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Judicial Watch • Simeon T. Lake – 2012

Simeon T. Lake – 2012

Simeon T. Lake – 2012

Page 1: Simeon T. Lake – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Simeon, Simeon T Lake, 2012, stock, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. . 101-l Person Reporting (last name, first, middle initial) Lake, Simeon Court Organization United States District Court Date Report 04/05/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge (active)  Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
United States Courthouse 515 Rusk Avenue, Room 9535 Houston, Texas 77002 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Co-Trustee Trust 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZI NONE (No reportable agreements.) 

PARTIES AND TERMS 

04/05/2013
Lake, Simeon 

instructions.)
III. N-INVESTMENT ME. (Reporting individ11a/ and spo11se; see pp. 17-14 Filer's Non-Investment Income 
[2J NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[2J NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[2J NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Dale Report
04/05/2013
Lake, Simeon GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Lake, Simeon 
04/05/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing imtmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period  

(2) (I) (I) (2) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  CodeI  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Rental Property #I-Houston,  Rent Rental Property #2-Houston,  Rent Rental Property #3-Houston,  Rent Rental Property #4-Houston,  Rent Property-Washington Cnty,  Rent J.P. Morgan Chase  Interest Exxon Common Stock  Dividend Royalty Interest, Washington Cnty,  Royalty Merrill Lynch Money Mkt Acct (IRA)  Interest  
10. ATT Inc. Common Stock (IRA)  Dividend  
11. Novartis ADR (IRA)  Dividend  
12. IBM Corp. Common Stock (IRA)  Dividend  
13. General Electric Common Stock (IRA)  Dividend  
14. Intel Corp. Common Stock (IRA)  Dividend  
15. Syngenta ADR (IRA)  Dividend  
16. Nestle Corp. ADR (IRA)  Dividend  
17. Dr. Reddy's Lab ADR (IRA)  Dividend Income Gain Codes: =$1,000 less  8=$1,001 -$2,500  c=$2,501  $5,000  D=$5,00l -$15.000 =$15.001  $50 ,000  
(Sec Columns and D4)  F=$50,001  $100,000 =$100,001 -$1,000,000  Ill =$1,000,001  ,000.000  112 =More than ,000.000 Value Codes  J=$15.000 less  K=$ 15,001 -$50.000 =$50.00  $JOO.ODO =$100.001  $250.000  
(Sec Columns and 03)  N=$250,00 -$500,000  0=$500,00 -$1.000.000 =$1,000.001. $5,000.000 =$5.000.001 -$25,000.000  
P3=$25.000,001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Rea Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Date Report 
Lake, Simeon 

04/05/2013 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (1nc111des those spouse ,,,,d dependent children; see pp. 34-60 line instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) 
(3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500  c=$2.501 -$5.000  D=$5,00 -$15.000  E=$15,00 -$50,000  
(See Columns and D4)  F=$50.001 -$100,000 =$100.001 -$1.000,000  Ill =$1.000.001 -$5.000,000  112 =More than $5,000.000 Value Codes  J=$15.000 orless  K=$15,001 -$50,000  L=$50,00 -$100.000 =$100,001 -$250,000  
(Sec Columns and D3) =$250.00 -$500,000  0=$500,001 -$1.000,000 =$1.000.001 -$5,000.000  1'2 =$5.000,001 -$25,000,000  
P3=$25,000,00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

04/0512013 
Lake, Simeon 

VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des tltose spouse and dependent cltildren; see PP 34-60 ofjilingimtmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (I) (2) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Dale  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Income Gain Codes: 41.000 less =$1,001  $2.500  c=$2,501  $5,000  0=$5,001 -$15,000 =$15.001  $50,000  
(Sec Columns and 04) =$50,001  $100.000 I00,00  $1.000.000  HI=$1,000.001 -$5,000.000 =More than $5,000.000 Value Codes =$15,000 less  K=$15,00  $50.000  L=$50.00  $100,000 =$100,00  $250.000  
(See Columns and 03)  N=$250.001  $500.000  0=$500,00  $1.000.000 =$1,000.001  $5,000.000 =$5.000.001  $25.000.000 =$25.000.001  $50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Date Report 
Lake, Simeon 
04/05/2 013 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. Pfizer Inc. Common Stock  Dividend  Sold /06/12  
53. Kellog Co. Common Stock  Dividend  Sold  02/07/12  
54. Hospira Inc. Common Stock  None  Sold  02/07/12  
55. Procter Gamble, Inc.  Dividend  Sold  02/06/12  
56. Bank Texas Account  Interest  
57. Fidelity Municipal Money Mkt Account  Interest  
58. shares Global Financials Sector Index  Dividend  Sold  02/09/12  
59. shares SP Global Telecom Sector Index  Dividend  Sold  02/09/12  
60. Kraft Foods  Dividend  
61. shares Pacific Japan Index  None  Sold  02/09/12  
62. shares FTSE China Index  None  Sold /09/12  
63. shares SP Latin Amer Index  None  Sold  02/09/12  
64. shares Global Materials Index  None  Sold  02/09112  
65. shares SP Metals Mining ETF  None  Sold  02/09/12  
66. Nuveen Muni Value Fund  Dividend  Sold  02/09/12  
67. Texas Water Assistance Board Bond  Interest  
68. Williamson County Toll Bond  Interest Income Gain Codes: =$1,000 less =$1 ,00 -$2,500 c=$2.501 -$5.000 0=$5.001 -$15.000 15,00 -$50,000 (Sec Columns and 04) =$50.001 -$100,000 =$I 00,00 -$I ,000,000 =$1.000.001 -$5.000.000 112=More than $5,000,000 Value Codes =$I 5,000 less =$15,001 -$50.000 L=$50.00 -$I 00.000 =$I 00.00 -$250,000 
(Sec Columns and 03) 	N=$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 P2=$5.000,001 -$25,000.000 
1'3

=$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Othcr
U=Book Value 	W=Estimated 

Lake, Simeon 
04/05/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent c1tildren; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) 
(2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

69. Western Asset Municipal Fund  Dividend  Sold  02/07/12  
70. Apple Inc. Common Stock  Dividend  Donated  
71.  Buy  09/10112  
72.  Buy (add'!)  09/11/12  
73.  Buy (add'!)  10/08/12  
74. Mondelez International, Inc. Common Stock  Dividend  Spinoff (from line 60)  10/02/12 Income Gain Codes: =$1,000 Jess =$1.001 -$2.500  c=$2,501 -$5.000 =$5,001  $15,000 15.00  $50,000  
(See Columns and 04)  F=$50.001 -$100.000 =$100.001  $1.000.000 =$1.000,001 -$5,000,000  112 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001 -$50.000  L=$50.00  I00.000 =$100,001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500,000  0=$500,00  $1.000.000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000.000 =$25.000,001  $50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(See Column C2)  U=Book Value =Other  W=Estimated  

Name Person Reporting 
Date Report 
Lake, Simeon 
04/05/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (llrdicatepartofreport.) 
PART VII. INVESTMENTS AND TRUSTS 

Lake, Simeon 
04/05/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Simeon Lake 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544