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Judicial Watch • Stephen M McNamee Financial Disclosure Report for 2010

Stephen M McNamee Financial Disclosure Report for 2010

Stephen M McNamee Financial Disclosure Report for 2010

Page 1: Stephen M McNamee Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:12

Date Created:November 11, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Powershares, MCNAMEE, Stephen M McNamee, stephen, 2010, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act of1978
Rev. 111011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) MCNAMEE, STEPHEN Court Organization U.S. DISTRICT COURT Date Report 08/12/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S.DISTRICT JUDGE SENIOR TUS-ACTIVE  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address SANDRA DAY O'CONNOR COURTS ASHING TON ST, SPC PHOENIX, 85003-2158 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY BOARD MEMBER UNIVERSITY CINCINNATI ALUMNI ASSOCIATION 
MEMBER UNIVERSITY ARIZONA COLLEGE LAW BOARD VISITORS 
MEMBER UNIVERSITY ARIZONA LAW COLLEGE ASSOCIATION 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PAR TIES AND TERMS 

McNamee, Stephen 

III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
INCOME (yours, not spouse's) 2010 ARIZONA, 2009 INCOME TAX REFUND $4,900.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.)  

 SOURCE AND TYPE 2010 LUKES HEALTH INITIATIVE-SALARY  

2.2010 HEAL CARE EXCEL -BOARD MEMBER 
3.2010 HCE QUALITYQUEST -BOARD MEMBER 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Name Person Reporting 
Date Report 
MCNAMEE, STEPHEN 
08/12/2011 

V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

Name Person Reporting 
Date Report 
MCNAMEE, STEPHEN 
08/12/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes tiwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(!) 
(2) (I) (2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) IRA, BANK, PHOENIX, AZ-CD  Interest IRA, BANK, PHOENIX, AZ-CD  Interest MERRILL LYNCH-IRA #I: -FIA CARD SVCS  Dividend -CD MORGAN STANLEY  Interest -AMERICAN CAP WORLD BOND FUNDCLF  Dividend -AMERICAN HIGH INCOME TRUST  Dividend -!SHARES !BOXX CORP BOND FUND  Dividend -!SHARES BARCLAYS AGENCY BOND FUND  Dividend  
10. MERRILL LYNCH-IRA #2:  
11. -FIA CARD SERVICES  Dividend  
12. -CURRNCEYSHARES JAPANESE  Interest  Sold  01/04/10  
13. -VANGUARD PACIFIC ETF  Dividend  Sold  01/04/10  
14. -WISDOMTREE INTL COMM  Dividend  Sold  01/27/10  
15. -WISDOMTREE INTL CON N-CY  Dividend  Sold  02/23/10  
16. -WISDOMTREE INTL H/C  Dividend  Sold  02/23/10  
17. -WISDOMTREE INTL ENERGY  Dividend  Buy (add'I)  01/27/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50  $5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(Sec ColumnsB and 04) =$50,001  $100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,00 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (1) (I) (2) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 
Code buyer/seller 
(A-H) 
(A-H) (if private int.) (J-P) Code redemption) (J-P) 
transaction)
(Q-W) 
18.  Sold  02/23/10  
19. -WISDOMTREE INTL TEC  Dividend  Sold  02/23/10  
20. -CURRENCY SHARES AUSTRALIAN  Interest  Buy (add'I)  02/23/10  
21.  Sold (part)  04/05/10  
22.  Buy (add'I)  05/19/10  
23.  Buy (add'  09/29/10  
24. -WISDOMTREE INTL  Dividend  Buy (add'!)  01/27/10  
25.  Sold  02/23/10  
26. -VAN GUARD EMERGING MARKETS MKTS  Dividend  Buy (add'I)  02/23/10  
27.  Sold (part)  04/05/10  
28. -VANGUARD SMALL CAP  Dividend  Buy (add'I)  02/23/10  
29.  Sold (part)  04/05/10  
30. -VAN GUARD SMALL CAP GROWTH  Dividend  Buy (add'I)  02/23/10  
31.  Sold (part)  04/05/10  
32. -POWERSHARES EXCHANGE PTH  Dividend  Buy (add'I)  08/09/10  
33. -POWERSHARES EXCHANGE PXI  Dividend  Buy (add'I)  08/09/10  
34. -POWERSHARES EXCHANGE PSL  Dividend  Buy (add'I)  08/09/10 Income Gain Codes: =$1,000 less =Sl.001 -$2,500 =$2,501 -$5,000 =$5,00I -$15,000 =$15,00I -$50,000 (Sec Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5.000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,00I -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) 
(2) {I) (2) 
(3) 
(4) 
Place "(X)" after each asset  Amount  Type {e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
{A-H) int.)  {J-P)  Code  redemption)  {J-P)  {A-H)  (if private  

