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Judicial Watch • Stephen S. Trott – 2006

Stephen S. Trott – 2006

Stephen S. Trott – 2006

Page 1: Stephen S. Trott – 2006

Category:Federal Judges

Number of Pages:10

Date Created:September 3, 2007

Date Uploaded to the Library:December 28, 2014

Tags:TROTT, Stephen S Trott, Idaho, stephen, partial, Market, 2006, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting Oast name, first, middle initial) TROTT, Stephen Court Organization Ninth Circuit Court Appeals Date Report 04/02/2007 Title (Article illjudges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge, Senior Status Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 0110112006 12/31/2006 
Sb. Amended Report Chambers Office Address U.S. Courthouse 550 Fort Street, Room 667 Boise, Idaho 724 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
/MPO ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Board Member Boise Philharmonic Association Foundation 
 
Board Member Esther Simplot Performing ArtsCenter Advisory Committee Member 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. I4-16 instructions.) NONE (No reportable agreements.) Vested interest retirement plan maintained Los Angeles Cnty, CA. was employed attorney between 1965/1981. draw retirement income monthly. 
 
Date Report 
04/02/2007 
TROTT, Stephen 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) Los Angeles County California Retirement 12,000.00 
 
Highwaymen Record Sales Performance Fees 3,000.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
(EJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION 09119106 -09/20/06 Seventh Judicial District Citizens Law Academy Idaho Falls, SPEAKER Expenses (lodging) 
 
 
I0/24/06 -10/26/06 William Mitchell College ofLaw St. SPEAKER Expenses (transportation lodging) Paul, 
 
Date Report 
TROTT, Stephen 
04/02/2007 
 
 
 
 
Date Report 
TROTT, Stephen 
04/02/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[KJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[KJ 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE 
 
 
 
Date Report 
TROTT, Stephen 
04/02/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
Type .g. exempt from prior disclosure during rtingperiod Gross value end reporting period Transactions during reporting period 
(2) div., rent, int.) (1) Value Code2 (J-P) Type (e.g (2) Value Method Code3 (Q-W) (I) buy, sell, redemption) (2) Date Month -Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 00,000 =$100,001  $250,000 
(See Columns and D3) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V-==Other =Assessment =Book Value =Estimated 
 
 
Date Report 
TROTT, Stephen 
04/02/2007 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (l) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,00 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date Report 
TROTI, Stephen 
05/0112007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. pp. 34-60 fding instructions..) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Bonds -Boise Idaho Waste Water 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Interest 
36. Bonds -Canyon County Idaho School Interest 
37. Bonds -Idaho Housing Finance Interest Redemption 7/03 
Association *2* Partial call 
 
Janus Fund JANSX Dividenq 
Janus Growth Income JAGIX Dividend 
40. Black Rock Funds Large Cap Value Fund MDLVX Dividend 
41. Cambiar Opportunity Fund CAMWX Dividend 
42. Cash Money Market -Evergreen Portfolio Interest Bought 10/2 
 
44. 
FM! FDS Focus Fund FMIOX Dividend 
Goldman Sachs TRFinl Square Market Dividend Bought 6/22 
FundFSMXX 
45. Goldman Sachs TRFinl Square Market Dividend Sold Partial 7/21 
FundFSMXX 
Goldman Sachs Finl Square Market Dividend Sold Partial 10/20 
FundFSMXX 
47. 
ING Fund Intl Value Fund NIIVX Dividend 
48. 
ING Fund Intl Value Fund NIIVX Dividend Sold Partial 10/11 
Janus Invt Fund Mid Cap JMIVX Dividend 
50. Julius Baer Invt Funds Intl Equity JIEIX Dividend 
Julius Baer Invt Funds Intl Equity JIEIX Dividend Sold Partial 1120 Income Gain Codes: =Sl,000 kss =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =S50,00I -SI00,000 =Sl00,001-Sl,000,000 1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 orless =SI 5,001  $50,000 =$50,001 -SI00,000 =SI00,001 -$250,000 
(See Columns and DJ) =S250,00I -$500,000 =$500,00  1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment =Book Value W=Estimated 
 
 
Date Report 
TROTT, Stephen 
04/02/2007 
VII. INVESTMENTS and TRusTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) 
(I) 
(2) 
(5) 
(2) 
(3) 
Place {X) after each asset Amount Type (e.g. Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g. buy, sell, redemption) Date Month-Day 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Income Gain Codes: =SI ,000 less =Sl,001 -S2,500 =S2,501  S5,000 =$5,001 -$15,000 E=Sl5,00l -S50,000 
(See Colwnns and 04) F=$50,001 -$100,000 =SI00,001 -$1,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,00I  $50,000 L=S50,00I -SI00,000 =SI00,001 -$250,000 
(See Columns and D3) =$250,00 -$500,000 =s500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessmen =Book Value =Estimated 
 
 
 
Date Report 
TROTT, Stephen 
04/02/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicateparto/Report.) 
Section VII -This, except for line #64 (IRA U.S. Bank), belongs l and her separate asset held three different accounts, which may make some the reporting seem duplicative redundant, which not. 	Name change from Merrill Lynch Large Cap Fund Blackrock Funds Large Cap Value Fund MDLVX -date: 10/2/06 
*2* 	Redemption Partial call --Idaho HSG Fin Assn XXX Partial call  Book Entry N/C CPN 4.350% Due 07/01/06 DTD 01101199 07101199 
Now --Idaho HSG Fin Assn 
Sin FAM MTG SER A-Z 
Book Entry -NIC 
CPN 4.350% Due 07/01/08 
DTD 01/01/99 07101199 
 
 
Note: This report consists three separate accounts. 
 
Name Person Reporting Date Report 
 
TROIT, Stephen 04/02/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Sigfu 
SUBJECT CIVIL 
 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544