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Judicial Watch • Stephen F. Williams – 2012

Stephen F. Williams – 2012

Stephen F. Williams – 2012

Page 1: Stephen F. Williams – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Stephen F Williams, Williams, stephen, Morgan, vanguard, transportation, 2012, Market, assets, transactions, Codes, dividend, reportable, reporting, report, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Williams, Stephen Court Organization U.S. Court Appeals, Date Report 0511512013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Article Ill Judge, Senior Status  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
U.S. Court Appeals 333 Constitution Avenue, Washington, 20001 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individ11al only; see pp. 9-13 filing instmctions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individ11al only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

05/15/2013
Ill. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE 	INCOME Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 Public Schools/;.;; 
IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; se.e pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) 

SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	University Penn Law January 26, 2012 Philadelphia, Moot Court Transportation, food and lodging School 	
University Colorado February I-February Boulder, Telecommunications Transportation, food and lodging 13, 2012 Program 	
Duke Law School April 26-April 27, Durham, Panel Discussion Transportation, food and lodging 2012 	
Federal Trade Commission September 22-Moscow, Russia Meeting with another Transportation, food and lodging September 29, 2012 government entity 

05115/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31of filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 

instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR VALUE CODE 

0511512013
Williams, Stephen 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(!) (!) 
(2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Trust# Chase Manhattan (J.P. Morgan mutual funds) N.l  Int/Div Dreyfus SP 500 Fund  Dividend Dreyfus SP 500  Dividend Vanguard Index 500  Dividend Vanguard Prime Fund  Dividend Vanguard Index  Dividend Vanguard Mid-Cap Index  Dividend Vanguard Prime  Dividend Vanguard Mid-Cap IndexlI  Dividend  
10. Barrick Gold Corp.  Dividend  
11. Gold Corp., Inc  Dividend  
12. House, Boulder,  Rent  
13. PNC Bank  Interest  
14. TIAA CREF Ret. Annuities  Distribution  
15. Nestle  Dividend  
16. Proctor Gamble  Dividend  
17. Questar  Dividend Income Gain Codes: 1.000 less  B41,001 -$2.500  c=$2.501 -$5.000 45.001 -$15.000  E=$15.001 -$50,000  
(Sec Columns and D4)  F=$50.001 -$100. 000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500,00 $1,000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Other  W=Estimated  

05/15/2013. 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see pp. 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: $1,000 less  B41,001-$2.500 $2.501 -$5,000 =$5,001 -$15,000 =$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100,000 4100.001 -$1 .000.000  Ill =$1.000.001 -$5.000.000  112 More than $5.000,000 Value Codes  J=$15.000 less 415.001 -$50.000  L=$50.00 $100.000 =$!00,001 -$250.000  
(Sec Columns and D3)  N=$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25,000.000 =$25.000.001 -$50,000.000  P4=More than $50.000.000 Value Method Codes ""Appraisal  R=Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  Y=Othcr  W=Estimated  

05/15/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (1) (2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dcl/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

35. Vanguard Prime MoneyMarket (T-CDW)  Dividend  
36. Mid-Cap Index Vanguard T-(CDW)  Dividend  Sold  I1/20/12  
37. PRIME Cap, Vanguard (T-CDW)  Dividend  
38. Total Int'! Stock Index, Vanguard (T-CDW)  None  Sold  02/23/12  
39. Morgan cash reserve (T-CDW)  Int./Div.  Sold  J0/19/12  
40. Morgan Access Balanced Fund (T-CDW)  Dividend  Buy (add'!)  02/27112  
41.  Sold  10/18112  
42. Morgan, cash reserve (IRA)  Jnt./Div.  Sold  10/19/12  
43. Morgan Access Balanced Fund (IRA)  Dividend  Sold  10/26/12  
44. Morgan Stanley 2-YR Asian Outperformance Note (IRA)  None  Sold  05/18112  
45. Morgan Stanley Market Plus SPX (IRA)  None  Sold  01127112  
46. Barclays Bren Commodities Note (I0/2/12) (IRA)  None  Sold  10/26/12  
47. Goldman Sachs SPX Note (6/J0/12) (IRA)  None  Sold  06/22112  
48. HSBC Strcutured Note due v3/13/13 (IRA)  None  Buy  02124112  
49. Morgan Short Duration Bond Fund (IRA)  Dividend  Sold  03/21/12  
50. JPM Access Multi-Strategy Fund (IRA)  None  Buy  03/28/12  
51. Vanguard Total Int'! (IRA)  Dividend  Buy  12/05/12 Income Gain Codes: =$1.000 less =$1,001 -$2500  c=$2.501 $5.000 =$5.001 -$15,000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$I 00,00 -$1.000,000  !JI =$1,000,001 -$5.000 .000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100,001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment "Cash Market  
(Sec Coluinn C2)  U=Book Value  V=Othcr  W=Estimated  

0511512013
Williams, Stephen
VII. INVESTMENTS and TRUSTS --income, value, transactions (1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
Transactions during reporting period 

(2) (I) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. Vanguard Total Stock Market Inde (IRA)  Dividend  Buy  12/05/12  
53. Morgan Access Balanced Fund  -IRA)  Dividend  Sold  10/26/12  
54. Morgan cash reserveU IRA)  Interest  Sold  11/28/12  
55. Vanguard Money Market Fund  IRA)  Dividend  Buy  11/28/12  
56. SSgA Age Based 2010  None  

c42.501 -$5.000 =$5,001 -$15.000 E=$15,001-$50.000 (Sec Columns and 04) F450.001 -$100.000 Income Gain Codes: 41.000or less Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
L=$50.001 -$100.000 =$100,00 -$250.000 
(Sec Columns and N=$250,001 -$500.000 Value Codes J=$15,000 Jess =$1,000.001 -$5.000.000 1'2 =$5,000.001 -$25,000.000 1'3 =$25.000,001 -$50.000,000 =More than $50.000.000 "Cash Market 
(Sec Column C2) Value Method Codes =Appraisal =Assessment =EstimatedU=Book Value 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) This trust established which life beneficiary. 
This testamentary trust establishedi which the life beneficiary. Investments designated (T-BNY) are held this trust. 

2A. This investment was acquired 3/4/2011 but was inadvertently omitted from report for 2011. The income during the reporting period and the value the end the reporting period were the same categories for 2011 for 2012. 
This testamentary trust established ofwhich the life beneficiary. Investments designated (T-CDW) are held this trust. develops that this account expired automatically because change employment. 

05/15/2013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Stephen Williams 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544