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Judicial Watch • Smith Jr Charles L – 2006

Smith Jr Charles L – 2006

Smith Jr Charles L – 2006

Page 1: Smith Jr Charles L – 2006

Category:Federal Judges

Number of Pages:11

Date Created:September 4, 2007

Date Uploaded to the Library:January 24, 2015

Tags:Charles, smith, 2006, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Smith, Jr., Charles Court Organization Northern District Alabama Date Report 05/15/2007 Title (Article III judges indicate senior status; magistrate judges indicate part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01101/2006 12/31/2006 
Sb. Amended Report Chambers Office Address United States Courthouse 101 Holmes Avenue Huntsville, Ala. 35801 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp.14-16 instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 1981 	Judicial Retirement Fund Alabama (Retirement fund former employer, State Alabama), control 1981 	Madison County, Alabama Retirement Fund (Retirement fund former employer, Madison County), control 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 	Madison County Commission -Salary 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 	NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
 
 
Date Report 
Name Person Reporting 
05/15/2007 
Smith, Jr., Charles GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[!] NONE (No reportable gifts.) 
 
DESCRIPTION 	VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) 
 
DESCRIPTION 	VALUE CODE 	Regions Bank Mortgage Rental Property No. Baldwin County, Ala. (See Part VII, page line 78) 
Regions Bank/MBNA Credit Card 
MBNA/Bank America Credit Card 
Chase Credit Card 
 
Date Report 
Name Person Reporting 
05/15/2007 
Smith, Jr., Charles 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nctutks those the spouse and dependent children. see PP 34-60 ft1ing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =51,000 less =Sl,001 -$2,500 =$2,501 -S5,000 =S5,00I -515,000 E=Sl5,00I -$50,000 
(See Columns and D4) =550,001 -5100,000 I00,00 1,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 5,000 less =SI5,00I -550,000 =S50,00I -SI00,000 =5!00,001 -5250,000 
(See Columns and D3) =5250,001 -$500,000 =5500,001 -SI,000,000 =SI,000,001 -$5,000,000 =S5,000,00I -S25,000,000 Value Method Codes =525,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
Date Report 
Name Person Reporting 
05/15/2007 
Smith, Jr., Charles 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Sanmina-SCI Corp None 
19. Deferred Comp Plan -PEBSCO SP 500 Index Dividend 
20. PACT (Ala. Prepaid Affordable College Tuition plan) Interest 
21. Scholars Choice (Section 529 Plan) Dividend 
22. Easy Street Investors Corp. None 
23. -Davis Selected -Large Cap -Money Manager Acct 
24. -Johnson Johnson 
25. --United Healthcare Corp (formerly Unitedhealth Group Inc) 
26. --Pepsico, Inc. 
27. --Maxim Intergrated Prod. 
28. -First Horizon Nat. Corp (formerly FirstTenn.Nat.Corp) 
29. --QWest Communications Intl. 
30. --Cisco Systems, Inc. 
31. -Exxon Mobil Corp 
32. -!COS Corp 
33. --Pfizer, Inc. 
34. --Alliant TechSystems, Inc. Income Gain Codes: =51,000 less =51,00 -52,500 c=52,501 -$5,000 =$5,001 -515,000 =515,001 -550,000 
(See Columns and D4) F=550,001 -5100,000 =SI00,001 -51,000,000 =Sl ,000,001 -55,000,000 =More than 55,000,000 Value Codes =515,000 less =515,001 -S50,000 L=550,001 -5100,000 00,00 -5250,000 
(See Columns and D3) =5250,00 -5500,000 =5500,001 -51,000,000 =51,000,001 -55,000,000 =S5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -S50,000,000 =Cost (Real Estate Only) =More than SS0,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other S=Assessment 
U=Book Value W=Estimated 
 
 
Date Report 
Name Person Reporting 
05/15/2007 
Smith, Jr., Charles 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 offtling instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. --CyberSource Corp 
36. -St. Joe Company 
37. -United Technologies Corp. 
38. --Sanmina SCI Corp 
39. --Lowes Companies, Inc. 
40. -Goldman Sachs Group, Inc. 
41. -Lincoln National Corp. 
42. --Principal Financial Group 
43. --Adtran, Inc. 
44. --Calamos Strategic Fund 
45. --Calamos Money Manager Account 
46. --CoStar Group 
47. -UT Star Com, Inc. 
48. --Emageon, Inc. Buy 9115 
49. -Sprint NexTel Corp. Buy 9115 
50. -Schwab Charles Copr New Buy 10/18 
51. --Syntroleum Corp. Buy 11/18 Income Gain Codes: 1,000 less =51,001 -S2,500 =$2,501 -$5,000 =55,00 15,000 =515,001 -$50,000 
(See Columns and 04) =550,001 -5100,000 =SIOO,OOl -Sl,000,000 =$1,000,001 -55,000,000 =More than $5,000,000 Value Codes 15,000 less =515,001 -$50,000 =S50,00 100,000 =SI00,001 -5250,000 
(See Columns and 03) =$250,001 -$500,000 =S500,00I -Sl,000,000 =SI,000,001 -55,000,000 =S5,000,00I -$25,000,000 Value Method Codes =S25,000,00I -550,000,000 =Cost (Real Estate Only) =More than 550,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
Date Report 
Name Person Reporting 
05/1512007 
Smith, Jr., Charles 
VII. INVESTMENTS and TRUSTS -income, value, transactions anc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate transaction) 
 
