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Judicial Watch • Stefan R Underhill Financial Disclosure Report for 2005

Stefan R Underhill Financial Disclosure Report for 2005

Stefan R Underhill Financial Disclosure Report for 2005

Page 1: Stefan R Underhill Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:7

Date Created:February 5, 2007

Date Uploaded to the Library:November 23, 2013

Tags:Stefan R Underhill, Underhill, Stefan, TRUSTEE, court, 2005, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 u.s.c. app 101-111) Person Reporting (last name, first, middle initial) Court Organization Underhill, Stefan U.S. District Court (D. Conn.) Title (Article Ill judges indicate active senior status; Sa. Report Type (check appropriate type} magistrate judges indicate full-or part-time) Nomination, Date U.S. District Judge -Active Initial  Annual Sb. Amended Report Final Date Report 05/15/2006 Reporting Period 01/0112005 12/31/2005 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance U.S. District Court with applicable laws and regulations. 915 Lafayette Blvd. Bridgeport, 06604 Reviewing Officer IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. Date POSITIONS. (Reporting indMdua/ only; see pp. 9-13 instructions.) NONE (No reportable positions.) Trustee  POSITION  NAME ORGANIZATION/ENTITY surance Trust Trustee  .-.rust Trustee  rust Trustee Trustee  .,rust#4 President  Raymond Baldwin Chapter, American Inns Court : -- 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
NONE (No reportable agreements.) 
' ' 
PARTIES AND TERMS 

Name Person Reporting 
Date Report 
Underhill, Stefan 
0511512006 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -lfyou were marr ied duringany portion the reportingyear, complete this section. (Dollar amount not required except for honoraria.) 
[2[j NONE (No reportable non-investment income.) 
SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, 
food, entertainment 
(Includes those spouse and dependentchildren. See pp. 25-27 instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DESCRIPTION Feder Bar Council  Old Saybrook, Connecticut, November 4-6, Bench Bar Retreat (hotel meals) GIFTS. (/eludes those spouse and dependent children. See pp. 28-3/ instructions.) 
[RJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes thqse spouse and dependent children. See pp. 32-34 instructions.) 
[RJ NONE (No reportable liabilities.) 
DESCRIPTION 	VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
reporting period reporting period (including trust assets) Value 
(I)
Type(e.g. 
Jfnot exempt from 
disclos ure 
(5) 
(I) (2)Value 
Place "(X)" after each asset exempt from prior disclosure Amount Type(e.g. (2) (4)
Code div., rent, Code Method buy, sell, Date Value 

(A-H) int.) (J-P) Code 	merger, Month Code redemption) Day (Q-W) 
(A-H)(J-P) (if private 
transaction)
L__________, .t. -------- ------. Income Gain Codes: ,000 less  B=$1.00 -$2,500  C=S2,501-S5,000  O=S5,001-Sl5,000 =$15,001 -$50,000  
{Sec Columns and 04) =$50.00 -SI 00,000 =SI00,001  Sl.000,000  111 =Sl,000,001 -$5,000,000  112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,001-Sl.000,000 =Sl,000.001 -$5,000,000 =S5,000,001 -$25,000,000 Value Method Codes  p)=$25,000,001 -$50,000,000 =Cost (Real Estate Only) ""'More than $50,000,000  T-Cash Market  
(Sec Column C2) =Ap praisal  V=Othcr =Assessment ::Sook Value  W=Estimatcd  

Date Report
Name Person Reporting
05/15/2006
Underhill, Stefan 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 3"4-57 offiling instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period  (Fi".' ditsurc (2)
(1) (Place "(X)" after each asset Amount r-;YP --- Type ;.g 
div., rent, buy, sell, 
Code
MethodCode exempt from prior disclosure Date Value Gain Identity 
buyer/seller 
(if private 
(J-P) Code merger, Month -Code Code int.)
(A-H)

--------__ 

redemption) Day (J-P) (A-H) (Q-W) 

transaction)
L__j_____L___ 
-- -- 
--- -----------
18. Vanguard Star Fund  Dividend  Sell  01121  
19.  Sell  06/27  
20.  Sell  07121  
21.  Sell  08125  
22.  Sell  09128  
23.  Sell  10/26  
24.  Sell  11/28  
25.  Sell  12127  
26. Northwestern Mutual whole life and life policies  None  None  
27. Connecticut Teachers' Retirement Board (vested pension)  None  None  
28.  
29. Income Gain Codes: 1,000 less =$1,001 -$2,500  C-$2,501 -$5,000 =$5,001 -$15,000  E415,001-S50,000  
(See Columns and 04) =$50,001 -$100,000  G-SI00,001-Sl,000,000 =$1,000,001 -$5,000,000  112 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000  L-$50,001-$100,000 -$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 -s1.ooo,001-S5.ooo.ooo =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than SS0,000,000 =Cash Market  
(See Column C2)  Q=Appraisal =Other =Assessment =Book Value =Estimated  

Name Penon Reporting 

Underhill, Stefan 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReport.) 
-Assets listed Part VII include assets held trusts identified Part 
-Line 14: The Reynolds Opportunity Fund 
-Line 15: Assets of-nsurance trust consist three insurance policies. 
-Lines 17: The positions American Century Ultra and American Century Target Maturities were fully redeemed 2005. 

Name Person Reporting 
Date Report 
Underhill, Stefan 
0511512006 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544