan Bank Interest 
 
19. 	 
Chase Manhattan Bank Interest 
 
20. 	 
Chase Manhattan Bank Interest 
 
21. 	 
Chase Manhattan Bank Interest 
 
22. 	 
Chase Manhattan Bank Interest 
 
23. 	 
Chase Manhattan Bank Interest 
 
24. 	 
NYS Local Govt Assist. Corp. Series Interest 
 
25. 	 
NYS Local Govt Assist. Corp. Series Interest Sold 04/01/10 
(part) 
 
 
26. 	 
Fidelity Advantage Small Cap. Dividend 
 
27. 	 
Fidelity Advantage Mid Cap None 
 
28. 	 
IRA Account 
 
29. 	 
NWD Vat Ins Trust NVIT SP Index Fund None Sold 06/08/10 
Cl4 
 
 
30. 
IRA Fidelity VIP Contrafund None 	Sold 06/08/I0 
 
31. 
IRA DreyfusGrowth Income None 	Sold 06/08/10 
 
32. 
IRA DWS Variable Series One None 	Sold 06/08/10 
 
33. 	 
Brokerage Account 
 
34. 	 
Excelsior Directional Hedge Fund Funds Int./Div. 
 Income Gain Codes: -$1.000 less =$1.001 $2.500 =52.501 $5,000 =$5.001 $15.000 =$15,001 $50,000 (See Columns and I)4 =550.001 $100.000 100.001 51.000.000 1.000.001 $5.000.000 More than $5.000.000 
 Value Codes =$15.(gg) o less =$I 5.001 $50.000 =$50.001 I00.000 =5100.001 $250.000 
{Sce Columns and D3) =$250.001 $500.000 =$500.001 $1.000.000 =$1.000.001 $5.000.000 =$5.000.001 $25.000.000 ~$25.000.001 $50.0(~O.000 =More than $50.000.000 =:Cash Markcl 
(See Column C2) -Book Value =O~her =Estimated Value Mclhod Codes =Apwaisal =Cosl (Real Estate Only) =Assessment 
Name Person Reporting 	Date Report INV ESTMENTS and STS i.co,.e, ..i.e, ,r..soctlo~, a.cl.d~ ,host o/s~,o.se o.~,t,~e.Ze.t children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) 	(5) 
Place (X) after each asset 	Type (e.g., Value Value Type (e.g., Date Value Gain Identity Amount 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 	 
ASTON Montag Caldwell Grth Dividend 
 
36. 	 
Columbia DIV. INC CLZ Dividend 
 
37. 	 
Columbia FDS SSR Value and Dividend Sold 03/03/10 Restructuring (part) 
 
38. 	 
Columbia FDS SER Select Dividend Opportunities 
 
39. 	 
Columbia FDS SER Select LGE CAP None Grlh 
 
40. 	 
Columbia Tax Exempt RES, (sweep Dividend Merged 05/01/10 account) (with line 42) 
 
41. 	 
Columbia Tax Exempt RES, (sweep Distribution Merged 05/01/10 account) (with line 43) 
 
42. 	 
BOFA Tax Exempt Res. Tr. Cl.(inc. Dividend Open 05/01/10 inv.)* 
 
43. 	 
BOFA Tax Exempt Reserves Trust Distribution Open 05/01/10 Class* 
 
44. 	 
Columbia Small Cap Grth None 
 
45. 	 
Columbia SmallCap Value Int./Div. 
 
46. 	 
Janus lnvest. FDEnterprize Dividend 
 
47. 	 
ARTIO Int. Eq. None Sold 03/02/10 
 
48. 	 
Lazard Fd. Inc. Emerg. Mkts. Dividend Buy 03/03/10 
 
49. 	 
Thomburg Int. ValueFd. Dividend Buy 03/03/10 
 
50. 	 
ColumbiaNY lnlerMuni CL-Z* Int./Div. Sold 06/03/10 (part) 
 
51. 	 
Scottrade Acct. Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2.501 $5,000 =$5,001 $15,000 ~$15,091 $50.000 (See Columns and IM) =$50.001 $100,000 =$I00.001 $1,000,000 III =$1,000,001 $5,000.000 tl2 =More than $5.000.000 
 Value Codes =$15.O00 less =$15.0OI $50.000 =$50.0OI $100.000 =$100.001 $250.0O 
 
(See Columns and D3) =$250,001 $500.0~O =$500.001 $1.000.000 =$1.000.001 $5,000,000 =$5.000,001 $25,000.000 =$25.000.001 $50.000.000 =More than $50.000.0(X) 
 Value Mclhod Codes =Cost (Real Estate O~ly) =Cash Mark~ =Appraisal =Asscsamcnl 
(See Column C2) =Book Value -O~her =Eslimaled 
 
Name Person Reporting 	Dale Report 
Scheindlin, Shira 	07/15/2011 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) 
A.B. 
Description Assets 	Income during Gross value end Transactions during reporling period 
(including trust assets) reporting period reporting Ix-riod 
(1) (2) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!ddhyy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
52. 	 
Barely MSCi India None 
 
53. 	 
MSCI Pacific Dividend 
 
54. 	 
MSCI South Korea Dividend 
 
55. 	 
MSC! Mexico Dividend 
 
56. 	 
MSCI Hong Kong Dividend 
 
57. 	 
FTSEXinhuaChina Dividend 
 
58. 	 
SPDRGold Trust None 
 
59. 	 
Brandywine Blue Int./Div. 
 
60. 	 
Harbor Bond Fund Int./Div. 
 
61. 	 
Long Leaf Partners Fund Dividend 
 
62. 	 
Perritt MicroCapFD None 
 
63. Marshall and llsley Bank (Scottrade Dividend Merged 05/01/10 
sweep account) (with line 64) 
 
 
64. 	 
ScottradeSweep Bank Dividend Open 05/01/10 
 
65. 	 
OakmarkSelect Fund lnt./Div. 
 
66. 	 
Fairholme Fund Int./Div. 
 
67. 	 
SPDR Series trust KBWregl. Int./Div. 
 
68. 	 
SPDR Series Trust KBWbkETF Int./Div. Income ain Codes: 1.000 less 1,001 $2.500 =$2,501 $5,0~0 =$5,001 $15,000 =$15.001 -$50.000 (See Columns and I)4) =$50,001 $100,000 100.001 $1.000.000 1.000,001 $5.000.000 112 =More than $5.000.000 
 Value Codes =$15.000 less =$15.1)01 $50.000 =$50,001 $100.00~ =$100.001 $250.000 
 
(,~-e Columr~ and D3) =$250.001 $500.000 =$500,001 $1.000.0~0 =$1,000,001 $5.000.000 =$5.000,001 $25.000.000 =$25,000.001 $50.00).000 =More Ihan $50.00~.000 
 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Asscssn~.~nt =C~h Market 
(S~e Column C2) =Book Value =Olher =Eslimated 
 
 
 
VII. INVESTMENTS and TRUSTS ~,com,. va~,,. ~,a,,,ctlo.s ct,des thos, o/spo,s, ~,d d,p,,d,,, chiUr,,~ s,, ~e. 34-~0 fillng instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end (including trust assets) reporting period reporting period (I) (2) (I) (2) Place (X) after each asset Amount Type (e.g., Value Value exempt from prior disclosure Code div., rent, Code Method (A-H) int.) (J-P) Code (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mnddd/yy Code Code (J-P) (A-H) (5) Identity buyer/seller (if privale transaction) 
69. PIMCO Emerging Local Bond fund Int./Div. 
70. marshall llsley Bank (sweep Accl) Int./Div. 
71. Brokerage Acct. 
72. Frontline LTD Dividend Sold 10/06/10 
73. Huaneng PWR Dividend 
:74. Windstream Dividend 
75. Markwest Dividend 
76. SPDR Index SHS FDS INT (IPF-ETF) Int./Div. 
77. MSCI Hong Kong (EWH-ETF) Int./Div. 
78. SPDR Index SHS FDS SP China (GXC) lnt./Div. 
79. Claymore Exchange Traded Fund (TAN) Int./Div. 
80. FAIR.X lnt./Div. Buy !10/12/10 
81. Bank (sweep acct) lnt./Div. 
!82. 
83. Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 =$5,001 $15.000 =$15.001 $50.000 
(See Columns and IM) =$50.001 $100,009 =$100.001 $1,000.00~ III =$1.000.001 $5,000.000 112 =More titan $5.1)00.1300 Value Cod~ =$15.000 o le~s =$15.001 $50.000 =$50.001 $100.000 =$10~.001 $250.000 
IScc Columra and D3) =$250,001 $500.000 =$500,001 $1,000.00~ =$1.000,001 $5.000.000 =$5.000.001 -$25.000.000 =$25.000,001 $50.000.0~1 =More than $50.0~.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Asscssmcm =~h Markc~ 
ISee Column C2) =l:k~k Value =Olhcr =Estimated 
 
Name Person Reporting Date Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part report) 
Part VII Line 40,41 81. These are just sweep accounts for cash that accumulates brokerage account. 
Part VII Line May 2010 Columbia Tax Exempt Fund became BOFA Tax Exempt Res. Tr. CI. 
Part VII Line June 23, 2009 report line 67, reported buy October 20, 2008, ofColumbia Inter Muni and noted that 
 
the end ofthe reporting period the was value code June 23, 2010 report line reported sale dated April 2009, Columbia Inter Muni Bd. Fd. ofvalue code and further reported that the investment had value the end the reporting period. That was error. fact, the 
April 2009 sale was partial sale and the value the investment the end the 2009 reporting period should have been value 
 
Scheindlin, Shira 07/15/201 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: S/Shira Scheindlin 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544