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Judicial Watch • Stephen S. Trott – 2012

Stephen S. Trott – 2012

Stephen S. Trott – 2012

Page 1: Stephen S. Trott – 2012

Category:Federal Judges

Number of Pages:9

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:VTSGX, Stephen S Trott, Short, Portfolio, vanguard, 2012, trust, transactions, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 u.s.c. app. IOl-111) Person Reporting (last name, first, middle initial) TROTT, Stephen Court Organization Ninth Circuit Court Appeals Date Report 04/01/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge, Senior Status  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address Courthouse 550 Fort Street, Room 667 Boise, Idaho 83724 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Board Member  Boise Philharmonic Foundation 
Board Member Esther Simplot Performing Arts Center 
Advisory Committee Member Childrens Home Society ofldaho 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2012 Vested interest retirement plan maintained Los Angeles Cnty, CA. was employed attorney between 1965/1981. draw retirement income monthly. 

04/01/2013
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  

 (yours, not spouse's) 2012  Los Angeles County California Retirement  $12,000.00 2012  "Highwaymen" LLC, Record Sales Performance Fees  $2,000.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 

ITEMS PAID PROVIDED 
Transportation 

04/01/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION VALUE 

VJ. LIABILITIES. (Jnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

04/01/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 offili11g ins1ructitms.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: 41,000 less 41,001 -$2,500 =$2,501 -$5,000  0=$5.001-$15,000  E=$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100,000 4100.001 -$1,000.000  IJl =$1,000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50,000 =$50.00 -$I 00.000 =$100,001 -$250.000  
(Sec Columns and 03) =$250.001 $500.000  0=$500,001 -$1,000.000 =$1,000,001 -$5,000.000  1'2 =$5,000.00 -$25.000.000 =$25.000.00 -$50,000.000  P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

04/01/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111t1es those ofspm1se ant1 t1epent1ent chilt1ren; see PP 34-60 filing ins1mctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(!) 
(2) (I) 
(I) 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. J.P. Morgan Govt Money MKT Fund Inst! Class IJGXX  Dividend  Buy  12/14112  
19. Pimco Commodity -Real Return Stratigic Fund-PCRIX  Dividend  
20. Pimco Commodity -Real Return Stratigic Fund -PCRIX  Dividend  Buy  12/14/12  
21. PIMCO Funds Pac Int Total Return PTTRX  Dividend  
22. PIM Funds Pac Int Total Return PTTRX  Dividend  Buy  12/14/12  
23. Rowe Price Intl FDS (PRIDX) Inc. Int'! Discovery Fund  Dividend  Buy  06/14/12  
24. Vanguard Index Trust 500 Portfolio Inv VIFSX  Dividend  Sold (part)  06/14/12  
25. Vanguard Index Trust 500 Portfolio Inv VIFSX  Dividend  Buy  12/14/12  
26. Vanguard Cap Sig Shrs VSISX  Dividend  Sold (part)  12/14/12  
27. Vanguard Bond Index Short Term VBSSX  Dividend  
28. Vanguard Fixed Income Sec. Short VFSUX  Dividend  
29. Vanguard Fixed Income Sec. Short VFSUX  Dividend  Buy  12/14/12  
30. Vanguard Mid Cap Index VMISX  Dividend  
31. Vanguard Mid Cap Index VMISX  Dividend  Buy  12114112  
32. Vanguard Bond Index VBTSX  Dividend  
33. Vanguard Total Inst STK Index Fund VTSGX  Dividend  
34. Vanguard Total Inst STK Index Fund VTSGX  Dividend  Buy  02/16/12 Income Gain Codes: =$1.000 less =$1,00  $2.500 =$2.501 -$5.000  0=$5.001. $15.000 =$15,001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100,000 4100.001 -$1.000.000  111 =$1,000.001 -$5.000.000  112 =More than $5.000.000 Value Codes 415.000 Jess  K415.001 -$50.000 450.001  $100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500,000 4500,001 -$1.000.000 =$1,000.00 -$5.000.000  1'2 =$5.000.001  $25,000,000 =$25.000.00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) =Assessment ==Cash Market  
(Sec Colnmn C2)  U=Book Value =Other ""Estimated  

04/0l /2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des t1tose spouse and dependent children; see PP 34-60 offilinc ins1mctio11s.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) 
(I) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
35. Vanguard Total Int'! Stk Ind Sig Shr VTSGX  Dividend  Sold (part)  12114/12  
36. Calamos Inv New Growth CGRIX  Dividend  Sold  12/14/12  
37. Cash Money Market -Evergreen Govt Portfolio  Interest  
38. Dodge Cox Intl STK Fund DODFX  Dividend  Sold (part)  10/16/12  
39. Growth Fund American Fund -Class GFAFX  Dividend  Sold (part)  06/13/12  
40. Growth Fund American Fund -Class GFAFX  Dividend  Sold (part)  12/14/12  
41. Janus Advisers Ser Adv Mid Cap JMVAX  Dividend  Sold (part)  12/14112  
42. Janus lnvt Overseas -FD JIGFX  Dividend  Sold (part)  12/14112  
43. J.P. Morgan Gov't Money Mkt Int'] Class IJGXX  Dividend  
44. J.P. Morgan Gov't Money Mkt Int'! Class IJGXX  Dividend  Buy  12/14/12  
45. Legg Mason Value Trust Inc NAV LMNVX  Dividend  Sold (part)  06/13/12  
46. Legg Mason Value Trust Inc NAV LMNVX  Dividend  Sold (part)  12/14/12  
47. Mutual Ser Inc GLBL Discovery ZMDISX  Dividend  Sold (part)  10/16/12  
48. PIMCO Commodity Real Return PCRIX  Dividend  
49. PIMCO Commodity Real Return PCRIX  Dividend  Buy  12114/12  
50. PIMCO FDS Pac lnvt Mgt Ser Total Return PTTRX  Dividend  
51. Vanguard Index Trust 500 Portfolio Inv Fund VIFSX  Dividend  Sold (part)  06113112 Income Gain Codes: =$1.000 less 41,001 -$2.500 c=$2.501 -$5,000 D=$5,001 -$15,000 =$15.00 -$50,000 (Sec Columns and 04) F=$50,001 -$!00.000 G=$100.00I -$1.000.000 Ill =$1,000.001-$5,000,000 ll2 =More than $5,000,000 Value Codes J=$15.000 less =$15.001 -$50.000 =$50,00 -$I 00,000 M=$100.001 -$250.000 

(Sec Columns and 03) N=$250.001 -$500.000 0=$500.001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 
P3=$25.000.00 -$50,000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) ::::Cash Market =Assessment 
(Sec Column C2) V=Othcr 

U=Book Value 	W=Estimated 

04/01/2013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes t1tose spouse and dependent c1tildren; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (2) (1) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

52. Vanguard SP Index Sig Shrs VIFSX  Dividend  Buy  12118/12  
53. Vanguard Index Small Cap Stock Portfolio VSISX  Dividend  Sold {part)  10/16/12  
54. Vanguard Mid Cap Ind Sig Shrs VMISX  Dividend  
55. Vanguard Mid Cap Ind Sig Shrs VMISX  Dividend  Buy  12/18/12  
56. Vanguard Total Stk Index Fund VTSGX  Dividend  Sold {part)  10/16/12  
57. Vanguard Total Stk Index VTSGX  Dividend  Sold (part)  12/14112  
58. Vanguard Municipal Bond Fund VMLUX  Dividend  
59. Vanguard Municipal Bond Fund Lmtd Term Tax Exempt VMLUX  Dividend  Buy  02116/12  
60. Vanguard Municipal Bond Fund Short Term VWSUX  Dividend  Sold (part)  06/14/12  
61. Vanguard Municipal Bond Fund Short Term vwsux  Dividend  Buy  12/14/12  
62. Highmark FDS Geneva Mid-Cap Growth CLF PNMFX  Dividend  Buy  12114/12  
63. Rowe Price Int'! FDS Inc. Int'! Discovery Fund PRIDX  Dividend  Buy  06/13112  
64. IRA -US Bank Cash Equivalent  Interest Income Gain Codes: =$1.000 less =$1 ,001 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15,000 =$15.001  $50,000  
(Sec Columns and 04)  F=$50.001 -$100,000 =$100.001 -$1.000.000  111 =$1.000.001  $5.000.000  112 =More than $5.000,000 Value Codes  J=$15 000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500,001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001  $25,000.000  
1'3=$25.000.001 -$50.000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Other  W=Estimated  

Date Report
04/01/2013
TROTT, Stephen 
Section VII: This, except for line #64 (IRA U.S. Bank), belongs to separate asset held three different accounts, which may make some the reporting seem duplicative redundant, which not. 	Lines and exchange 06/27/12 
was Vanguard Fixed Income SECS Inc. Short Term Inv Grade Inv. SHS (VFSTX) 
now Vanguard Short Term Corporate Fund Adm. of(06/26/12) SHR Class (VFSUX) 

Note: This report consists three separate accounts. 

04/01/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Stephen TROTT 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544