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Judicial Watch • Stephen M. McNamee – 2011

Stephen M. McNamee – 2011

Stephen M. McNamee – 2011

Page 1: Stephen M. McNamee – 2011

Category:Federal Judges

Number of Pages:11

Date Created:February 26, 2013

Date Uploaded to the Library:November 23, 2014

Tags:Dynamic, Powershares, MCNAMEE, Stephen M McNamee, stephen, 2011, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MCNAMEE, STEPHEN Court Organization U.S.DISTRICT COURT Date Report 07/30/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE SENIOR STATUS-ACTIVE Sa. Report Type (check appropriate type) Nomination Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/3112011 Chambers Office Address 
SANDRA DAY OCONNOR COURTS 401 WASHINGTON ST, SPC PHOENIX, 85003-2158 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
 
 POSITION NAME ORGANIZATION/ENTITY MEMBER UNIVERSITY ARIZONA COLLEGE LAW BOARD VISITORS MEMBER UNIVERSITY ARIZONA LAW COLLEGE ASSOCIATION MEMBER UNIVERSITY CINCINNATI ALUMNI BOARD DIRECTORS HOUSING COMMITTEE 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
 
PARTIES AND TERMS 
 
 
 
 
 
III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 STATE ARIZONA, 2010 INCOME TAX REFUND $5,093.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 LUKES HEAL INITIATIVE -SALARY 
2011 HEALTH CARE EXCEL-BOARD MEMBER 
2011 HCE QUALITYQUEST -BOARD MEMBER 
 
 
IV, REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
 
 
 
 
 
Date Report 
Name Person Reporting 
MCNAMEE, STEPHEN 
07/30/2012 GIFTS. (Jnc/11des those spouse and dependent children; see pp. 28-31 filing 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION VALUE CODE 
 
 
 
 
 
Date Report 
Name Person Reporting 
07/30/2012MCNAMEE, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions (1nc111des those spouse and dependent c1tildren; see pp. 34-60 filing instrl/ctions.J NONE (No reportable income, assets, transactions.) 
Description ofAssets Income during Gross value end Transactions during reporting period (induding tnist assets) reporting period. ofreporting period 
 
(2) (2) (1) (2) (3) (4) (5) 
 
Place (X) after each asset (e.g., Valrie Value Type (e.g., Date Value Gain Identity 
 
exempt from prior disclosure diV..rent Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller int.) .COde3 redemption) (J-P) (A-H) (if private transaction) Income Gain Codes: 41,000 less 41,001. $2,500 c=$2,501  $5,000 0=$5,001-$15,000 =$15,00 -$50.000 
(See Columns and 04) F=$50.001 -$100,000 100.00 ,000.000 =$1,000,001 -$5.000,000 =More than $5.000,000 Value Codes J=$15,000 less K=$15,00J -$50,000 L=$50,00  00,000 =$100.001 -$250.000 
(Sec Columns and 03) N=$250.00 -$500.000 0=$500,00  $1,000,000 =$!,000,001 -$5,000,000 =$5.000.001  $25,000,000 =$25.000,001  $50.000.000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
Name Person Reporting 
07/30/2012 
MCNAMEE, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent c1tildren; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during  Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 
(2) (4) (5) 
Place after each aset Amount> (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div.,_ rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code int.) Code3 redemption) 
(J-P) (A-H) (if private 
(Q-W) transaction) 
18. Sold 12/06/11 
19. -VANGUARD EMERGING MARKETS Dividend 
20. -VANGUARD SMALL CAP Dividend Sold I0/11/11 
21. -VANGUARD SMALL CAP GROWTH Dividend Sold 10/11/11 
22. -POWERSHARES EXCHANGE PTH Dividend Sold 01/27/11 
23. 24. 25. 26. 27. -POWERSHARES EXCHANGE PX! -POWERSHARES EXCHANGE PSL Dividend Dividend Sold (part) Buy (add!) Sold (part) Sold (part) Sold 01/27/11 06/29/11 08/17/11 11/15/11 01/27/11 
28. -POWERSHARES EXCHANGE PYZ Dividend Sold 01/27/11 
29. -POWERSHARES EXCHANGE PEZ Dividend Sold 01/27/11 
30. 31. 32. -POWERSHARES DYN OIL AND GAS Dividend Sold (part) Buy (add!) Sold 01/27/11 08/17/11 09/28/11 
33. 34. -POWERSHARES ETF DYNAMIC SOFTWARE PORT Dividend Buy (add!) Sold 01/27/11 08/17/11 Income Gain Codes: A=$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and 04) F=$50,001 -$100,000 G=$100,00I -$1,000,000 111 =$1.000,001 -$5,000,000 =More than $5.000.000 Value Codes J=$15,000orless K=$15,001 -$50,000 =$50,001 -$!00.000 =$!00.001  $250.000 
(Sec Columns and 03) N=$250.00I -$500,000 0=$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 
P3=$25.000.001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Bobk Value V=Othcr W=Estimated 
 
 
Name Person Reporting 
Date Report 
MCNAMEE, STEPHEN 
07/30/2012 
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those spouse and dependent clrildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including tiust assets) reporting period reporting period 
 
(!) (2) (I) (2) (3) (5) 
Place after each sset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exemptfrom prior diclcisiire Code div, rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) Int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
 
35. -POWERSHARES ETF DYNAMIC SEMICONDUCTOR Dividend Sold 01/27/11 
36. -POWERSHARES ETF DYNAMIC LEISURE ENT PORTFOLIO Dividend Buy (add!) 01/27/11 
37. Sold (part) 08/17/11 
38. -POWERSHARES ETF DYNAMIC MEDIA PORTFOLIO Dividend Sold 08/17/11 
39. -POWERSHARES ETF DYNAMIC NETWORKING PORTFOLIO Dividend Buy (add!) 01/27/11 
40. Sold (part) 11/15/11 
41. -POWERSHARES ETF DYNAMIC FOOD AND BEVERAGE PORTFOLIO Dividend Sold (part) 01/27/11 
42. Buy (add!) 09/28/11 
43. -POWERSHARES ETF DYNAMIC BIOTECH AND GENO Dividend Sold 01/27/11 
44. -POWERSHARES ETF DYNAMIC RETAIL PORTFOLIO Dividend Sold 01/27/11 
45. -POWERSHARES ETF DYNAMIC ENERGY EXPL Dividend Sold 01/27/11 
46. -VANGUARD MID CAP VAL Dividend 
47. -CURRENCY SHARES CANADA Int./Div. Sold 01/05/11 
48. -SPDR INDEX SHS IRV Dividend Sold JO/I I/I 
49. -SPDR INDEX SHS !PD Dividend 
50. -POWERSHARES EXCHANGE PTJ Dividend Closed 01/01/11 
51. -SPDR INDEX SHS JPN Dividend Income Gain Codes: =$1.000 less =$1.001  $2.500 =$2.501  $5,000 D=$5,001-$15,000 =$15,00 -$50,000 (Sec Columns and D4) F=$50,001 -$100,000 =$100,00  $1,000.000 Ill =$1,000,001  $5.000.000 than $5,000.000 =More 
J=$15,000orless 
(See Columns D3) =$250,00I -$500.000 0=$500,00I -$1,000.000 =$1,000.001 -$5,000,000. =$5,000,001 -$25,000,000 
Value Codes =$15,001  $50,000 =$50,001 -$100.000 =$100.001 -$250,000 .and =$25,000,001 -$50,000.000 =More than $50.000,000 
Value 	Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 
 
 
 
Date Report 
Name Person Reporting 
07/30/2012MCNAMEE, STEPHEN 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Descriptimrnf Assets In.Gross value end 
come during Transactions during reporting period {including trust assets) reporting period ofreporting period 
(2) (3) (4) (5) 
Place (X). after each asset 
Amount (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior di. 
sclosure 
Code div., rent,  Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) redemption) (J-P) (A-H) (if private transaction) Income Gain Codes: =$1.000 less ,001 -$2,500 =$2,501 -$5,000 D=$5,00l -$15.000 =$15,001 -$50,000 
(Sec Columns and D4) =$50.001 -$I 00,000 =$100.00 -$1.000.000 =$1.000,001 -$5.000,000 112 =More than $5.000,000 Value Codes =$15,000 less K=$15,00l -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.00I -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Name Person Reporting 
MCNAMEE, STEPHEN 
07/30/2012 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income. during...  reporting period  Gross value end ofreporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure Amount Gode int.) Value :.code2 Value Method .Code (I) Type (e.g., buy, sell, redemption) (2) Date mm/dd/yy (3) Value Code2 (J-P) (4) Gain Code (A-H) Identity buyer/seller (if private transaction) 
 
69. -POWERSHARES GLOBAL COAL Dividend Buy 03/31/11 
70. Buy (add!) 06/29/11 
71. Sold (part) 08/17/11 
72. Sold 09/28/11 
73. -POWERSHARES EXCHANGE TRAD KBW HIGH DIVID YIELD Dividend Buy 09/28/11 
74. -CURRENCY SHARES JAPANESE YEN  Interest Buy 09/28/11 
75. Sold 11/15/11 
76. Buy 12/06/11 
77. -SPDR INDES SHS FDS JPS Dividend Buy 10/11/11 
78. -VAN GUARD GROWTH ETF Dividend Buy 10/11/11 
79. -VANGUARD LARGE CAP Dividend Buy 10/11/11 
80. MERRILL YNCH-IRRA 
81. -FIA CARD SVCE Dividend 
82. -CD FIRST Interest Redeemed 01/15/11 
83. -CD COWLITZ Interest Redeemed 01/15/11 
84. -EA TON VANCE FLOATING Dividend 
85. -CD BLOOMFIELD BANK Interest Income Gain Codes: A=$1.000orless =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) F=$50.001 -$100,000 =$100.001 -$1.000.000 fll=$1.000,001 -$5.000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 =$50,001 -$100,000 =$100.001 -$250,000 
(Sec Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1.000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
Date Report 
Name Person Reporting 
07/30/2012MCNAMEE, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent cflildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Ass.els.: 
Income