52. -Cardiac Science Corp. Buy 04/18 
53. --Embarg Corp. Buy 09/20 
54. American Century Value Fund Dividend 
55. Education IRA No. 
56. --CitiBank Bank Deposit (formerly Money Funds) Interest 
57. -Coca Cola Bottling Co. Dividend 
58. --Adtran, Inc. Dividend 
59. --OverstockCom, Inc. 
60. Education IRA No. 
61. --Legg Mason Partners (formerly Aggressive Growth Funds) Dividend 
62. --CitiBank Bank Deposit (formerly Money Funds) Interest 
63. --Adtran, Inc. Dividend 
64. --OverstockCom, Inc. None 
65. Education IRA No. 
66. --Legg Mason Partners (formerly Aggressive Growth Funds) Dividend 
67. --CitiBank Bank Deposit (formerly Money Funds) Interest 
68. --Adtran, Inc. Dividend Income Gain Codes: =51,000 less =51,00 -52,500 =52,501 -55,000 =$5,001 -515,000 =515,00 -550,000 
(See Columns and D4) F=550,001 -5100,000 =5100,001 -Sl,000,000 =51,000,00 -55,000,000 =More than $5,000,000 Value Codes J=515,000 less =515,001 -550,000 L=550,001 -SI00,000 I00,00 -5250,000 
(See Columns and D3) N=$250,001 -$500,000 0=5500,00 1,000,000 1,000,00 -S5,000,000 =S5,000,001 -$25,000,000 Value Method Codes =S25,000,00I -S50,000,000 =Cost (Real Estate Only) =More than S50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value =Estimated 
 
 
Date Report 
Name Person Reporting 
05/15/2007 
Smith, Jr., Charles 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period repor ting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
69. --OverstockCom, Inc. None 
70. Education IRA No. 
71. --Legg Mason Partners (formerly Aggressive Growth Funds) Dividend 
72. --CitiBank Bank Deposit (formerly Money Funds) Interest 
73. --Adtran, Inc. Dividend 
74. --OverstockCom, Inc. None 
75. Coca Cola Bottling Co. Dividend 
76. eBay, Inc. None 
77. Johnson Johnson Dividend 
78. Rental Property No. Baldwin County, Ala (See Part VIII) None 
79. Trust No. Dividend 
80. -Citibank Bank Deposit Program Interest 
81. -ITC DeltaCom, Inc. -New Issue None 
82. Vanguard Age-Based Aggressive Growth (Section 529 Plan) Dividend Buy Monthly 2006 
83. Adtran, Inc. Dividend 
84. Walt Disney (acquisition and merger Pixar into Disney) None 
85. Google, Inc. None Part Sale 03/17 See Part VIII Income Gain Codes: ,000 less =S!,001 -S2,500 c=$2,501 -$5,000 D=S5000I -$15,000 E=Sl 5,00l -S50,000 
(See Colwnns and D4) F=$50.001 -SI00,000 =SI00.001 -Sl,000.000 =Sl,OOO,OOl -S5,000,000 =More thanS5,000.000 Value Codes J=S15.000 less K=Sl 5,00I -S50.000 L=$50.001 -S!00,000 100,00 -$250,000 
(SeeColumnsCl and DJ) N=S250,00I -S500.000 0=$500,001 -Sl.000,000 Pl=s1.ooo.001 -s5,ooo.ooo =S5,000.00I -$25,000,000 Val Method Codes P3=S25.000,001 -S50,000,000 =Cost (Real Estate Only) P4=More thanS50.000,000 T=Cash Market 
(See Column C2) =Appraisal =Other =Assessment 
U=Book Value W=Estimated 
 
 
Date Report 
Name Person Reporting 
05/1512007 
Smith, Jr., Charles 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type(e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate transaction) 
 
86. None Sold 04/25 
87. OverstockCom, Inc. None Sold 09/18 See Part VIII 
88. House Huntsville, Ala. (See Part VIII) Buy 0511 J.T. and D.E. Kenchel 
89. Sold 09/28 C.A. Goetsch and Rochin Inco Gain Codes: 1,000 less 1,00  S2,500 =S2,501  S5,000 =S5,00I  Sl5,000 15,00 -$50,000 
(See Columns and 04) =$50,001 -SI00,000 =SI00,001  Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Sl5,001 -S50,000 =S50,001 100,000 =SI 00,001 -$250,000 
(See Columns and DJ) =S250,001 -$500,000 =SS00,001 1,000,000 =Sl,000,001 -S5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Esta Only) =More than $50,000,000 =Ca Market 
(See Column C2) =Appra isal =Assessm ent =Book Value =Estim ted 
 
 
Date Report 
Name Person Reporting 
0511512007 
Smith, Jr., Charles 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) 
Part VII, page line 78: previously reported, Rental Property No. Baldwin County, Ala. was acquired Oct. 2003, for $186,000.00. Part VII, page line 85: See page Filing Instructions (2d para., sentence) for explanation why Column (Gain) was left blank. Part VII, page line 87: Same explanation the immediately preceding entry. 
Part VII, page lines and 89: Huntsville, Ala. was puchased May 2006 from Jeffrey Thomas Kenchel and wife, Debra Elaine Kenchel, for $240,000 Value 
property was sold Sept. 28, 2006 Allen Goetsch and Peggy Rochin for $290,000 Value Code), 
producing net Gain (after paying real estate commission and other closing costs) within the Income Gain Code. Since the asset was entirely sold before the end the reporting period, Column was left blank accordance with page the Filing Instructions (1st para., sentence). 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  and Judicial Conference regulations. 
 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544