transaction) 
35. -POWERSHARES EXCHANGE PYZ  Dividend  Buy (add'I)  08/09/10  
36. -POWERSHARES EXCHANGE PEZ  Dividend  Buy (add'I)  08/09/10  
37. -POWERSHARES DYN OIL AND GAS  Dividend  Sold (part)  06/07/10  
38.  Buy (add'I)  11/16/10  
39. -POWERSHARES ETF DYNAMIC SOFTWARE PORT  Dividend  Buy (add'I)  08/09/10  
40. -POWERSHARES ETF DYNAMIC SEMICONDUCTOR  Dividend  Buy (add'I)  08/09/10  
41. -POWERSHARES ETF DYNAMIC LEISURE ENT PORTFOLIO  Dividend  Buy (add'I)  08/09/10  
42. -POWERSHARES ETF DYNAMIC MEDIA PORTFOLIO  Dividend  Buy (add'I)  08/09/10  
43. -POWERSHARES ETF DYNAMIC NETWORKING PORTFOLIO  Dividend  Buy (add'I)  08/09/10  
44. -POWERSHARES ETF DYNAMIC FOOD AND BEVERAGE PORTFOLIO  Dividend  Sold (part)  01/27/10  
45.  Buy (add'I)  07/21/10  
46.  Buy (add'I)  08/09/10  
47. -POWERSHARES ETF DYNAMIC BIOTECH AND GENO  Dividend  Buy (add'I)  08/09/10  
48. -POWERSHARES ETF DYNAMIC RETAIL PORTFOLIO  Dividend  Buy (add'I)  08/09/10  
49. -POWERSHARES ETF DYNAMIC ENERGYEXPL  Dividend  Buy (add'I)  08/09/10  
50.  Buy (add'I)  11/16/10  
51. -WISDOMTREE INTL BASIC  Dividend  Buy (add'I)  OI/27/IO Income Gain Codes: =$1,000 less 1,001. -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50.001 -$100,000 =$100.001-$1,000.000 1,000.001 -$5.000.000  112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250.001 -$500,000 =$500.00I -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (!) (2) (2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (H)  (A-H)  (if private  
(Q-W)  transaction)  

52.  Sold  02/23/10  
53.  -WISDOMTREE INTL CONS  Dividend  Sold  02/23/10  
54.  -WISDOMTREE INTL IND SEC  Dividend  Buy (add'I)  01/27/10  
55.  Sold  02/23/10  
56.  -VANGUARD MID CAP VAL  Dividend  Buy  01/04/10  
57.  Buy (add'I)  02/23/10  
58.  Sold (part)  04/05/10  
59.  -CURRENCY SHARES CANADA  Int./Div.  Buy  01/04/10  
60.  Buy (add'I)  02/23/10  
61.  Sold (part)  04/05/10  
62.  Sold (part)  07/06/10  
63.  Buy (add'I)  11/16/10  
64.  -SPDR INDEX SHS IRV  Dividend  Buy  02/23/10  
65.  Buy (add'I)  04/05/10  
66.  Sold (part)  05/07/10  
67.  -SPDR INDEX SHS IPD  Dividend  Buy  02/23/10  
68.  Buy (add'I)  04/05/10 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500.000  0=$500,001  $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
08/12/2011
MCNAMEE, STEPHEN 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34.60 instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(1) 
(2) 
(5)
(2) (3) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50,00 -$IOO,OOO =$I00,001-$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 I00,00 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00I-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

86. -CD WACHOVIA BANK FSB  Interest  Redeemed  02/16/10  
87. -CD COWLITZ  Interest  
88. -EATON VANCE FLOATING  Dividend  
89. -CD BLOOMFIELD BANK  Interest  Redeemed  02/04/10  
90. -!SHARES !BOXX  Dividend  
91. -!SHARES BARCLAYS AGENCY  Dividend  
92. -PIMCO FOREIGN BOND  Interest  
93. -SPDR GOLD TRUST  None  
94. -CD AURORA BANK  Interest  Redeemed  04/06/10  
95. MERRILL LYNCH CMA BANKING ADVANTAGE ACCOUNT  Interest  
96. IBM COMMON STOCK  Dividend  
97. INTERNATIONAL RECTIFIER COMMON STOCK  None  
98. WELLS FARGO BANK, CKG ACCOUNT, PHX,AZ  None  
99. FAIRFIELD EST TES FLAGSTAFF  None  
100. MARRIOT CANYON VILLAS PHOENIX  None  
IOI. LUK.ES HEALTH 403(B)7:  
102. -VANGUARD 500 INDEX  Dividend  Participant  01/01/10 lncomc Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$I ,000,00 -$5,000,000 =More than $5.000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and 03) =$250.001-$500,000 =$500,00 -$I ,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions