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Judicial Watch • Steven J. McAuliffe – 2006

Steven J. McAuliffe – 2006

Steven J. McAuliffe – 2006

Page 1: Steven J. McAuliffe – 2006

Category:Federal Judges

Number of Pages:17

Date Created:September 6, 2007

Date Uploaded to the Library:November 21, 2014

Tags:mcauliffe, Steven J McAuliffe, Steven, 2006, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
NAME ORGANIZATION/ENTITY Fellow New Hampshire Bar Foundation  Director Challenger Center for Space Science Education Trustee Trust Shareholder (50 percent) Pleasant Lake Air, Inc., LLC Partner Pinchers Investment Group (Neighborhood Investment Club) Treasurer Local EAA Chapter -Capitol Flyers 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[EJ NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
 
 
 
Date Report 
MCAULIFFE, STEVEN 05/14/2007 
IJJ. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[KJ NONE (No reportable non-investment income.) SOURCE AND TYPE 
INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 Child Family Services (Teaching) 
 
 
JV, REIMBURSEMENTS --transportation, lodging,jood, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-2 instructions) 
[20 NONE (No reportable reimbursements.) 
SOURCE DESCRlPTION GIFTS. (Includes those spouse and dependent childre1c See pp. 28-31 instructions.} 
[KJ NONE (No reportable gifts.) 
DESCRIPTION VALUE 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children. See pp. 32-33 instructions.} 
[KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
Date Report 
MCAULIFFE, STEVEN 
0511412007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Date Report 
MCAULIFFE, STEVEN 
05/ l4/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross valt1e end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (1) 
(2) (I) (3) 
(5) 
Place (X) after each asset Amount Type (e.g. Value 
Value Type (e.g. Date Value 
Gain Identity 
Code 
Code 
exempt from prior disclosure (!) div., rent, 
Method buy, sell, Month-Code 
Code buyer/seller 
(A-H) int.) 
Code redemption) Day (J-P) 
(J-P) 
(A-H) (if private 
(Q-W) transaction) 
18. 
-MSFT Dividend Partial Sale 1113 Mkt 
 
19. 
-PFE Dividend 
 
20. 
-Dentsply Int. Inc. Dividend 
 
21. 
-EBAY None Sold 11/9 Mkt 
 
22. 
-BAC Dividend 
 
23. 
-Air Products Chem. Dividend Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00t -$5 ,000,000 =$5,000,001 $25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 Cash Market 
(See Column C2) =Appraisal q)thcr Assessment =Book Value =Estimated 
 
 
Date Report 
MCAULIFFE, STEVEN 
05114/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets !ncome during Gross value end Transactions during reporting period 
(including trust assets) repa?--=:_- reporting period 
 
(2) (4)(1) 
(2) 
Amount Type (e.g. Value 
Value 
Type (e.g. Date 
Gain 
Value 
Identity 
(2) 
Place (X) after each asset 
Method 
Code 
buy, sell, Month- 
Code 
Code 
redemption) 
div. Code 2exempt from prior disclosure buyer/sellerrent, mt.) (J-P) 
Day 
(A-H) (if private 
(J-P) 
transaction) 
(Q-W) 
35. 
Lowes Cos, Inc. Dividend 
 
36. 
CVS Corp. Dividend 
 
 
Motorola, Inc. Dividend 
38. Pall Corp. Dividend Sold 11/7 Mkt Income Gain Codes: =$1,000 less B=$t,001 $2,500 =$2.501 $5,000 =$5,001 -$15,000 E=$t5,00I  $50,000 
(See Columns and 04) =$50,00 -$100,000 100,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 5,00 -$50,000 450,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25.000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000.000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value \Estimated 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2007 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
 
Gross value end 
 
reporting period 
Transactions during reporting period 
Description 
including trust assets 
Assets 
lace (X) after each asset 
exempt from prior disclosure 
 
reporting period 
(2) (1) (2) (1) (2) (3) (4) (5) 
Type Value Value e.g. Date Value Gain Identit 
(Code Method (Month Code 
div, rent, sell, Code 
buy, 
(1) 
Amount 
Code 
 
buyer/seller 
52. 
!shares FTSE/XIN!-IUA China Index Dividend Sold 618 Mkt 
 
53. 
XTO Energy Dividend Sold 6/13 Mkt 
 
 
Cemex Dividend Partial Sale 6126 Mkt 
55. Tele Norte Leste Particip Dividend Sold l/9 Mkt Income Gain Codes: =$1,000 less =$t ,OOt -$2,500 =$2,501 -$5,000 D=$5,00l -$15,000 =$15,00t -$50,000 
(See Columns and 04) =$50,00 -$I 00,000 =$I 00,00 ,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Si5,00I -$50,000 =$50,001 -$I 00,000 =$100,001 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Appraisal =Other =Assessment =Book Value =Estimated 
 
Date Report 
MCAULIFFE, STEVEN 0511412007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those a/the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Value 
(4) 
Gain identity (2)(2) 
(2) 
Im-I 
 
Amount Type (e.g. 
Value 
Type (e.g. 
Place (X) after each asset 
Date Value 
Code 
Method 
buy, sell, 
exempt from prior disclosure 
Month-Code Code 
buyer/seller 
(A-H) int.) (J-P) 
Code redemption Day (J-P) (A-H) 
(if private 
transaction) 
(Q-W) 
 
LL________ 
69. 
Oracle Corp. None Buy 1117 Mkt 
 
70. 
Thermo Fisher Sci. (TMO) None Buy 11/7 Mkt 
 
71. 
Oracle Corp. None Sold 12/18 Mkt 
 
 
Telenorte Leste Addl. Buy 1123 Mkt 
Rediff. Corn India Ltd. Buy 1/30 Mkt Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) f=S50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,0QI -$50,000 L-$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Co,i;t (Real Est11te Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value :=Estimated 
 
Date Report 
MCAULIFFE, STEVEN 
051!412007 
VII. INVESTMENTS and -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(l) (2) 
(I) 
(2) 
(3) (4) 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g. 
exempt from prior disclosure Code div.1 rent, Code Method buy, sell, 
(A-HJ int.) (J-P) Code redemption) 
 
Date 
Value Gain Month-Code2 Code Day (J-P) (A-HJ Identity buyer/seller (if private 
transaction) 
86. 
Bausch Lomb, Inc. 
 
 
Buy 4127 Mkt 
87. 
MFS lntnl Divers. Dividend Buy 4/27 Mkt 
 
88. 
Amgen, Inc. Buy 5115 Mkt 
 
89. 
Peabody Energy Corp. Addi. Buy 619 Mkt Income Gain Codes: $1,000 less ,001 -$2,500 $2,501 -$5,000 =$5,001 -$15,000 =$15,00I -$50,000 
(See Columns and 04) =$50,001  $100,000 100,00 -$1,000,000 s1,ooo,001 -$5,ooo,ooo More than $5,000,000 Value Codes =$15,000 less $15,00!. $50,000 $50,001 -$100,000 st00,001 -$250,000 
(See Columns and 03) $250,00t -$500,000 $500,001 -$1,000,000 $1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment Book Value =Estimatt:d 
 
Date Report 
MCAULIFFE, STEVEN 
05/14/2007 
VII. INVESTMENTS and TRUSTS --income, value, 1ra11sac1ions r1nc111des those the spo11se and depende111 children. see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Place (X) after each asset Amount 
(I) 
1Code1 
exempt from prior disclosure 
103. Nordic Am. Tanker Shipping Ltd 
(2) (2) (1) 
(2) 
(3) 
Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
div., rent, Code Method buy, sell, Month -Code Code buyer/seller int.) (J-P) Code redemption) Day 
(J-P) (A-H) (if private 
(Q-W) 
transaction) 
Dividend Buy l/15 Mkt 
104. 
GMH CMNTYS Dividend Buy 1217 Mkt 
 
105. 
American Intnl Grp Partial Sale 12/21 Mkt Income Gain Codes: A=$ ,000 Jess =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$I ,000,00 -$5 ,000,000 =More than $5,000,000 Value Codes 5,000 Jess =$15.00l  $50.000 =$50,001 -$100,000 =$I 00,00 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00t -$5 ,000,000 =$5,000,001 -$25,000.000 Value Method Codes =$25,000,001 -$50.000.000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) ==Appraisal Vther =Assessment =Book Value =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) report period reporting period 
Place (X) after each asset 
(2) (I) (2) 
(2) (3) 
(4) (5) 
Type (e.g. Value 
Value 
Type (e.g. Date Value 
Gain Identity 
div., rent, Code 
Method 
buy, sell, Month -Code 
Code buyer/seller 
 int.) 
Code 
redemption) Day (J-P) 
(J-P) 
(if private 
(A-H) 
(Q-W) 
transaction) 
120. 
Bank Corp. (CJ Dividend 
 
121. 
Burlington Resources, Inc. [CJ Dividend Sold Mkt 
122. 
Dow Chemical Co. [CJ Dividend Sold 6113 Mkt Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,50  $5,000 D=$5,00l -S15,000 =$15,00  $50,000 
(See Columns and D4) F=$50,00 -$1 00,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001  $100,000 =$100,001  $250,000 
(See Columns and D3) =$250,001 -$500,000 $500,00 1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ==Cash Market 
(See Column C2) =Appraisal =Other Assessment =Book Value Estimated 
 
Date Report 
MCAULIFFE, STEVEN 05114/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
Date Report 
MCAULIFFE, STEVEN 05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descrip tion Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) 
(2) (3) (4) 
(5) 
Place (X) after each asset 
exempt from prior disclosure Amount 
(l) 
 
Type (e.g. 
Value Value Type (e.g. 
Date 
Value Gain 
Identity 
div., rent, 
Code Method 
buyer/seller 
buy, sell, Month -Code Code 
redemption) Day (J-P) (A-H) 
(J-P) Code int.) 
(if private (Q-W) 
transaction) 
154. 
Rediff. Com India Ltd [CJ Buy 1/30 Mkt 
 
155. 
Rediff. Com India Ltd [CJ None Sold 3/23 Mkt 
 
156. 
Massey Energy (CJ Buy 3/13 Mkt Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =$I 00,00 -$1,000,000 =$I ,000,001  ,000,000 More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cac;h Market 
(See Column C2) =Appraisal =-Other =Assessment =Book Value =Estimated 
 
Date Report 
MCAULIFFE, STEVEN 05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(5)(1) 
,_I 
Place (X) after each asset Amount Type (e.g. 
Identity 
exempt from prior disclosure 
Codo buyer/sci lcr 
(if private 
transaction) ;,; 
171. Blackrock En. Div. Tr. [CJ Dividend Buy Mkt 
 
172. 
Bausch Lomb [CJ Buy 4/27 Mkt 
 
173. 
Bausch Lomb [CJ Dividend Sold 619 Mkt 
 
174. 
MFS lntnl Div (CJ Dividend Buy 4/27 Mkt 
 
 
 
Date Report 
MCAULIFFE, STEVEN 
051l4/2007 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those the spouse and dependent children. see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (1) 
(I) 
(2) (3) (4) 
(5) 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain exempt from prior disclosure Code div., rent, Code Method buy, sell, Month-Code Code (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) 
(Q-W) 
Identity buyer/seller (if private transaction) 
188. Joy Global [CJ Dividend Buy 8/9 Mkt 
189. Cohen Steers Prem Rlty [CJ Dividend Buy 911 Mkt 
190. Cohen Steers Select Util Fund Inc. [CJ Dividend Buy IO/I Mkt 
191. Penn Res. Ptnrs. [CJ Dividend Buy !Oil! Mkt 
192. Alaska Comm. Sys [CJ Dividend Buy 10/11 Mkt 
!93. Southern Copper Corp (CJ Buy Ill Mkt 
194. Southern Copper Corp (CJ None Sold 1116 Mkt 
195. Nordic Tanker Ltd (CJ Dividend Buy 11/15 Mkt 
196. GMH CMNTYS [CJ Dividend Buy 1217 Mkt 
197. Alpine Ser [CJ Dividend Buy 12/19 Mkt Jncome Gain Codes: $J,000 less $1,00 -$2,500 $2,501 -$5,000 =$5,001 -$15,000 $15,00 -$50,000 (Sec Columns and 04) $50,00I -$100,000 $100,001 -$1,000,000 $1,000,00 -$5,000,000 =More than $5,000,000 $15,000 less 15,00 -$50,000 $50,001 -$100,000 $100,001 -$250,000 
(See Columns and 03) $250,00I -$500,000 ssoo,001 1,000,000 s1,ooo,001 -s5,ooo,ooo $5,000,001 -$25,000,000 Vah1e Codes 
P3s25,ooo,oo1 -$50,000,000 More than $50,000,000 Appraisal :=Assessment Value Method Codes Cost (Real Estate Only) =Cash Market 
(See Column C2) Other Book Value Estimated 
 
Date Report 
MCAULIFFE, STEVEN 05/14/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lizdicateparto/Report.) 
PART POSITIONS. Pleasant Lake Air, Inc., LLC, corporation formed own Cessna 182 Sky lane single engine private airplane. own one-half interest the corporation (and thus the airplane). 
PART VI. own former law partner, Edward Shumaker, III, 
which property mortgaged part. That liability not disclosed since secured real property which 
 
 
 
 
 
Date Report 
MCAULIFFE, STEVEN 
0511412007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations.