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Judicial Watch • Stephen M. McNamee – 2010

Stephen M. McNamee – 2010

Stephen M. McNamee – 2010

Page 1: Stephen M. McNamee – 2010

Category:Federal Judges

Number of Pages:12

Date Created:September 13, 2013

Date Uploaded to the Library:November 23, 2014

Tags:Powershares, MCNAMEE, Stephen M McNamee, stephen, 2010, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act of1978 
Rev. 111011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MCNAMEE, STEPHEN Court Organization U.S. DISTRICT COURT Date Report 08/12/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S.DISTRICT JUDGE SENIOR TUS-ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address SANDRA DAY OCONNOR COURTS ASHING TON ST, SPC PHOENIX, 85003-2158 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY BOARD MEMBER UNIVERSITY CINCINNATI ALUMNI ASSOCIATION 
MEMBER UNIVERSITY ARIZONA COLLEGE LAW BOARD VISITORS 
MEMBER UNIVERSITY ARIZONA LAW COLLEGE ASSOCIATION 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
McNamee, Stephen 
 
 
 
 
 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
INCOME (yours, not spouses) 2010 ARIZONA, 2009 INCOME TAX REFUND $4,900.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE 2010 LUKES HEALTH INITIATIVE-SALARY 
 
2.2010 HEAL CARE EXCEL -BOARD MEMBER 
3.2010 HCE QUALITYQUEST -BOARD MEMBER 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
Name Person Reporting 
Date Report 
MCNAMEE, STEPHEN 
08/12/2011 
 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
 
 
Name Person Reporting 
Date Report 
MCNAMEE, STEPHEN 
08/12/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes tiwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(!) 
(2) (I) (2) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) IRA, BANK, PHOENIX, AZ-CD Interest IRA, BANK, PHOENIX, AZ-CD Interest MERRILL LYNCH-IRA #I: -FIA CARD SVCS Dividend -CD MORGAN STANLEY Interest -AMERICAN CAP WORLD BOND FUNDCLF Dividend -AMERICAN HIGH INCOME TRUST Dividend -!SHARES !BOXX CORP BOND FUND Dividend -!SHARES BARCLAYS AGENCY BOND FUND Dividend 
10. MERRILL LYNCH-IRA #2: 
11. -FIA CARD SERVICES Dividend 
12. -CURRNCEYSHARES JAPANESE Interest Sold 01/04/10 
13. -VANGUARD PACIFIC ETF Dividend Sold 01/04/10 
14. -WISDOMTREE INTL COMM Dividend Sold 01/27/10 
15. -WISDOMTREE INTL CON N-CY Dividend Sold 02/23/10 
16. -WISDOMTREE INTL H/C Dividend Sold 02/23/10 
17. -WISDOMTREE INTL ENERGY Dividend Buy (addI) 01/27/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50  $5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec ColumnsB and 04) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction) 
(Q-W) 
18. Sold 02/23/10 
19. -WISDOMTREE INTL TEC Dividend Sold 02/23/10 
20. -CURRENCY SHARES AUSTRALIAN Interest Buy (addI) 02/23/10 
21. Sold (part) 04/05/10 
22. Buy (addI) 05/19/10 
23. Buy (add 09/29/10 
24. -WISDOMTREE INTL Dividend Buy (add!) 01/27/10 
25. Sold 02/23/10 
26. -VAN GUARD EMERGING MARKETS MKTS Dividend Buy (addI) 02/23/10 
27. Sold (part) 04/05/10 
28. -VANGUARD SMALL CAP Dividend Buy (addI) 02/23/10 
29. Sold (part) 04/05/10 
30. -VAN GUARD SMALL CAP GROWTH Dividend Buy (addI) 02/23/10 
31. Sold (part) 04/05/10 
32. -POWERSHARES EXCHANGE PTH Dividend Buy (addI) 08/09/10 
33. -POWERSHARES EXCHANGE PXI Dividend Buy (addI) 08/09/10 
34. -POWERSHARES EXCHANGE PSL Dividend Buy (addI) 08/09/10 Income Gain Codes: =$1,000 less =Sl.001 -$2,500 =$2,501 -$5,000 =$5,00I -$15,000 =$15,00I -$50,000 (Sec Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5.000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (2) 
(2) {I) (2) 
(3) 
(4) 
Place (X) after each asset Amount Type {e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
{A-H) int.) {J-P) Code redemption) {J-P) {A-H) (if private 
 
