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Judicial Watch • Stephen S Trott Financial Disclosure Report for 2007

Stephen S Trott Financial Disclosure Report for 2007

Stephen S Trott Financial Disclosure Report for 2007

Page 1: Stephen S Trott Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:10

Date Created:November 13, 2008

Date Uploaded to the Library:November 13, 2013

Tags:TROTT, Stephen S Trott, Bought, stephen, partial, Market, 2007, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 USC. app.  101-111) Person Reporting (last name, first, middle initial) TROTT, Stephen Court Organization Ninth Circuit Court Appeals Date Report 04/08/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge, Senior Status  Sa. Report Type (check appropriate type) Nomination, Date lnitial [{] Annual Final Reporting Period 01/01/2007 12/31/2007  
Sb. Amended Report Chambers Office Address U.S. Courthouse 550 Fort Street, Room 667 Boise, ldaho 83724 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. JTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
NONE (No reportable positions.) 
POSITION Board Member 
Board Member 
Advisory Committee Member Childrens Home Society Idaho 

IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
NONE (No reportable agreements.) Vested interest retirement plan maintained Los Angeles Cnty, CA. was employed attorney between 1965/1981. draw retirement income monthly. 

04/08/2008
TROIT, Stephen 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.)  
AND TYPE  (yours, not spouse's)  Los Angeles County California Retirement 12,000.00  "Highwaymen" LLC, Record Sales Performance Fees 4,000.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[Z] 	NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

04/08/2008
TROTT, Stephen GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[Z] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 

VJ.. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE 

04/08/2008 
TROTT, Stephen 
instructions.;
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3) (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P) (A-H)  (if private  
(Q-W)  transaction) Blackrock Funds Large Cap Value Fund MDLVX  Dividend  Sold Partial  2/02  Blackrock Funds Large Cap Value Fund MDLVX  Dividend  Bought  4/26  Cambiar Opportunity CAMWX  Dividend  Sold Partial  4/26  Columbia Fund Marsico 21st Century Class NMTAX  Dividend  Bought  3/19  FM! FDS Focus Fund FMIOX  Dividend  FM! FDS Focus Fund FMIOX  Dividend  Bought  2/02  Franklin Insured Tax Free Income Fund Class FTFIX  Dividend  Bought  5/24  Goldman Sachs -TR Finl Square Market Fund FTXXX  Dividend  Sold Partial /19  Goldman Sachs -TR Finl Square Market Fund FTXXX  Dividend  Bought  2/02  
IO.  ING Fund Int Value NllVX  Dividend  Sold Partial  2102  
11.  Janus Invt Fund Mid Cap JMIVX  Dividend  Sold Partial  6/08  
12.  Julius Baer lnvt Funds JIEIX  Dividend  Sold Partial  2/02  
13.  Kinetics Paradiam Fund KNPYX  Dividend  Sold Partial  2/02  
14.  Kinetics Paradigm Fund KNPYX  Dividend  Bought  4/26  
15.  Legg Mason Value Trust Inc NAV LMNVX  Dividend  
16.  Legg Mason Value Trust Inc NAV LMNVX  Dividend  Bought  2/02  
17.  Nuveen Inter Duration Municipal NUVBA  Dividend  Bought  5/24 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 00,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Columns and D3) =$250,00 -$500,000 =$5vb,OOI -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) :::Assssment =Cash Market  
(See Column C2) =Book Value "'Other =Estimated  

04/08/2008
TROIT, Stephen 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tltose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (!) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-Pl  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes; =$1,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$J()(J,000 =$I 00,00  $1,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000  
(See Colums and DJ) =$250,00 -$500,000 =$500,00  $1,000,000 =$1,000,00 -$5,000,000 =$5,000,00  $25,000,000 =525,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =:=Assessment :::Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
04/08/2008
TROTT, Stephen 
VII. INVESTMENTS and -income. vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(!) 
(2) 
(3)
(2) 
(2) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code  redemption)  

Date  Value  Gain  Identity  
Month- Code  Code  buyer/seller  
Day  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,00J -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ""Cash Market  
(See Column C2) =Book Value =Other =Estimated =$15,00 -$50,000 

04/08/2008
TROTT, Stephen 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see pp. J4-6o offuing mstructions.J NONE (No reportable income, assets, transactions.) 

Date Report 
Name Person Reporting 
04/08/2008
TROIT, Stephen 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) (2) 
(5)
(I) 
(3) 
(4)
(2) 
Place "(X)" after each asset  Amount  Type (e.g  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month-
Day 

Identity Code Value Gain 
buyer/seller (J-P) Code 
(if private transaction) (A-H) 
69. Western Asset Core TFX  Dividend  Bought  2102  
70. IRA -US Bank Cash Equivalent  Interest  

04/08/2008
TROTT, Stephen 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/Report.) 
Section VII -This, except for line #70 (IRA U.S. Bank), belongs tand her separate asset held three different accounts, which may make some the reporting seem duplicative redundant, which not. 
Note: This report consists three separate accounts. 

04/08/2008
TROlT, Stephen 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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