transaction) 
35. -POWERSHARES EXCHANGE PYZ Dividend Buy (addI) 08/09/10 
36. -POWERSHARES EXCHANGE PEZ Dividend Buy (addI) 08/09/10 
37. -POWERSHARES DYN OIL AND GAS Dividend Sold (part) 06/07/10 
38. Buy (addI) 11/16/10 
39. -POWERSHARES ETF DYNAMIC SOFTWARE PORT Dividend Buy (addI) 08/09/10 
40. -POWERSHARES ETF DYNAMIC SEMICONDUCTOR Dividend Buy (addI) 08/09/10 
41. -POWERSHARES ETF DYNAMIC LEISURE ENT PORTFOLIO Dividend Buy (addI) 08/09/10 
42. -POWERSHARES ETF DYNAMIC MEDIA PORTFOLIO Dividend Buy (addI) 08/09/10 
43. -POWERSHARES ETF DYNAMIC NETWORKING PORTFOLIO Dividend Buy (addI) 08/09/10 
44. -POWERSHARES ETF DYNAMIC FOOD AND BEVERAGE PORTFOLIO Dividend Sold (part) 01/27/10 
45. Buy (addI) 07/21/10 
46. Buy (addI) 08/09/10 
47. -POWERSHARES ETF DYNAMIC BIOTECH AND GENO Dividend Buy (addI) 08/09/10 
48. -POWERSHARES ETF DYNAMIC RETAIL PORTFOLIO Dividend Buy (addI) 08/09/10 
49. -POWERSHARES ETF DYNAMIC ENERGYEXPL Dividend Buy (addI) 08/09/10 
50. Buy (addI) 11/16/10 
51. -WISDOMTREE INTL BASIC Dividend Buy (addI) OI/27/IO Income Gain Codes: =$1,000 less 1,001. -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100.001-$1,000.000 1,000.001 -$5.000.000 112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250.001 -$500,000 =$500.00I -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (!) (2) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (H) (A-H) (if private 
(Q-W) transaction) 
 
52. Sold 02/23/10 
53. -WISDOMTREE INTL CONS Dividend Sold 02/23/10 
54. -WISDOMTREE INTL IND SEC Dividend Buy (addI) 01/27/10 
55. Sold 02/23/10 
56. -VANGUARD MID CAP VAL Dividend Buy 01/04/10 
57. Buy (addI) 02/23/10 
58. Sold (part) 04/05/10 
59. -CURRENCY SHARES CANADA Int./Div. Buy 01/04/10 
60. Buy (addI) 02/23/10 
61. Sold (part) 04/05/10 
62. Sold (part) 07/06/10 
63. Buy (addI) 11/16/10 
64. -SPDR INDEX SHS IRV Dividend Buy 02/23/10 
65. Buy (addI) 04/05/10 
66. Sold (part) 05/07/10 
67. -SPDR INDEX SHS IPD Dividend Buy 02/23/10 
68. Buy (addI) 04/05/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500.000 0=$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Person Reporting 
08/12/2011 
MCNAMEE, STEPHEN 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34.60 instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) 
(1) 
(2) 
(5) 
(2) (3) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,00 -$IOO,OOO =$I00,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 I00,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00I-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (1) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
86. -CD WACHOVIA BANK FSB Interest Redeemed 02/16/10 
87. -CD COWLITZ Interest 
88. -EATON VANCE FLOATING Dividend 
89. -CD BLOOMFIELD BANK Interest Redeemed 02/04/10 
90. -!SHARES !BOXX Dividend 
91. -!SHARES BARCLAYS AGENCY Dividend 
92. -PIMCO FOREIGN BOND Interest 
93. -SPDR GOLD TRUST None 
94. -CD AURORA BANK Interest Redeemed 04/06/10 
95. MERRILL LYNCH CMA BANKING ADVANTAGE ACCOUNT Interest 
96. IBM COMMON STOCK Dividend 
97. INTERNATIONAL RECTIFIER COMMON STOCK None 
98. WELLS FARGO BANK, CKG ACCOUNT, PHX,AZ None 
99. FAIRFIELD EST TES FLAGSTAFF None 
100. MARRIOT CANYON VILLAS PHOENIX None 
IOI. LUK.ES HEALTH 403(B)7: 
102. -VANGUARD 500 INDEX Dividend Participant 01/01/10 lncomc Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$I ,000,00 -$5,000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and 03) =$250.001-$500,000 =$500,00 -$I ,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions